Stirling v. Brown

CourtCalifornia Court of Appeal
DecidedJanuary 4, 2018
DocketG053998
StatusPublished

This text of Stirling v. Brown (Stirling v. Brown) is published on Counsel Stack Legal Research, covering California Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Stirling v. Brown, (Cal. Ct. App. 2018).

Opinion

Filed 1/4/18

CERTIFIED FOR PUBLICATION

IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA

FOURTH APPELLATE DISTRICT

DIVISION THREE

DWIGHT D. STIRLING,

Plaintiff and Appellant, G053998

v. (Super. Ct. No. 30-2015-00824116)

GOVERNOR EDMUND G. BROWN, JR., OPINION

Defendant and Respondent.

Appeal from a judgment of the Superior Court of Orange County, Theodore R. Howard, Judge. Affirmed. Request for Judicial Notice. Granted in part and denied in part. Corey Lovato for Plaintiff and Appellant. Xavier Becerra, Attorney General, Chris A. Knudsen, Assistant Attorney General, Fiel D. Tigno and Michael D. Gowe, Deputy Attorneys General, for Defendant and Respondent. * * * INTRODUCTION The California Military Whistleblower Protection Act, Military and Veterans Code section 56 (Section 56), affords certain rights and protections to service members of the California National Guard who face actual or threatened adverse personnel actions in retaliation for reporting waste, fraud, abuse of authority, violation of law, or threats to the public health and safety. A service member may file an allegation that a prohibited personnel action has been taken. The allegation is filed with the state inspector general, who must expeditiously determine whether there is sufficient evidence to conduct an investigation and, if so, expeditiously conduct an investigation and prepare a report on the results. Under Section 56, subdivision (e) (Section 56(e)), if the inspector general is not outside the immediate chain of command of both the service member submitting the allegation and the individual or individuals alleged to have taken the challenged personnel action, then the inspector general must refer the allegation to the Chief of the National Guard Bureau and the Governor. At issue in this case is the scope of the Governor’s responsibilities upon receiving an allegation referred by the inspector general. Major Dwight D. Stirling, a part-time judge advocate in the California National Guard, brought a petition for writ of mandate in the trial court to compel Governor Edmund G. Brown, Jr. (the Governor) to act on Stirling’s whistleblower allegation in accordance with Section 56, subdivisions (d) and (f)(1). Stirling argues that Section 56(e) requires the Governor to undertake the same preliminary determination, investigation, and reporting that is required of the inspector general under Section 56, subdivisions (d) and (f)(1). The Attorney General, representing the Governor, argues Section 56(e) does not require the Governor to take any particular action on a whistleblower allegation and permits the Governor to defer to the Chief of the National Guard Bureau, who is a federal military officer responsible for heading the federal agency that controls the United States Army National Guard.

2 The trial court sustained without leave to amend the Attorney General’s demurrer to Stirling’s amended petition for writ of mandate. Because we are reviewing a judgment following an order sustaining a demurrer without leave to amend, our analysis is necessarily limited to the pleadings and matters of which we may take judicial notice. (Santa Ana Police Officers Assn. v. City of Santa Ana (2017) 13 Cal.App.5th 317, 323.) We conclude Section 56 is unambiguous, and its plain language does not require the Governor to undertake the procedures required of the inspector general in response to a whistleblower allegation. We also conclude, based on the appellate record, that Section 56 does not violate California’s equal protection clause because in all cases a whistleblower allegation is referred to an impartial decision maker who has discretion whether to undertake a full investigation.

FACTS AND PROCEDURAL HISTORY I. Allegations of the Writ Petition Stirling alleged the following facts in his amended petition for writ of mandate. Stirling is employed by the California Military Department (CMD) as a part-time judge advocate, which is a military attorney. He serves in the California National Guard and holds the rank of major. He has consistently received superior performance evaluations and “the highest possible marks for rectitude over the course of his 15-year career in the CMD.” In March 2014, Stirling became aware that nonattorneys were practicing law in the CMD’s legal department. He alleged: “After alerting senior judge advocates in the CMD about the matter, [Stirling] learned that the senior judge advocates he alerted had themselves authorized the non-attorneys’ practice of law in the first place. When the

3 illegal activity was not stopped, [Stirling] discharged his ethical duty by reporting the matter to the State Bar in April of 2014.” In October 2014, the CMD retaliated against Stirling by initiating a “secretive professional responsibility investigation” against him “while simultaneously reassigning him to a remote facility.” The CMD allegedly directed Stirling to work alone and not to have contact with “his legal colleagues.” More than 20 months after the investigation was initiated, Stirling had not been told of the nature of the allegations, interviewed by an investigator, or allowed to present evidence. The CMD “flagged” Stirling. Flagging is “an unfavorable personnel action that bars him from being promoted, receiving awards, attending school, and many other 1 administrative benefits.” Stirling alleged he has not been able to receive favorable personnel actions in that: “He cannot . . . take the courses necessary for promotion, be promoted, or receive awards. [Stirling]’s career progression has been stunted, placed in legal limbo. He has sustained—and continues to sustain—irreparable damage to his career progression, financial compensation, and professional reputation as a result of the retaliation.” In January 2015, Stirling filed a whistleblower allegation under the California Military Whistleblower Protection Act. When Stirling filed his whistleblower allegation, his supervisor was Colonel David Kauffman, a senior judge advocate in the CMD. Kauffman also was the inspector general, and, therefore, he referred the whistleblower allegation to the Governor pursuant to Section 56(e). The Governor has

1 The applicable federal army regulations define the word “Flag” as “the suspension of favorable personnel actions.” (U.S. Dept. of Army Reg., No. 600-8-2 (2012) § 1-1.) The Army Regulations state that “[a] properly imposed Flag” prohibits certain personnel actions, including appointment, reappointment, reenlistment, transfer, promotion in grade, and recommendation for and receipt of awards and decorations. (Id., No. 600-8-2, § 3-1(a), (d) & (e).)

4 not performed any of the acts the inspector general would be required to perform in investigating a whistleblower allegation under Section 56. II. Handling of Stirling’s Whistleblower Allegation The inspector general also referred Stirling’s whistleblower complaint to the Chief of the National Guard Bureau, who in turn referred the complaint to the Department of the Army Inspector General. Investigation by the Department of the Army Inspector General was ongoing as of February 2016. PROCEDURAL HISTORY Stirling filed his petition for writ of mandate in the Superior Court in December 2015 and filed an amended petition in June 2016. As relief, the amended petition sought a writ of mandate commanding the Governor “to conduct the ministerial steps with regard to [Stirling]’s whistleblower complaint that the [inspector general] must perform in similar circumstances.” In the event the court construed Section 56, subdivisions (d) and (f)(1) as not requiring gubernatorial action, Stirling asked the court to declare Section 56 to be in violation of the equal protection clause of the California Constitution. The trial court sustained without leave to amend the Governor’s demurrer to the amended petition.

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Stirling v. Brown, Counsel Stack Legal Research, https://law.counselstack.com/opinion/stirling-v-brown-calctapp-2018.