Stevens v. Hospital Authority

45 Va. Cir. 162, 1998 Va. Cir. LEXIS 70
CourtRichmond County Circuit Court
DecidedMarch 5, 1998
StatusPublished
Cited by3 cases

This text of 45 Va. Cir. 162 (Stevens v. Hospital Authority) is published on Counsel Stack Legal Research, covering Richmond County Circuit Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Stevens v. Hospital Authority, 45 Va. Cir. 162, 1998 Va. Cir. LEXIS 70 (Va. Super. Ct. 1998).

Opinion

By Judge Donald W. Lemons

By letter opinion of this court dated May 27, 1997, [42 Va. Cir. 321] the plea of sovereign immunity of The Hospital Authority of the City of Petersburg, d/b/a Southside Regional Medical Center (SRMC), was granted. The matters now before the court are certain additional defendants’ pleas of sovereign immunity. Following the hearing of December 15-17, 1997, which addressed this issue, the court has made a determination on the matter of sovereign immunity with respect to each defendant. At issue is whether the sovereign immunity of the Hospital Authority should extend to employees and agents of SRMC. Despite much criticism, the doctrine of sovereign immunity remains alive, and its extension to employees and agents of the sovereign is justified by public policy. The purpose of sovereign immunity includes:

Protecting the public purse, providing for smooth operation of government, eliminating public inconvenience and danger that might spring from officials being fearful to act, assuring that citizens will be willing to take public jobs, and preventing citizens from improperly influencing the conduct of governmental affairs through the threat or use of vexatious litigation. Given the several purposes of the doctrine, it follows that in order to fulfill those purposes, the protection afforded by the doctrine cannot be limited solely to the sovereign. Unless the protection of the doctrine extends to some of the people who help run [163]*163the government, the majority of the purposes for the doctrine will remain unaddressed .... the State can act only through individuals.

Messina v. Burden, 228 Va. 301 (1984).

James v. Jane Test

Each of those defendants claiming sovereign immunity must meet the four-prong test articulated by the Supreme Court of Virginia in James v. Jane, 221 Va. 43, 53, 282 S.E.2d 864, 869 (1980). The test evaluates: (1) the nature and function of the job performed by the employee; (2) the extent of the state’s interest and involvement in the function; (3) the degree of control exercised by the state over the employee; and (4) whether the act involved concerned discretion and judgment of the employee.

Quorum Health Resources, Inc., David S. Dunham, Dorothy Mizelle, Violet Walthall, Tracy W. Bishop, Alba A. Shank, Marcia Whittingham, Karen Anderson, Rosalia Ross, Brenda L. Ball, Corrine M. Tucker, Margaret Grumfield, Betty D. Starks, Edward Hardy, Robert A. Phelps

On December 17,1996, a Special Plea of sovereign immunity was filed on behalf of the Hospital Authority, d/b/a Southside Regional Medical Center, Quorum Health Resources, Inc., David S. Dunham, Dorothy Mizelle, Violet Walthall, Tracy W. Bishop, Alba A. Shank, Marcia Whittingham, Karen Anderson, Rosalia Ross, Brenda L. Ball, Corrine M. Tucker, Margaret Grumfield, Betty D. Starks, Edward Hardy, Robert A. Phelps (hereinafter “SRMC defendants”). In its letter opinion of May 27, 1997, the court granted SRMC immunity from tort liability, other than for allegations of nuisance. At the hearing held on December 15-17, 1997, the court considered evidence presented on the subject of the remaining SRMC defendants’ plea of sovereign immunity.

Quorum and Dunham claim that as agents of SRMC, they are entitled to share in the sovereign immunity granted to the Hospital Authority. They assert that their relationship to SRMC establishes that they have successfully met the test set out by the Supreme Court of Virginia in James v. Jane, 221 Va. 43, 53, 282 S.E.2d 864, 869 (1980). Quorum provided SRMC with the services of Dunham, who serves as the President and Chief Executive Officer. The President and CEO of a hospital serve a unique function which must be tailored according to the individual needs of the hospital. As a sovereign [164]*164entity whose primary function is to provide health care to its patients, the existence of SRMC is of great significance to the Commonwealth. In James v. Jane, 221 Va. 43, 53, 282 S.E.2d 864, 869 (1980), the court found that the doctors/defendants were not entitled to claim sovereign immunity although employed by University of Virginia Medical Center, an agency of the Commonwealth. The court held that the “paramount interest of the Commonwealth of Virginia [in the University of Virginia Medical Center] ... . was [to] operate a good medical school.”/*/, at 54.

For the puipose of analysis of entitlement to sovereign immunity, a major distinction between SRMC and the University of Virginia Medical Center is the nature of the Commonwealth’s interest. In James v. Jane, the Court noted that the Commonwealth’s paramount concern was operating a medical school and not the provision of medical services to the public. By contrast, SRMC was created pursuant to Title 15.1, Chapter 38, §§ 15.1-1533 et seq., and its sole purpose is the provision of a hospital where medical services and patient care are rendered.

The Management Agreement entered into by Quorum and SRMC specifically reserved all control over Dunham to the Hospital Authority. Testimony at the hearing of December 15-17 underscored the lack of involvement by Quorum in the performance of any of Dunham’s responsibilities. SRMC reviews Dunham’s job performance and has the sole responsibility for his termination.

The fact that judgment and discretion are exercised by Dunham in his capacity as President and CEO of SRMC is unquestionable. While policy guidelines are set by the Hospital Authority, implementation is left to management. Dunham is required to exercise discretion in negotiating contracts, both for physicians and services, and handle unanticipated problems concerning the administration of a hospital on a daily basis.

The evidence further demonstrates that the remaining SRMC employees, including the nurses, did not have any relationship with Quorum. At all times nurses Dorothy Mizelle, Violet Walthall, Tracy W. Bishop, Alba A. Shank, Marcia Whittingham, Karen Anderson, Rosalia Ross, Brenda L. Ball, Corrine M. Tucker, Margaret Grumfield, switchboard operator Betty D. Starks, and SRMC plant technician Edward Hardy and Director of Security Robert A. Phelps remained under the control and direction of SRMC.

Nurses Dorothy Mizelle, Violet Walthall, Tracy W. Bishop, Alba A. Shank, Marcia Whittingham, Karen Anderson, Rosalia Ross, Brenda L. Ball, Corrine M. Tucker, and Margaret Grumfield are employees of SRMC who exercise judgment and discretion in decisions relating to patient care, [165]*165including the determination of how to restrain a patient within the procedural guidelines promulgated by SRMC. The court is persuaded that Betty M. Starks exercises judgment and discretion in her position as a switchboard operator for SRMC. The evidence supports the testimony of Edward Hardy and Robert Phelps that their respective positions require them to use their judgment and discretion in their work at the hospital.

For each of the SRMC defendants, the court finds that the nature and function of the job performed by the employee/agent is essential to the governmental function of the hospital, the interest of the state is significant, the control of the state is at a high level, and the employee/agents exercise a significant degree of judgment and discretion in their work.

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Cite This Page — Counsel Stack

Bluebook (online)
45 Va. Cir. 162, 1998 Va. Cir. LEXIS 70, Counsel Stack Legal Research, https://law.counselstack.com/opinion/stevens-v-hospital-authority-vaccrichmondcty-1998.