Stephen Sykes v. Commonwealth of Kentucky

Opinion

RENDERED: FEBRUARY 19, 2015 PU C LISPED

$uprrtur (Court of 3 2014-SC-000036-MR

STEPHEN SYKES IDATELL -h APPELLA T vs,

ON APPEAL FROM JEFFERSON CIRCUIT COURT V. HONORABLE CHARLES LOUIS CUNNINGHAM, JR., JUDGE NO. 10-CR-001553

COMMONWEALTH OF KENTUCKY APPELLEE

OPINION OF THE COURT BY JUSTICE CUNNINGHAM

AFFIRMING IN PART, REVERSING AND VACATING IN PART,

AND REMANDING

Around 10:30 p.m. on May 10, 2010, Appellant, Stephen Ricardo Sykes

robbed the China Wok—a take-out restaurant located in the Hazelwood strip

mall in Louisville. The China Wok was operated by Xiang Lin and his wife

Nana Xiao. Both were present at the restaurant when Sykes robbed them of

approximately 80 dollars. During the robbery, Sykes shot Lin multiple times in

the chest and abdomen with a .22 caliber pistol, causing severe wounds. Eric

Underwood served as Sykes' lookout but did not enter the restaurant. After the

shooting, Sykes and Underwood fled the scene and split the money. The two

were eventually apprehended and arrested several days later.

Sykes was indicted by a Jefferson County grand jury for criminal attempt

to commit murder, first-degree assault, two counts of first-degree robbery, one

count of first-degree burglary, possession of a hand gun by a convicted felon, wanton endangerment, and tampering with physical evidence. A Jefferson

Circuit Court jury convicted Sykes on all counts with the exception of first-

degree assault and burglary. The jury recommended a sentence of 20 years'

imprisonment for attempted murder, ten years for each robbery conviction, five

years for the possession conviction, one year for wanton endangerment, and

one year for the tampering conviction.

The court ordered that the attempted murder sentence run consecutively

with all the other sentences, which were to run concurrently with each other

for a total sentence of 30 years' imprisonment. Sykes now appeals his

judgment and sentence as a matter of right pursuant to § 110(2)(b) of the

Kentucky Constitution. Three issues are raised and addressed as follows.

Suppression

Sykes contends that the trial court erred by denying his motion to

suppress his confession, which he argues was coerced and involuntary. This

issue is briefed as Sykes' second argument. His primary argument is that the

portion of his confession that was presented to the jury was improperly

redacted. However, we address the suppression issue first because a

determination that the trial court erred in suppressing the confession would

render Sykes' redaction argument moot. "When reviewing a trial court's denial

of a motion to suppress, we utilize a clear error standard of review for factual

findings and a de novo standard of review for conclusions of law." Jackson v.

Commonwealth, 187 S.W.3d 300, 305 (Ky. 2006). When determining if a confession is the result of coercion, we look at the

totality of the circumstances to determine the voluntariness of a statement.

Henson v. Commonwealth, 20 S.W.3d 466, 469 (Ky.1999) (citing Arizona v.

Fulminante, 499 U.S. 279, 286-88, (1991)). Specifically, we consider the

following factors:

(1) whether the police activity was "objectively coercive;" (2) whether the coercion overbore the will of the defendant; and (3) whether the defendant showed that the coercive police activity was the "crucial motivating factor" behind the defendant's confession.

Id. (citing Morgan v. Commonwealth, 809 S.W.2d 704, 707 (Ky.1991)).

Therefore, "the threshold question to a voluntariness analysis is the presence

or absence of coercive police activity . . . ." Bailey v. Commonwealth, 194

S.W.3d 296, 300 (Ky. 2006); see also Colorado v. Connelly, 479 U.S. 157, 167

(1986). After reviewing Sykes' confession in its entirety and specifically

considering his age and psychological history, we determine that there was no

coercive police activity here that would render Sykes' confession involuntary.

