Stefanik v. State Board of Parole

363 N.E.2d 1099, 372 Mass. 726, 1977 Mass. LEXIS 974
CourtMassachusetts Supreme Judicial Court
DecidedJune 9, 1977
StatusPublished
Cited by11 cases

This text of 363 N.E.2d 1099 (Stefanik v. State Board of Parole) is published on Counsel Stack Legal Research, covering Massachusetts Supreme Judicial Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Stefanik v. State Board of Parole, 363 N.E.2d 1099, 372 Mass. 726, 1977 Mass. LEXIS 974 (Mass. 1977).

Opinion

Quirico, J.

By this civil action, the plaintiff seeks to enjoin the defendant State Board of Parole (board) from revoking his parole and from returning him to any facility of the Massachusetts correctional system outside of Hampshire or Hampden counties without first affording him a “preliminary hearing” to which he claims entitlement under the Fourteenth Amendment and the decision in Mor-rissey v. Brewer, 408 U.S. 471 (1972). A judge of the Superior Court ruled that in the circumstances of this case there was no constitutional right to a preliminary hearing for parole revocation because the defendant had already had a probable cause hearing in a District Court and had been bound over to the grand jury on the same acts on which the board proposes to revoke the parole. The judge reported the issue to the Appeals Court, G. L. c. 231, § 111, Mass. R. Civ. P. 64, 365 Mass. 831 (1974), and we transferred the case on our own motion. G. L. c. 211A, § 10 (A). For reasons hereafter stated, we concur with the decision of the Superior Court judge.

The facts are undisputed. In March, 1973, the plaintiff was paroled from the Massachusetts Correctional Institution at Walpole, where he had been serving a five- to eight-year sentence for possession of a controlled substance with intent to sell. G. L. c. 94C, § 32. Sometime later he was arrested and charged as an accessory after the fact to armed robbery. On another occasion he was arrested and charged with various violations of the controlled substances law. G. L. c. 94C.2 After probable cause hearings in the District [728]*728Court, he was bound over to the grand jury. Indictments have been returned against him on both charges.

The sole question raised by this report is whether the decisions in Morrissey v. Brewer, 408 U.S. 471 (1972), and Gagnon v. Scarpelli, 411 U.S. 778 (1973), require a preliminary parole revocation hearing where the basis of the alleged parole violation is a probable cause finding in the District Court. See G. L. c. 127, §§ 128,130,131,133A, 148, 149. To resolve this question we must compare the constitutional command with the purpose and function of the bind-over hearing.

In Morrissey v. Brewer, supra, the Court held that due process requires a hearing before a paroled individual suffers the “grievous loss” of parole revocation. While the Court stated that it was not writing a code of procedure, id. at 488, it described a two-stage procedure that would satisfy due process requirements. The first stage involves the arrest of the parolee and an informal preliminary hearing; the second stage involves the formal revocation hearing.

The preliminary hearing is “some minimal inquiry” conducted “by someone not directly involved in the case” to “determine whether there is probable cause or reasonable ground to believe that the arrested parolee has committed acts that would constitute a violation of parole conditions.” Id. at 485. This is “a wholly retrospective factual question.” Id. at 479. The parolee should be given notice that the hearing will take place and that its purpose is to determine whether there is probable cause to believe he has committed a parole violation. The parolee may appear and speak, or present witnesses or documentary evidence. Some questioning of adverse witnesses is suggested, but confrontation and cross-examination are not required if an informant might be subjected to risk of harm. Id. at 487. [729]*729The hearing officer — who may be an administrative and not a judicial officer, id. at 486 — shall make an informal summary of the proceeding, and state the reasons for his determination whether there is probable cause to hold the parolee for the final decision of the parole board on the question of revocation. The Court expressly eschewed a rigid and mandatory approach: “No interest would be served by formalism in this process.” Id. at 487.

The second stage contemplated by the Court was a formal revocation hearing complying with minimum requirements of due process.3

In Gagnon v. Scarpelli, 411 U.S. 778 (1973), the Court applied a similar analysis to probation revocation.4 The court reaffirmed the two-stage procedure: “At the preliminary hearing, a probationer or parolee is entitled to notice of the alleged violations of probation or parole, an opportunity to appear and to present evidence in his own behalf, a conditional right to confront adverse witnesses, an independent decision maker, and a written report of the hearing____The final hearing is a less summary one because the decision under consideration is the ultimate decision to revoke rather than a mere determination of probable cause____” Id. at 786. The Court reiterated that it did not intend “to foreclose the States... from developing ... creative solutions to the practical difficulties of the Morrissey requirements.” Id. at 782-783 n.5. The Court further declined to adopt a per se rule requiring the ap[730]*730pointment of counsel in every case of parole or probation revocation. Id. at 790.

In Moody v. Daggett, 429 U.S. 78 (1976), the Court held that a Federal parolee who was imprisoned for Federal crimes committed while on parole and which constituted parole violations was not constitutionally entitled to an immediate parole revocation hearing. In n.7, at 86, the Court said that “where petitioner has already been convicted of and incarcerated on a subsequent offense, there is no need for the preliminary hearing which Morrissey requires upon arrest for a parole violation.” The Court stated further that “the subsequent conviction obviously gives the parole authority ‘probable cause or reasonable ground to believe that the ... parolee has committed acts that would constitute a violation of parole conditions,” quoting from Morrissey v. Brewer, supra at 485. Thus, at a minimum, Moody v. Daggett, supra, establishes that the preliminary parole hearing may be dispensed with in certain circumstances.

At issue in the present case is the necessity of the preliminary and not the final parole revocation hearing. There is no contention that the parole board would or could revoke parole without the second stage formal procedure expressly required by Morrissey v. Brewer, supra. The only question is whether a bind-over hearing in the District Court can be treated as the equivalent of a preliminary hearing for parole revocation purposes. We approach this inquiry with the view that the United States Supreme Court did not intend “to create an inflexible structure.” Id. at 490.

We must therefore assess the purpose and scope of the bind-over hearing to see if it gives the plaintiff the same protections as the preliminary hearing suggested by the Morrissey and Gagnon cases.

In Myers v. Commonwealth, 363 Mass. 843 (1973), we held that G. L. c.

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Bluebook (online)
363 N.E.2d 1099, 372 Mass. 726, 1977 Mass. LEXIS 974, Counsel Stack Legal Research, https://law.counselstack.com/opinion/stefanik-v-state-board-of-parole-mass-1977.