Stillwater Mining Co. v. Federal Mine Safety & Health Review Commission

142 F.3d 1179, 98 Cal. Daily Op. Serv. 3146, 98 Daily Journal DAR 4339, 1998 CCH OSHD 31,558, 1998 U.S. App. LEXIS 8094
CourtCourt of Appeals for the Ninth Circuit
DecidedApril 28, 1998
DocketCA No. 96-70805
StatusPublished
Cited by1 cases

This text of 142 F.3d 1179 (Stillwater Mining Co. v. Federal Mine Safety & Health Review Commission) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Stillwater Mining Co. v. Federal Mine Safety & Health Review Commission, 142 F.3d 1179, 98 Cal. Daily Op. Serv. 3146, 98 Daily Journal DAR 4339, 1998 CCH OSHD 31,558, 1998 U.S. App. LEXIS 8094 (9th Cir. 1998).

Opinions

SKOPIL, Senior Circuit Judge:

Stillwater Mining Company petitions for review of a final order issued by the Federal Mine Safety and Health Review Commission assessing a civil penalty on Stillwater for violating a general safety regulation prohibit ing use of equipment beyond its design capacity. Stillwater contends that the regulation is impermissibly vague, application of the regulation is arbitrary and capricious, and there is not substantial evidence to support a finding that the equipment was being used beyond its design capacity. We reject these contentions, deny the petition for review, and thereby affirm the sanction.

I.

Stillwater operates an underground platinum mine near Nye, Montana. Ore from the mine is brought to the surface and dropped into chutes, each approximately 6 feet wide and 210 feet long. The chutes are constructed with bends that direct changes in the flow of the ore, thereby permitting the chutes to store up to 300 tons of material. At the bottom of each chute is a gate assembly that allows workers to funnel ore into waiting railcars. The gate assembly is supported by steel I-beams bolted to the chute with eight one-inch diameter bolts.

On August 21,1995, two Stillwater employees were assigned to load ore from a chute into waiting railcars. The chute was full of ore that had not been emptied for four days; water had flowed into the chute, causing the material to turn into a sticky muck. The workers had considerable trouble keeping the material flowing down the chute. Using conventional methods — banging the gate assembly to vibrate the chute, applying water pressure to wash the material down the chute, and blasting the jammed material with explosives — the employees were able to free enough ore to fill three cars and part of a fourth.

When once again the material stopped flowing through the chute, the workers prepared to set another explosive blast in the chute to loosen the jam. As they approached the chute, however, the gate assembly suddenly detached, permitting ore and muck to flow unchecked from the chute. Both workers were knocked down by the impact of the ore; one escaped serious injury, the other was killed.

Acting pursuant to section 104(a) of the Federal Mine Safety and Health Act of 1977 (FMSHA), 30 U.S.C. § 814(a), the Mine [1182]*1182Safety and Health Administration (MSHA) issued a citation alleging violations of various safety regulations. Following an evidentiary hearing, an Administrative Law Judge determined that Stillwater violated 30 C.F.R. § 57.14205, which provides that “[mjachin-ery, equipment, and tools shall not be used beyond the design capacity intended by the manufacturer, where such use may create a hazard to persons.” In a written decision, the ALJ noted that the parties agreed the cause of the accident was “the failure of the bolts that held the chute gate assembly to the ... chute.” Stillwater Mining Co. v. Secretary of Labor, 18 F.M.S.H.R.C. 1291, 1294 (1996). The ALJ specifically found that “the design capacity of the eight bolts holding the chute gate assembly was exceeded by the forces applied to those bolts before they faded.” Id. at 1297. The ALJ rejected Still-water’s contention that bolts are not equipment for purposes of applying the regulation. Id. at 1296. Stillwater was assessed a civil penalty of $1500.

II.

Stillwater invokes traditional constitutional due process, arguing that the regulation at issue “fails to provide specific guidance as to those conditions and circumstances for which the citation issued.” We recognize, of course, that “due process requires fair notice of what conduct is prohibited before a sanction can be imposed.” Newell v. Sauser, 79 F.3d 115, 117 (9th Cir.1996) (citing Grayned v. City of Rockford, 408 U.S. 104, 108, 92 S.Ct. 2294, 2298, 33 L.Ed.2d 222 (1972)). Similarly, the Commission has held that a “safety standard must provide adequate notice of the conduct it prohibits or requires, so that the mine operator ... may act accordingly.” Mine Safety and Health Admin. v. Freeman United Coal Mining, 18 F.M.S.H.R.C. 438, 448 (1996). The standard is objective; the “appropriate test is not whether the operator had explicit prior notice of a specific prohibition or requirement, but whether a reasonably prudent person familiar with the mining industry and the protective purposes of the standard would have recognized the specific prohibition or requirement of the standard.” Id. (internal quotation omitted); see also Donovan v. Royal Logging Co., 645 F.2d 822, 831 (9th Cir.1981) (noting standard is what a reasonably prudent employer in the industry would have known).

Applying this objective standard, we agree with the ALJ that the regulation at issue is sufficiently specific to have provided notice to Stillwater. As the Secretary argues, “[a]ny reasonably prudent mine operator would recognize that when affixing two portions of a structure — in this ease, the chute and the chute gate assembly — to store and funnel over 300 tons of ore along a steep decline, the component used to fasten one portion of the structure to the other should be sufficiently strong to withstand the amount of force anticipated.” The regulation here plainly prohibited Stillwater from using any of its equipment beyond its design capacity when to do so may create a hazard to its workers. There was no due process violation.

III.

Stillwater • argues that section 57.14205 is inapplicable to the circumstances of this case. Specifically, Stillwater contends that neither the plain language of the regulation, nor agency guidelines, interpretations, policies, or enforcement citations permit MSHA to treat the failure of the chute gate assembly as a violation of section 57.14205. Stillwater fails to recognize, however, that “specific regulations cannot begin to cover all of the infinite variety of ... conditions which employees must face, and that by requiring regulations to be too specific courts would be opening up large loopholes allowing conduct which should be regulated to escape regulation.” Freeman United Coal Mining Co. v. Federal Mine Safety & Health Review Comm’n, 108 F.3d 358, 362 (D.C.Cir.1997) (internal quotations omitted). Moreover, our review is limited to determining whether MSHA’s decision to apply the regulation is arbitrary or capricious. See Phelps Dodge Corp. v. Federal Mine Safety & Health Review Comm’n, 681 F.2d 1189, 1192 (9th Cir.1982); see also Magma Copper Co. v. Secretary of Labor, 645 F.2d 694, 697 (9th Cir.1981) (noting that safety legislation “is to be [1183]*1183liberally construed to effectuate the congressional purpose”).

We conclude that it was not arbitrary or capricious to apply section 57.14205 to the event at issue.

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142 F.3d 1179, 98 Cal. Daily Op. Serv. 3146, 98 Daily Journal DAR 4339, 1998 CCH OSHD 31,558, 1998 U.S. App. LEXIS 8094, Counsel Stack Legal Research, https://law.counselstack.com/opinion/stillwater-mining-co-v-federal-mine-safety-health-review-commission-ca9-1998.