First, Sykes expressly acknowledged that he wanted to speak with

Detective Mike Perry. Perry read Sykes his rights and then had him sign a

waiver form after first confirming that Sykes had read the form. Thus, the

Miranda requirements were satisfied.

The interrogation lasted several hours. During that time period,

Detective Perry and Detective Chris Middleton employed diverse interrogation

techniques, none of which were improper. As the trial court noted, "Det. Perry

asked mostly open ended questions and allows Sykes to explain his answers."

3 Sykes was eighteen years old at the time of the interrogation. Although young,

he was clearly an adult. Furthermore, Sykes has had several previous

encounters with the criminal justice system.

The trial court also considered Sykes' psychological records that were

offered in support of the suppression motion. The court determined that Sykes

had endured a host of psychological disorders, including Bipolar

Schizophrenia. In its opinion and order denying the motion, the trial court

noted that Sykes participated in an affirmative and rational manner.

Specifically, the court determined that "[t]hrough the conversation, Mr. Sykes

shows a coherent grasp of his legal situation." The court concluded that

"[w]hatever concerns were created by a thorough reading of Mr. Sykes'

psychiatric history are allayed by a viewing of the interrogation tape." After

reviewing the interrogation, we agree. See also Keeling v. Commonwealth, 381

S.W.3d 248, 267-69 (Ky. 2012) (where defendant's post-arrest statements to

police were not rendered involuntary due to defendant's mental illness).

However, Sykes contends that the trial court's findings are incomplete

because the court did not discuss an unrecorded part of the interrogation. Our

review of the interrogation reveals a time gap in the recording, the duration and

purpose of which are unclear. It is clear, however, that immediately after the

break, Detectives Perry and Middleton re-entered the interrogation room and

asked Sykes if he would consent to a polygraph test. Sykes agreed, then

suddenly confessed to the robbery and shooting.

4 At the suppression hearing, Detective Perry acknowledged that Detective

Middleton continued to speak with Sykes in the detectives' office during the

break, although Perry was not present for that exchange. While this gap in the

recorded interrogation is not ideal for purposes of appellate review, it does not

invalidate the confession. Specifically, Sykes fails to articulate any improper or

"coercive police activity" that occurred during that time. Considering the

totality of the confession in light of Sykes' age and psychological history in

particular, we affirm the trial court's denial of Sykes' motion to suppress his

confession.

Rule of Completeness

Sykes further contends that the trial court erred by admitting his

improperly redacted confession to the jury. Specifically, the Commonwealth

introduced a redacted recording of Sykes' police interrogation that lasted

approximately 50 minutes and was played for the jury without interruption.

We review the trial court's determination under an abuse of discretion

standard. Commonwealth v. Stone, 291 S.W.3d 696, 703 (Ky. 2009). Known as

the rule of completeness, KRE 106 provides as follows:

When a writing or recorded statement or part thereof is introduced by a party, an adverse party may require the introduction at that time of any other part or any other writing or recorded statement which ought in fairness to be considered contemporaneously with it. (Emphasis added).

In determining fairness, "the issue is whether the meaning of the included

portion is altered by the excluded portion."' Young v. Commonwealth, 50

S.W.3d 148, 169 (Ky. 2001) (citing Commonwealth v. Collins, 933 S.W.2d 811,

5 814 (Ky. 1996)). Accordingly, KRE 106 "allows a party to introduce the

remainder of a statement offered by an adverse party for the purpose of putting

the statement in its proper context and avoiding a misleading impression . . . ."

Soto v. Commonwealth, 139 S.W.3d 827, 865-866 (Ky. 2004).

Prior to trial, the court held a hearing where it determined the necessary

redactions. One previously authorized part of the recording introduced at trial

included Sykes tearfully confessing to the robbery and the shooting. The

confession was preceded by an extensive line of questioning by detectives.

