Steven J. Shaffer v. Berry Dunn McNeil & Parker, LLC

CourtDistrict Court, D. New Hampshire
DecidedMarch 25, 2026
Docket1:25-cv-00227
StatusUnknown

This text of Steven J. Shaffer v. Berry Dunn McNeil & Parker, LLC (Steven J. Shaffer v. Berry Dunn McNeil & Parker, LLC) is published on Counsel Stack Legal Research, covering District Court, D. New Hampshire primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Steven J. Shaffer v. Berry Dunn McNeil & Parker, LLC, (D.N.H. 2026).

Opinion

UNITED STATES DISTRICT COURT FOR THE DISTRICT OF NEW HAMPSHIRE

Steven J. Shaffer

v. Civil No. 25-cv-227-LM-TSM Opinion No. 2026 DNH 028 P Berry Dunn McNeil & Parker, LLC

O R D E R Plaintiff Steven J. Shaffer brings this action against the auditing firm Berry Dunn McNeil & Parker, LLC (“Berry Dunn”), alleging claims for defamation per se and intentional interference with contractual relations. The action is based upon a letter that Berry Dunn sent to Shaffer’s then-employer, Littleton Regional Healthcare (“Littleton Regional”), informing Littleton Regional that Berry Dunn would no longer be serving as Littleton Regional’s independent auditor based on Berry Dunn’s “reservations regarding [Shaffer’s] trustworthiness.” Doc. no. 22-2 at 2. Presently before the court is Berry Dunn’s motion to dismiss pursuant to Federal Rule of Civil Procedure 12(b)(6). Doc. no. 22. Shaffer objects. Doc. no. 29. For the following reasons, Berry Dunn’s motion (doc. no. 22) is denied. STANDARD OF REVIEW Under Rule 12(b)(6), the court must accept the factual allegations in the complaint as true, construe reasonable inferences in the plaintiff’s favor, and “determine whether the factual allegations in the plaintiff’s complaint set forth a plausible claim upon which relief may be granted.” Foley v. Wells Fargo Bank, N.A., 772 F.3d 63, 68, 71 (1st Cir. 2014) (quotation omitted). A claim is facially plausible “when the plaintiff pleads factual content that allows the court to draw the reasonable inference that the defendant is liable for the misconduct

alleged.” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009). Analyzing plausibility is “a context-specific task” in which the court relies on its “judicial experience and common sense.” Id. at 679. Ordinarily, in evaluating a 12(b)(6) motion, the court may consider only the facts alleged in the complaint, exhibits attached to the complaint, and other materials that are fairly incorporated in the complaint. Alt. Energy Inc. v. St. Paul Fire & Marine Ins. Co., 267 F.3d 30, 33 (1st Cir. 2001). “There is, however, a narrow

exception ‘for documents the authenticity of which are not disputed by the parties; for official public records; for documents central to [the] plaintiffs’ claim; or for documents sufficiently referred to in the complaint.’” Id. (quoting Watterson v. Page, 987 F.2d 1, 3 (1st Cir. 1993)). “When the complaint relies upon a document, whose authenticity is not challenged, such a document ‘merges into the pleadings’ and the court may properly consider it under a Rule 12(b)(6) motion to dismiss.” Id.

(quoting Beddall v. State St. Bank & Tr. Co., 137 F.3d 12, 17 (1st Cir. 1998)). BACKGROUND1 Littleton Regional employed Shaffer as its Chief Financial Officer from September 2021 to July 2024. Shaffer resided in Florida at all times while working

1 The following facts are drawn from Shaffer’s complaint except where otherwise noted. for Littleton Regional, which is based in New Hampshire. Berry Dunn served as Littleton Regional’s independent auditor for many years, including during the time that Littleton Regional employed Shaffer.

In or around January 2022, Shaffer asked Berry Dunn to look into whether Littleton Regional would qualify for the Employee Retention Tax Credit (“Retention Credit”), a COVID-era refundable tax credit for certain eligible businesses and tax- exempt organizations affected by the pandemic. Berry Dunn opined that Littleton Regional did not qualify for the Retention Credit. In April 2022, at the request of Littleton Regional’s management, Shaffer sought a second opinion from another accounting firm. The second accounting firm opined that Littleton Regional did

qualify for the Retention Credit. Shaffer thereafter worked with that firm to obtain the Retention Credit for Littleton Regional. Littleton Regional ultimately obtained Retention Credit benefits valued at around $10 million. After Shaffer notified Berry Dunn that Littleton Regional had obtained Retention Credit benefits, Berry Dunn informed Littleton Regional that it should be prepared to return any Retention Credit benefits to the Internal Revenue Service

and urged Littleton Regional to reserve all the Retention Credit money. Littleton Regional reserved some of the Retention Credit money but also opted to use some of the funds to pay for operating expenses. For his role in securing Retention Credit funds, Littleton Regional rewarded Shaffer with a raise and a bonus payment. During Shaffer’s time with Littleton Regional, he achieved pay raises on a regular basis and did not receive any negative performance reviews. On April 30, 2024, Shaffer had dinner with Jeffrey Walla, a principal of Berry

Dunn. Shaffer and Walla discussed reconciling certain differences they had regarding Littleton Regional’s 2023 audit and the Retention Credit. On May 9, 2024, Walla wrote a letter to Littleton Regional’s Chief Executive Officer (“CEO”), Robert Nutter, and to Littleton Regional’s chairman, Jeff Woodward. The letter stated in pertinent part as follows: We have enjoyed our relationship with [Littleton Regional] over the past several years as your independent auditor. Effective today (May 9, 2024), after substantial deliberations we ceased our services as your auditor. The decision was reached reluctantly and influenced by your choice to retain your current Chief Financial Officer despite the candid discussion we had about our mutual reservations regarding his trustworthiness. We harbor concerns that the requisite transparency and integrity essential for a successful and professional audit would not be adequately met under current leadership.

We are committed to help you make a smooth transition with your new auditor. Please be aware that we are professionally required to respond to inquiries regarding management integrity and the reasons for our disengagement of the audit relationship. . . . Doc. no. 22-2 at 2.2

2 Walla’s letter is not attached to Shaffer’s complaint; Berry Dunn attached the letter to its motion to dismiss. See doc. no. 22-2. Walla’s letter is central to Shaffer’s claims, the complaint refers to Walla’s letter, and Shaffer does not question the authenticity of the letter as reproduced by Berry Dunn. Thus, the court may appropriately consider the letter in ruling on Berry Dunn’s motion. Alt. Energy Inc., 267 F.3d at 33. Although addressed to Nutter and Woodward, other Littleton Regional employees viewed Berry Dunn’s letter, and Shaffer was made aware of the letter by persons other than Nutter and Woodward.

One day after Littleton Regional received Walla’s letter, Shaffer was called to a private meeting with Nutter and Woodward. At that meeting, Shaffer alleges he was verbally reprimanded for reasons unrelated to his trustworthiness. The complaint does not specify what Shaffer was reprimanded for, other than acknowledging that “the rationale for his reprimand was conveyed to” Shaffer, though “he never received any proof or documentation of same, despite repeated requests.” Doc. no. 1 at 5.

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Steven J. Shaffer v. Berry Dunn McNeil & Parker, LLC, Counsel Stack Legal Research, https://law.counselstack.com/opinion/steven-j-shaffer-v-berry-dunn-mcneil-parker-llc-nhd-2026.