Stephens v. 1199 Seiu, AFL-CIO

45 F. Supp. 3d 284, 2014 U.S. Dist. LEXIS 133774, 2014 WL 4698653
CourtDistrict Court, E.D. New York
DecidedSeptember 23, 2014
DocketNo. 07-CV-596 (PKC)
StatusPublished
Cited by2 cases

This text of 45 F. Supp. 3d 284 (Stephens v. 1199 Seiu, AFL-CIO) is published on Counsel Stack Legal Research, covering District Court, E.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Stephens v. 1199 Seiu, AFL-CIO, 45 F. Supp. 3d 284, 2014 U.S. Dist. LEXIS 133774, 2014 WL 4698653 (E.D.N.Y. 2014).

Opinion

MEMORANDUM & ORDER

PAMELA K. CHEN, District Judge:

Plaintiff Precious Stephens (“Stephens”) asserts “hybrid” claims of breach of contract pursuant to § 301 of the Labor Management Relations Act (“§ 301”), 29 U.S.C. § 185, and breach of the implied duty of fair representation (“DFR”) pursuant to the National Labor Relations Act, 29 U.S.C. § 151 et seq. (“hybrid § 301/DFR claims”). DelCostello v. Int’l Bhd. of Teamsters, 462 U.S. 151, 164-65 & n. 14, 103 S.Ct. 2281, 76 L.Ed.2d 476 (1983) (Brennan, J.) (describing the recognition of hybrid § 301/DFR claims by Vaca v. Sipes, 386 U.S. 171, 87 S.Ct. 903, 17 L.Ed.2d 842 (1967) (White, J.), and Hines v. Anchor Motor Freight, Inc., 424 U.S. 554, 96 S.Ct. 1048, 47 L.Ed.2d 231 (1976) (White, J.)).1 These claims are based on the requisite allegations that (i) Stephens’s former employer, Defendant Bayview Nursing and Rehabilitation Center (the “Employer”), breached a collective bar[287]*287gaining agreement and settlement agreement as to Stephens; and (ii) Defendant 1199 SEIU, AFL-CIO (the “Union”), on behalf of Stephens as a Union member, declined to arbitrate the Employer’s breaches, thereby breaching the Union’s DFR. (Dkt. No. 1-3 (“Compl.”) ¶¶4-11.)2 Defendants now seek summary judgment dismissing these claims against them. (Dkt. No. 95; Dkt. No. 97.) For the reasons set forth below, Defendants’ summary judgment motions are granted.

I. Background3

A. The Termination Decision

Stephens began working for the Employer, a nursing home, as a certified nursing assistant on July 2, 2005. (Union 56.1 ¶ 1.) The Employer, however, initially decided to terminate Stephens’s employment on June 26, 2006, in an alleged breach of its collective bargaining agreement with the Union, of which Stephens was a member. (Id.; Employer 56.1 ¶ 10; Compl. ¶ 4.)4 Pursuant to the collective bargaining agreement, the Union commenced the grievance process over the Employer’s termination decision. (Union 56.1 ¶ 2.)

On June 29, 2006, three days after the termination decision, Stephens—along with the Union’s Vice President, Joanne McCarthy (“McCarthy”), and its Organizer, Jennie Stallings (“Stallings”) (collectively, the “Union representatives”)—met with the Employer’s representative, Frank Iannucci (“Iannucci”), for 35-40 minutes, as part of “step two” in the grievance process, to argue for Stephens’s reinstatement. (Id. ¶ 3; Employer 56.1 ¶ 12; Dkt. No. 97-1 (“Union Exs.”), Ex. C, at 52:5-52:13.) McCarthy testified that she and Stallings met with Stephens immediately prior to the meeting to obtain her version of the events that precipitated the termination decision. (Union Ex. C, at 52:14-52:18.)5 During the meeting, Iannucci [288]*288nonetheless explained that the Employer would not be reinstating Stephens’s employment. (Id. at 53:9-53:20; Union Ex. B, at 65:20-65:25.) McCarthy did not take notes of the meeting, as she did at most other meetings. (Union Ex. C, at 56:11-56:24; Stephens Ex. 10, at 31:25-32:3.)

After the preliminary meeting with Ian-nucci, McCarthy and Stallings privately advised Stephens that her case could not be arbitrated, because it would not succeed, and that one remaining option was to settle with the Employer which, in lieu of termination, would accept her resignation. (Union 56.1 ¶ 5.) Stephens testified as much at her deposition:

Q. Let me ask you a question then: Did you speak with Jennie Stallings and/or Joanne McCarthy about taking your ease to arbitration?
A. Yes, sir.
A. At the same time we did the settlement agreement, 7 went to Ms. Jennie Stallings and said I want to go to arbitration because [the Employer] refused to take me back. Let the administration judge decide.
Q. What did she say to you?
A. She said no[J
* * *
Q. So you had a discussion about the merits of your case, correct?
A. Yes.
Q. And ... did the union tell ... you that your case would not be successful?
A. Jennie Stallings told me it would not be successful because the charge nurse, or the nurse on the floor gave a damaging statement in her testimony, that I was faulted, and we wouldn’t win arbitration.

(Stephens Ex. 9, at 302:21-304:23 (emphasis added); see also Union Ex. C, at 54:6-54:8 (“[Stephens] was advised that this was not a good case to go to arbitration. We could do a settlement agreement.”).)

That same day, Stephens and the Union representatives came back to the bargaining table with Iannucci to propose a settlement agreement, which the parties signed. (Stephens Ex. 4.) The settlement agreement provided that the Employer would (i) “accept a letter of resignation from Precious Stephens,”6 (ii) “not ... actively fight an unemployment application by Precious Stephens,” and (iii) “remove the grievant termination from [Stephens’s] employee file,” and only “give a ‘neutral letter of reference’” for Stephens. (Id.) Stephens, in signing the settlement agreement, acknowledged that “she signs it of her own free will and ... the Union has fully and fairly represented her in this matter.” (Id. (emphasis added).)

B. Opposition to Unemployment Insurance Benefits

Upon resigning, Stephens filed a claim for unemployment insurance benefits. (Union 56.1 ¶ 7.) The New York State Department of Labor initially determined that Stephens was not entitled to such benefits. (Dkt. Nos. 96-96-2 (“Employer Exs.”), Ex. CC, at 115:20-116:2; see also Employer Ex. I (referencing the Department of Labor’s “initial determinations disqualifying [Stephens] from receiving [unemployment insurance] benefits, effective June 27, 2006”).) The administrative law judge (the “ALJ”) scheduled a formal hearing for August 30, 2006. (Stephens Ex. 7 (“Hearing scheduled for: August 30, 2006-11:30 A.M.”); see also Employer Ex. [289]*289J (requesting “transcript of the August 30, 2006 hearing”); Compl. ¶ 6 (citing the August 30, 2006 hearing).)

In advance of the August 30, 2006 hearing before the ALJ, Budget Services, Inc. (“Budget”), as the Employer’s payroll administrator and purported agent, opposed Stephens’s benefits claim. (Union 56.1 ¶ 8.) The Employer submitted several statements to support Budget’s opposition, including a July 31, 2006 statement by Iannucci that Stephens’s refusal to care for residents of the nursing home was “grounds for termination,” but that “[Ian-nucci] just wanted her to resign and go away.” (Stephens Ex. 6.)

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45 F. Supp. 3d 284, 2014 U.S. Dist. LEXIS 133774, 2014 WL 4698653, Counsel Stack Legal Research, https://law.counselstack.com/opinion/stephens-v-1199-seiu-afl-cio-nyed-2014.