Sykes does not take issue with that part of the recording. However, less than

an hour before the recording was to be played for the jury, the Commonwealth

announced that it intended to redact the recording further. Over Sykes'

objection, the court authorized additional redactions and admitted the

following:

Det. Perry: Well, the fortunate thing about this is that, as of now, that the Chinese guy, he's still alive.

Sykes: Yes sir. So I'm being charged with attempted murder.

Although the redacted recording immediately stopped after this exchange, the

interrogation did not end there. These are the statements that immediately

followed but were not heard by the jury:

Det. Perry: No. No, a shooting is a shooting. I don't think that it's an attempted murder. Were you trying to kill him?

Sykes: No sir. I didn't even mean to shoot the guns. It was like my reaction, how he was coming.

Sykes argues that omitting this exchange violates the rule of ,completeness and

constitutes reversible error. We agree. 6 KRE 106 "is needed to guarantee that admitted statements are fully

understandable and clear . . ." James v. Commonwealth, 360 S.W.3d 189,

205 (Ky. 2012). Omitting the contested sentences here rendered Sykes' final

words unclear and ambiguous. As presented to the jury, Sykes' comment

regarding the attempted murder charge was misleading because without the

response that followed, it could have been interpreted as either an affirmative

statement or as a question. Moreover, the detective immediately responded by

asking Sykes if he was trying to kill the victim. Sykes replied in the negative

and then articulated exculpatory statements demonstrating that he did not

possess the requisite intent to murder the victim.

We recognize that KRE 106 does not "'open the door' for introduction of

the entire statement or make other portions thereof admissible for any reason

once an opposing party has introduced a portion of it." Schrimsher v.

Commonwealth, 190 S.W.3d 318, 331 (Ky. 2006). Many of our KRE 106 cases

have been decided in that context. See, e.g., Young, 50 S.W.3d at 169

(affirming trial court's decision-to exclude the defendant's entire six hour

interrogation recording); McAtee v. Commonwealth, 413 S.W.3d 608, 629 (Ky.

2013). Clearly, the present case is distinguishable.

At trial, Sykes did not request that the trial court admit the entirety of

his recorded interrogation or attenuated portions thereof; rather, he merely

sought the introduction of several exculpatory sentences that immediately

followed and clarified a statement that the Commonwealth introduced to

demonstrate his guilt. Omitting the contested portions of the confession in this

7 instance not only presented an incomplete narrative; it presented an

incomplete exchange. Certainly, this violates the rule of "completeness."

Rodgers v. Commonwealth provides an example of the proper application

of KRE 106 that is most germane to the present case. 285 S.W.3d 740 (Ky.

2009). In Rodgers, the Commonwealth introduced testimony of interrogating

Detective Leigh Whelan, who quoted or paraphrased from the redacted versions

of the defendant's interrogation transcripts. Id. at 744. Over the defendant's

objection, the trial court limited cross-examination to the several sentences

that preceded the statement the Commonwealth introduced to demonstrate the

defendant's guilt. Id. at 748. We reasoned that by permitting the defendant to

introduce that portion of his statement immediately preceding the "I shot at

him" statement introduced by the Commonwealth, "the court allowed [the

defendant] to complete what was arguably an incomplete and potentially

misleading reproduction of that statement." Id. at 749. Accordingly, we held

that the trial court did not abuse its discretion under KRE 106. Rodgers, 285

S.W.3d at 748-49.

In contrast, the trial court in the present case abused its discretion by

not admitting the portions of Sykes' interrogation that would have completed a

statement that was arguably "incomplete and potentially misleading . . . ." Id.

at 749. Also contrary to Rodgers, the interrogating detective here was not

cross-examined regarding the omitted portions of the recording. Id. at 748. As

previously noted, the interrogating detective in Rodgers quoted or paraphrased

from the redacted versions of the defendant's interrogation transcripts. Id. at 744. In the present case, Detective Middleton did not provide a recitation of

the interrogation transcripts; rather, his testimony primarily provided a

foundation for the recording introduced by the Commonwealth.

