Stewart v. Smith

186 A.D. 755, 175 N.Y.S. 468, 1919 N.Y. App. Div. LEXIS 6475
CourtAppellate Division of the Supreme Court of the State of New York
DecidedMarch 7, 1919
StatusPublished
Cited by5 cases

This text of 186 A.D. 755 (Stewart v. Smith) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Stewart v. Smith, 186 A.D. 755, 175 N.Y.S. 468, 1919 N.Y. App. Div. LEXIS 6475 (N.Y. Ct. App. 1919).

Opinion

Shearn, J.:

This appeal presents the question whether a judgment debtor, upon whom has been imposed a fine exceeding $250 and equal to the amount of the creditor’s judgment, which fine was levied by way of indemnity for actual loss adjudged to have been sustained through the refusal by the judgment debtor to appear pursuant to an order for examination in supplementary proceedings, may be imprisoned for more than six months, or, in the event that the fine be not paid, may be imprisoned indefinitely.

The plaintiff obtained a judgment against one Anna E. Clarke for $534.41, and upon the failure of the judgment debtor to respond to an order for her examination contempt proceedings were instituted resulting in an order containing the finding that said Anna E. Clarke refused to obey the order of this court directing her to appear and be examined concerning her property, and that the refusal thereof has actually impeded, defeated, injured and prejudiced the rights and interests of the plaintiff and judgment creditor herein, and has caused the plaintiff and judgment creditor an actual loss, injury and damage in the sum of $534.41.” The order further recites that the motion is granted and that the judgment debtor “ is hereby adjudged guilty of a contempt of this court, and for such contempt and for the actual loss and injury suffered by the plaintiff and judgment creditor and that she be and hereby is fined in the sum of $534.41, the amount of the judgment herein.” The order concludes:

[757]*757“ Ordered, that the said defendant, Anna E. Clarke, for the contempt aforesaid, for her guilt, be committed by the Sheriff of the County of New York in the jail of the said county without further process until the said fine together with the sheriff’s fees hereupon be paid or until she is discharged according to law.” It does not appear that any commitment was issued. The complaint alleges and the answer admits that the order was delivered to the defendant, who arrested the judgment debtor on May 5, 1917, and kept her in jail pursuant to such order until November 5, 1917, a period of six months, when, as it is conceded, the defendant discharged the judgment debtor without the consent of the plaintiff and without the fine having been paid.

Section 750 of the Judiciary Law (Consol. Laws, chap. 30; Laws of 1909, chap. 35) empowers the court to punish for a criminal contempt a person guilty of wilful disobedience to its lawful mandate,” and by section 751 the punishment “ may be by fine, not exceeding two hundred and fifty dollars, or by imprisonment, not exceeding thirty days, in the jail of the county where the court is sitting, or both, in the discretion of the court. Where a person is committed to jail, for the non-payment of such a fine, he must be discharged at the expiration of thirty days; but where he is also committed for a definite time, the thirty days must be computed from the expiration of the definite time.” Where the statute provides a maximum imprisonment of sixty days for a criminal contempt, consisting of a willful disobedience to a lawful mandate of the court, one is led to scrutinize with care the claimed statutory authority for imprisonment of a judgment debtor for more than six months, and perhaps indefinitely, for a civil contempt consisting of failure to respond to an order for examination in supplementary proceedings.

Section 770 of the Judiciary Law, dealing with civil contempt, provides: “If it is determined that the accused has committed the offense charged; and that it was calculated to, or actually did, defeat, impair, impede, or prejudice the rights or remedies of a party to an action or special proceeding, brought in the court, or before the judge or referee; the court, judge, or referee must make a final order accordingly, [758]*758and directing that ho be punished by fine or imprisonment, or both, as the nature of the case requires. A warrant of commitment must issue accordingly.”

Section 773 of the Judiciary Law, entitled “ Amount of fine,” provides: “If an actual loss or injury has been pro-' duced to a party to an action or special proceeding, by reason of the misconduct proved against the offender, and the case is not one where it is specially prescribed by law, that an action may be maintained to recover damages for the loss or injury, a fine, sufficient to indemnify the aggrieved party, must be imposed upon, the offender, and collected, and paid over to the aggrieved party, under the direction of the court. The payment and acceptance of such a fine constitute a bar to an action by the aggrieved party, to recover damages for the loss or injury. Where it is not shown that such an actual loss or injury has been produced, a fine must be imposed, not exceeding the amount of the complainant's costs and expenses, and two hundred and fifty dollars in addition thereto, and must be collected and paid, in like manner. A corporation may be fined as prescribed in this section.”

Section 774 of the Judiciary Law, entitled “ Length of imprisonment,” provides: “Where the misconduct proved consists of an omission to perform an act or duty, which it is yet in the power of the offender to perform, he shall be imprisoned only until he has performed it, and paid the fine imposed. In such a case, the order, and the warrant of commitment, if one is issued, must specify the act or duty to be performed, and the sum to be paid. In every other case, where special provision is not otherwise made by law, the offender may be imprisoned for a reasonable time, not exceeding six months, and until the fine, if any, is paid; and the order, and the warrant of commitment, if any, must specify the amount of the fine, and the duration of the imprisonment.”

These two sections, 773 and 774, provide distinct and different methods of dealing with different situations. The former, while it contains a provision for a fine where no actual loss or injury has been produced, which must be read in connection with section 774, deals with the levying of a fine for indemnity against actual loss or injury produced by the [759]*759misconduct. It looks more to indemnification than to punishment. Section 774 deals with punishment and the vindication of the authority of the court, quite independent of indemnifying the injured party against loss. The distinction between the levying of a fine for indemnity and imposing punishment for disobedience of a mandate of the court has long been recognized. (Fall Brook Coal Company v. Hecksher, 42 Hun, 534.) The plain implication of section 774 is that when imprisonment is imposed as punishment it must be reasonable and in no case to exceed six months. It is also apparent from both sections that the maximum fine that may be imposed as punishment is $250. In certain circumstances, however, the party proceeded against may by his own act bring about a longer imprisonment than six months. Where the misconduct consists of an omission to perform an act or duty, which it is yet in the power of the offender to perform, he may be imprisoned until he has performed. This is for the vindication of the authority of the court and to compel obedience to its mandate. Where, for example, a fiduciary refuses to pay over money as decreed by the court, he may be committed until he has performed. And in such case inability to pay is no excuse. This is necessarily so, for otherwise, any decree of the court could be avoided by submitting to six months’ imprisonment.

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Bluebook (online)
186 A.D. 755, 175 N.Y.S. 468, 1919 N.Y. App. Div. LEXIS 6475, Counsel Stack Legal Research, https://law.counselstack.com/opinion/stewart-v-smith-nyappdiv-1919.