Steven TATE, Plaintiff, Appellant, v. ROBBINS & MYERS, INC., Defendant, Appellee

790 F.2d 10, 20 Fed. R. Serv. 1185, 1986 U.S. App. LEXIS 24922
CourtCourt of Appeals for the First Circuit
DecidedMay 7, 1986
Docket85-1903
StatusPublished
Cited by26 cases

This text of 790 F.2d 10 (Steven TATE, Plaintiff, Appellant, v. ROBBINS & MYERS, INC., Defendant, Appellee) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Steven TATE, Plaintiff, Appellant, v. ROBBINS & MYERS, INC., Defendant, Appellee, 790 F.2d 10, 20 Fed. R. Serv. 1185, 1986 U.S. App. LEXIS 24922 (1st Cir. 1986).

Opinion

COFFIN, Circuit Judge.

This appeal follows a jury verdict for the defendant-appellee Robbins & Myers in the federal district court for the District of New Hampshire. Steven Tate, plaintiff-appellant, claims prejudicial error from the district court’s refusal to admit certain evidence. We find that the district court’s decision to exclude this evidence was well within its discretion.

Robbins & Myers manufactured an electric industrial hoist in 1943 for shipment to the Philadelphia Navy Yard. The hoist contained an upper limit switch, which prevented the hook on the hoist cable from rising too far. The hoist also contained a reversing function, designed to automatically lower the load being lifted by the hoist in the event the upper limit switch failed.

There was no evidence as to the hoist’s whereabouts from 1943 until 1976, at which point appellant’s employer, Concrete Systems, purchased the hoist from New England Manufacturing, a now defunct business and a defaulted defendant in this case. The hoist had been rebuilt, and contained mechanical parts from the original 1943 hoist as well as parts from a second hoist manufactured by appellee after 1943. The circuitry for the reversing function had been removed.

While using the hoist to lift a heavy concrete form, appellant was injured when the limit switch failed to stop the upward motion of the hoist, thus causing the cable to snap and the concrete form to fall on appellant’s foot. Appellant sued Robbins & Myers, claiming first that the literature accompanying the hoist in 1943 inadequately warned users about the reversing function of the upper limit switch, and second that Robbins & Myers breached a continuing duty to warn by failing to provide Concrete Systems with revised literature, a 1980 Manual, which explicitly identified the reversing element of the switch.

Robbins & Myers defended by arguing, inter alia, that the original literature provided adequate warnings, and that it had no continuing duty to warn Concrete Systems because Robbins & Myers did not know that Concrete Systems possessed the 1943 hoist. On the basis of this latter argument, Robbins & Myers successfully objected to the admission into evidence of the 1980 Manual. The jury found for the defendant and the district court denied appellant’s motion for a new trial. Appellant now challenges the district court’s decision not to admit the 1980 Manual into evidence, claiming it was relevant to both of his theories of liability. We address each argument separately below.

Appellant argues that the district court erred in not admitting the 1980 Manual because it was relevant to the claim that defendant breached a continuing duty to warn. Appellant states that the 1980 Manual was the only available evidence of post-sale recognition by Robbins & Myers of the inadequacy of its original literature.

Federal Rule of Evidence 104(b) provides that “[w]hen the relevancy of evidence depends on the fulfillment of a condition of fact, the court shall admit it upon, or subject to, the introduction of evidence sufficient to support a finding of the fulfillment of the condition”. In this case, the relevancy of the 1980 Manual to the continuing duty to warn theory depended on evidence *12 showing that Robbins & Myers knew that Concrete Systems possessed the 1943 hoist. Without such evidence, there would be no basis for admitting the 1980 Manual into evidence.

The only evidence offered by appellant to establish Robbins & Myers’s knowledge was the testimony of Albert Coutourier, the president of Concrete Systems. In essence, Coutourier testified that he assumed he telephoned Robbins & Myers when he bought the hoist. He based his assumption on the fact that he had a spare parts bulletin in his file from Robbins & Myers. But he conceded that he had no specific recollection of telephoning Robbins & Myers. Even if his testimony could support a finding that he telephoned Robbins & Myers, it could not provide a basis for finding that he notified Robbins & Myers of his purchase of its 1943 hoist. Coutourier did not testify that he informed Robbins & Myers that he purchased the 1943 hoist. In fact, the manual in his file was not for the 1943 hoist but for equipment manufactured by Robbins & Myers in the late 1940’s or early 1950’s.

Coutourier’s testimony does not provide a sufficient basis for finding that he notified Robbins & Myers of his purchase of the 1943 hoist. Without sufficient evidence to support that factual condition, the 1980 Manual was irrelevant to appellant’s continuing duty to warn theory. 1 The district court acted well within its discretion in deciding that Coutourier’s testimony was insufficient under Federal Rule of Evidence 104 to support a finding that Robbins & Myers received notice of Concrete Systems’s purchase of the 1943 hoist. See United States v. McNeill, 728 F.2d 5, 12 (1st Cir.1984); see also 1 Weinstein Evidence, § 104[09], at 104-72 (1985 ed.).

Appellant next argues that the manual should have been admitted because it was relevant to his claim that in 1943 Robbins & Myers failed to adequately warn of hazards in the use of the hoist. The original literature accompanying the hoist did not explicitly mention the existence of the reversing portion of the upper limit switch, but did include a wiring diagram that clearly disclosed the existence of the reversing element. Appellant argues that the 1980 Manual explicitly referring to the reversing element would have supported his claim that the original literature was inadequate.

Robbins & Myers correctly points out that at trial appellant’s only purpose in seeking to admit the manual was to support his theory that the defendant breached a continuing duly to warn by not providing Concrete Systems with the manual. Robbins & Myers states that appellant waived his argument that the manual was also relevant to the 1943 negligence claim because at no time during trial did appellant seek to introduce the manual on that ground.

A party may not claim error on appeal in the exclusion of evidence unless the district court was told not only what the party intended to prove but also for what purpose. See, e.g., 1 Weinstein Evidence, § 103[03], at 103-33 (1985 ed.) (“In making an offer of proof counsel must be careful to articulate every purpose for which the evidence is admissible; a purpose not identified at the trial level will net provide a basis for reversal on appeal.”). Thus, if evidence is excluded because it is inadmissible for its only articulated purpose, the proponent of the evidence cannot challenge the ruling on appeal on the ground that the evidence “could have been rightly admitted for another purpose.” McCormick, Evidence § 51, at 112 (1972).

At no point during trial did appellant offer the manual as support for his claim that the defendant was negligent in 1943. Appellant sought to have the manual admitted into evidence on four separate occasions.

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Bluebook (online)
790 F.2d 10, 20 Fed. R. Serv. 1185, 1986 U.S. App. LEXIS 24922, Counsel Stack Legal Research, https://law.counselstack.com/opinion/steven-tate-plaintiff-appellant-v-robbins-myers-inc-defendant-ca1-1986.