Furthermore, we cannot conclude that the trial court's error was

harmless. RCr 9.24. Because this constitutes reversible error under our

evidentiary rules, we need not address Sykes' argument that this error violated

his constitutional rights. See U.S. v. Pacquette, 557 Fed.Appx. 933, 938 n. 2

(11th Cir. 2014) (holding that district court's error in excluding defendant's

exculpatory statement disclaiming knowledge of cocaine found in his bag was

not harmless under FRE 106); see also Rodgers, 285 S.W.3d at 749.

During the Commonwealth's closing argument, the prosecutor replayed

the final portions of the redacted recording for the jury and specifically argued

that this exchange demonstrated Sykes' intent to kill. Again, the tape ended

after the word murder. The prosecutor immediately asked the jury "what was

his reaction there? Was it, [sigh], thank goodness he's alive? No. He

automatically goes to 'so I'm being charged with attempted murder."'

The omitted portions of the confession with which Sykes takes issue

speak directly to intent to kill, or rather, lack thereof. As previously noted, the

interrogating detective expressly asked Sykes if he was trying to kill the victim,

to which Sykes responded, "No sir. I didn't even mean to shoot the guns. It

was like my reaction, how he was coming." Admitting these statements may

have aided the jury in its determination concerning the attempted murder

charge. The jury was also instructed on first-degree assault. Admitting the

9 contested portions of the recording could not have reasonably exculpated Sykes

of a first-degree assault conviction. However, Sykes was acquitted of first-

degree assault and convicted of attempted murder—a charge where proving

intent to kill is paramount. Therefore, we hold that the improper redaction

here constitute reversible error.

Unanimity

Lastly, Sykes argues that the jury did not unanimously convict him of

possession of a handgun by a convicted felon. This issue is unpreserved and

we will review for palpable error. Kingrey v. Commonwealth, 396 S.W.3d 824,

831 (Ky. 2013); Martin v. Commonwealth, 409 S.W.3d 340, 346-47 (Ky. 2013)

(applying palpable error review to jury instructions where the jury instruction

was not correctly given).

Prior to trial, the court severed the handgun possession charge from the

remainder of the offenses. After convicting Sykes on the other charges, the jury

considered the evidence concerning the possession offense. The

Commonwealth presented evidence that Sykes, a convicted felon, possessed a

.22 caliber handgun on May 10, 2010—the date of the robbery—and May 12,

2010—the date he was arrested. During closing argument, the prosecutor

informed the jurors that they could consider both dates when determining

guilt. Kingrey v. Commonwealth is instructive.

In Kingrey, the jury instruction provided for conviction if the jury

determined that the defendant "committed the crime between January 1, 2007,

and May 31, 2008." Id. at 830. Evidence was presented at trial that, during

10 this time period, the defendant committed multiple acts that constituted the

offense for which he was convicted. Id. at 831. We reversed because it was

unclear "which instance of the crime is the basis of his conviction . . . ."

Kingrey, 396 S.W.3d at 832. Accordingly, the defendant's "right to a

unanimous jury verdict was violated by the jury instruction." Id. at 831.

(Emphasis added). In contrast, the jury instruction at issue in the present case

stated that on or about May 10, 2010, Sykes knowingly possessed and/or

transported a handgun. Thus, this case is readily distinguishable from

Kingrey. There was no error here.

Conclusion

For the foregoing reasons, we reverse and vacate Sykes' conviction of

criminal attempt to commit murder and affirm the remainder of his

convictions. Accordingly, we remand this case to the trial court for further

proceedings consistent with this opinion.

Minton, C.J.; Abramson, Cunningham, Keller, Noble and Venters, JJ.,

sitting. All concur.

COUNSEL FOR APPELLANT:

Daniel T. Goyette Joshua Michael Reho Office of the Louisville Metro Public Defender

COUNSEL FOR APPELLEE:

Jack Conway Attorney General of Kentucky

Leilani K.M. Martin Assistant Attorney General 11