Stegman v. Miller

515 S.W.2d 244, 1974 Ky. LEXIS 237
CourtCourt of Appeals of Kentucky
DecidedOctober 25, 1974
StatusPublished
Cited by1 cases

This text of 515 S.W.2d 244 (Stegman v. Miller) is published on Counsel Stack Legal Research, covering Court of Appeals of Kentucky primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Stegman v. Miller, 515 S.W.2d 244, 1974 Ky. LEXIS 237 (Ky. Ct. App. 1974).

Opinion

PALMORE, Justice.

Catherine Eckel, a childless widow, died testate in September of 1969. Her will had been executed on April 9, 1968. She left a part of her estate to certain charities and the rest to her surviving brothers and sisters, including the mother of Charles Miller, the appellee in this proceeding. The appellant, executor of Mrs. Eckel’s will, appeals from a judgment entered pursuant to a verdict awarding Miller $8,000 on an implied contract by which Mrs. Eck-el is alleged to have been obligated to make a provision in her will for payment of the reasonable value of personal services rendered to her by Miller during her lifetime.

A principal ground for the appeal is that the evidence was not sufficient under the principles of Stewart v. Brandenburg, Ky., 383 S.W.2d 122 (1964), and other comparable decisions to support a recovery. Without a detailed exposition of the evidence, suffice it to say that what might not be “extraordinary” services by a close relative under some circumstances may very well be extraordinary under other circumstances, including, as in this case, the distance necessarily traveled in order to perform the services. We cannot say as a matter of law that Miller’s services were not extraordinary.

We have much reluctance to reverse the judgment of the trial court, or even to consume the necessary time to write at length upon it, except that it involves an important principle of law on which some of our earlier opinions may conduce to invite misunderstanding with respect to the attorney-client privilege, KRS 421.210(4).

The applicable portion of this statute reads as follows: “No attorney shall testify concerning a communication made to him, in his professional character, by his client, or his advice thereon, without the client’s consent . . . ”

Though long-since codified by direct legislation, the attorney-client privilege was [246]*246“unquestioned” in the latter days of Elizabeth I and is the oldest privilege for confidential communications vouchsafed to us by the common law. 8 Wigmore, Evidence § 2290 (McNaughton rev. 1961). Resting then on other policies, it survives today for the promotion of free and honest consultation between attorney and client. Id. § 2291; Model Code of Evidence, Rule 210, Comment a (1942). There is much to be said, and has been said, against it, but as the substantive law of evidence is generally understood to be subject to legislative prerogative we are not disposed either to prostitute or to improve upon it to suit our own inclinations.

Over objection by the executor the witness Louis Arnold, an attorney, was permitted to testify that he represented Mrs. Eckel in his professional capacity for a number of years ending some six months before her death. He said that on several occasions he visited at her home, “all through the early 1960’s and more particularly in 1961 and in 1964 she talked about the will and I did keep after Mrs. Eckel because I felt she should have a will and she indicated she wanted one. I did keep after her and in fact I even wrote and advised her it was important.” During these discussions of a proposed will, according to Arnold, “She said she wanted to leave some money to her nephew Charlie Miller and she explained why — I can’t tell you her exact words but she said she was obligated to him or owed him for the looking after the property, taking care of the building and that he had done all her driving around and taking her places, wherever she had to go. I can’t tell you the exact words but she said she was obligated or owed him and wanted to put that in the will.”

As so often appears to be the case, however, Mrs. Eckel never did get around to drawing that will, and in 1968 she had another attorney prepare a will in which she did not carry out the intention theretofore communicated to Arnold.

Obviously Arnold’s testimony was of great importance to Miller’s case, hence its admissibility presents a vital question on this appeal. It centers on a traditional exception to the attorney-client privilege that applies to ’the execution and contents of a will.

As stated in Wigmore, supra, § 2314, after a testator’s death the attorney who drew the will “is at liberty to disclose all that affects the execution and tenor of the will,” for the reason that “it seems hardly open to dispute that they are the very facts which the testator expected and intended to be disclosed after his death.” The attorney may also testify concerning the testator’s mental capacity, but only because his knowledge derives from personal observation rather than confidential communication. Ibid.; Bonta v. Sevier, 202 ICy. 334, 259 S.W. 703 (1924).

The exception is limited to actions between or among persons claiming under the testator. Annotation, Privilege as to communications, etc., 64 A.L.R. 184, 185 (1929). Conversely, it does not apply to an action between those claiming under the testator and third parties, or “strangers,” claiming adversely. Id. at p. 191; Supplement, 66 A.L.R.2d 1302, 1307 (1959). For an excellent statement of the rule see Paley v. Superior Court, 137 Cal.App.2d 450, 290 P.2d 617, 621 (1956).

By this time, no doubt, the reader of this opinion may be asking himself what is the relevance of this discussion to the would-be drafter of a will that was never drafted, and the answer is that we are attempting to show that even if Arnold had drafted Mrs. Eckel’s will the attorney-client privilege would bar his testimony in an action adverse to those claiming under it. A for-tiori, the exception could not apply to a witness who never drew a will at all.

We need not determine whether Hood v. Nichol, 236 Ky. 779, 34 S.W.2d 429 (1930), was correct in holding admissi[247]*247ble the testimony of an attorney concerning discussions incident to the preparation of a will that was later revoked. The opinion did not address the point that the paper in question never took effect as a will.1 In any event, the action was between parties all of whom claimed under and not against the deceased client’s estate, a condition which is not met in this case.

In Hecht’s Adm’r v. Hecht, 272 Ky. 400, 114 S.W.2d 499 (1938), although the litigation concerned the effect of an inter vivos transfer of stock, the conversation in which the client explained its purpose and terms related directly to the preparation of a new will which was later admitted to probate. Again, all of the parties to that controversy also were claiming under the deceased client and the exception was held applicable, “for it is the rule that the death of a client removes the pledge of secrecy previously imposed upon communications between attorney and client for the free administration of justice, because after the client’s death, where all the parties are claiming under him, there are no reasons ordinarily why proof of such communications should not be admitted in evidence.” (Emphasis added.) Id. at 114 S.W.2d 501.

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Bluebook (online)
515 S.W.2d 244, 1974 Ky. LEXIS 237, Counsel Stack Legal Research, https://law.counselstack.com/opinion/stegman-v-miller-kyctapp-1974.