Stewart v. Commonwealth

497 S.W.2d 226, 1973 Ky. LEXIS 305
Court of Appeals of Kentucky·Decided June 1, 1973·Published·Cited by 6 cases

Opinion

REED Justice.

The defendant, Beve Stewart, was indicted for malicious shooting and wounding. (KRS 435.170). The case was set for trial. On the day of trial, a panel of jurors was called, voir dire conducted and twelve jurors were accepted and sworn to try the case. The indictment was read to the jury, counsel for the prosecution made an opening statement, and evidence for the prosecution was then introduced. The court recessed for lunch.

During the noon recess, the trial judge was advised by the prosecutor that he had discovered that one of the jurors, a man named Deaton, was married to the defendant’s first cousin. At a hearing in chambers, Deaton admitted that he had known the defendant for twelve or thirteen years, and lived about a mile and a half from the defendant’s house in a rural area. When asked why he had not disclosed the existence of his relationship by marriage in response to a specific question concerning it on voir dire, he replied that he was “kind of dumb on this.” The trial judge sustained the prosecution’s motion for a mistrial over the defendant’s objection. The jury was discharged and the case was continued for a retrial before a new jury.

When the case was called for trial the second time, the defendant moved to dismiss upon the ground of former jeopardy. The trial judge denied the motion and this trial proceeded to verdict and judgment. The defendant was convicted and sentenced to confinement in the county jail for one year and was fined $200. On this appeal, which we have granted from that disposition, defendant’s sole contention is that his constitutionally guaranteed right of freedom from double jeopardy was violated.

Benton v. Maryland, 395 U.S. 784, 89 S. Ct. 2056, 23 L.Ed.2d 707 (1969), held that the double jeopardy clause of the Fifth Amendment to the Constitution of the United States applied to the states through the due process clause of the Fourteenth [227] Amendment to the same document. The basis of the holding was that freedom from double jeopardy is “fundamental to the American scheme of justice.” Later in the same year Benton was decided, this court recognized the federal authority when in Hemphill v. Commonwealth, Ky., 448 S. W.2d 60, it overruled its prior holding in Blanton v. Commonwealth, Ky., 320 S.W. 2d 626 (1949).

In United States v. Jorn, 400 U.S. 470, 91 S.Ct. 547, 27 L.Ed.2d 543 (1971), the Supreme Court addressed itself to the effect of the concerned constitutional guaranty when a mistrial is declared without the defendant’s consent. Although the principal opinion was a plurality rather than a majority pronouncement, the dispos-itive holding of the case represented a conclusion of the court that the defendant could not be retried, despite the prosecution’s assertion on its direct appeal from an adverse trial court ruling that a retrial was permissible in the circumstances, and that the Supreme Court had jurisdiction to so declare.

In Jorn, the trial judge declared a mistrial on his own motion because he apparently concluded that several witnesses for the prosecution had not received adequate advice and warning concerning their rights against self incrimination. Neither the prosecution nor the defense sought the mistrial. When the prosecution attempted to effect a retrial before a new jury, the trial judge dismissed the indictment on the defendant’s motion because he concluded that the defendant, having been placed in jeopardy at the former trial, could not be tried again for the same offense. The plurality opinion of the Supreme Court expressed the conclusion that since the trial judge had “abused his discretion” in declaring a mistrial without the defendant’s consent, the double jeopardy guaranty prohibited a retrial for the same offense.

The dissenting opinion disagreed with the test expressed in the plurality opinion. The thrust of the dissent was directed against the impression, which the dissenting justices thought the plurality conveyed, that the test was whether the trial judge “abused his discretion” in granting a mistrial in the context of good trial practice; the real issue, according to the dissent, was whether there had been an “abuse of the trial process resulting in prejudice to the accused.” It is clear, however, that all of the Justices who considered the merits adhered to the historical precedents that regarded the constitutional guaranty against double jeopardy not to be an absolute, literal imperative against reprosecution without regard to countervailing compelling circumstances inherent in the administration of the criminal justice system for the protection of society.

The Jorn plurality opinion traced the history and approach of the Supreme Court cases that have considered the issue from United States v. Perez, 22 U.S. (9 Wheat.) 579, 6 L.Ed. 165 (1824) to Gori v. United States, 367 U.S. 364, 81 S.Ct. 1523, 6 L.Ed.2d 901 (1961). The central theme in all of the opinions is that reprosecution of a defendant is not constitutionally barred if his first trial is aborted by the trial judge, even without the defendant’s consent, because of a “manifest necessity” to vindicate the ends of public justice; the determination of the existence of this required condition, however, must be made with the greatest caution, under urgent circumstances and for only very plain and obvious causes.

Section 13 of the Constitution of Kentucky states: “No person shall, for the same offense, be twice put in jeopardy of his life or limb.” An exhaustive treatment of the development of double jeopardy law applicable to mistrials in Kentucky is contained in Mullins v. Commonwealth, 258 Ky. 529, 80 S.W.2d 606 (1935). The test of “manifest necessity” is approved and the impossibility of formulating neat categorical pigeon holes to determine the existence of this “necessity” is noted in the opinion. Later Kentucky cases have followed this basic approach. See, for example, Baker v. Commonwealth, 280 Ky. 165, [228] 132 S.W.2d 766 (1939), and Commonwealth v. Payne, Ky., 245 S.W.2d 581 (1952). In Jorn, the plurality opinion rejected as impracticable “brightline rules” to determine the existence of a “manifest necessity.”

Our original opinion in this case interpreted the Jorn opinion to require a finding that the action of the trial judge in this case was not dictated by manifest necessity and that Stewart’s plea of double jeopardy was sustainable. Prior to the.issuance of a mandate to that effect, however, we noted the subsequent decision of the Supreme Court of the United States in Illinois v. Somerville, 410 U.S. 458, 93 S. Ct. 1066, 35 L.Ed.2d 425 (decided February 27, 1973). We thereupon directed that the mandate be withheld and the parties brief the question of the effect of the Somerville decision.

Free access — add to your briefcase to read the full text and ask questions with AI

Stewart v. Commonwealth, 497 S.W.2d 226, 1973 Ky. LEXIS 305 (Ky. Ct. App. 1973).

497 S.W.2d 226 (Stewart v. Commonwealth) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

Commonwealth v. Scott
12 S.W.3d 682 (Kentucky Supreme Court, 2000)
Couch v. Maricle
998 S.W.2d 469 (Kentucky Supreme Court, 1999)
Cornish v. State
322 A.2d 880 (Court of Appeals of Maryland, 1974)
Jones v. State
206 S.E.2d 481 (Supreme Court of Georgia, 1974)