Steele v. State

672 N.E.2d 1348, 1996 Ind. LEXIS 146, 1996 WL 633837
CourtIndiana Supreme Court
DecidedNovember 4, 1996
Docket49S00-9406-CR-529
StatusPublished
Cited by11 cases

This text of 672 N.E.2d 1348 (Steele v. State) is published on Counsel Stack Legal Research, covering Indiana Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Steele v. State, 672 N.E.2d 1348, 1996 Ind. LEXIS 146, 1996 WL 633837 (Ind. 1996).

Opinion

DICKSON, Justice.

The defendant, Howard Steele, was convicted of rape, a class A felony; criminal deviate conduct, a class A felony; confinement, a class B felony; robbery, a class B felony; and battery, a class C felony. In this direct appeal the defendant's contentions concern the following: (1) the trial court's *1350 refusal to grant a mistrial; (2) its refusal of defendant's tendered jury instructions on lesser included offenses; and (8) sufficiency of the evidence of robbery as a class B felony.

The defendant first contends that the trial court's failure to grant the defendant's request for a mistrial, after his brother refused to testify in the jury's presence, constitutes reversible error. The defendant and his brother were initially charged as code-fendants, but separate trials were later ordered. At the defendant's jury trial, when the State called the defendant's brother to the witness stand, the following colloquy occurred:

[PROSECUTOR] The State would call Terry Steele, Your Honor. |
THE COURT: Would you raise your right hand to be sworn, please? Do you solemnly swear the testimony you're about to give in this cause will be the truth, the whole truth, and nothing but the truth so help you God?
TERRY STEELE: Nope.
THE COURT: That answer can be taken two ways.
TERRY STEELE: No, sir.
THE COURT: One, you do not wish to testify, could be nope; and the other is you plan on testifying but you don't plan to tell the truth. Which is it, sin?
TERRY STEELE: I'm not testifying.
THE COURT: Okay.

Record at 214-15. The court excused the jury and then proceeded to conduct a hearing at which the brother reiterated his refusal to testify. The brother was then remanded into the sheriffs custody and removed from the witness stand before the jury returned. The court denied the defendant's motion for a mistrial and then admonished the jury as follows:

Before the State calls its next witness, ladies and gentlemen, you are not to comment or to consider in any way that there was another individual here, called to the stand to testify, what that witness said while he was here, what you may think he would have said. Just don't think about what you think he would have said and the fact that he was here. Please ignore that because it doesn't have anything to do with evidence that is or will be before you in this case.

Record at 245-46.

The denial of a criminal defendant's motion for mistrial constitutes reversible error where that denial subjects the defendant to "grave peril." Taylor v. State, 587 N.E.2d 1293, 1299 (Ind.1992). Mistrial is a drastic remedy which lies within the discretion of the trial court and the decision to grant or deny is afforded great deference. Id. On appeal, the gravity is measured by the probable persuasive effect on the jury, not on the impropriety of the conduct. Id. The appellant must show that only a mistrial could remedy the perilous situation into which he was placed. Id.

The defendant argues that reversal is required pursuant to Aubrey v. State, 261 Ind. 692, 310 N.E.2d 556 (1974), which observed:

The natural, even inevitable, inference which is raised in the jury's mind when an alleged accomplice refuses to testify is that the withheld testimony would be damaging, not only to the witness, but also to the defendant. Thus, the mere refusal to speak indelibly implants adverse inferences in the minds of the jurors and reaches them in a form not subject to cross-examination. [The alleged accomplice's] refusal to testify "may well have been the equivalent in the jury's mind of testimony."

Id. at 695-96, 310 N.E.2d at 559 (emphasis in original) (quoting Douglas v. Alabama, 380 U.S. 415, 419, 85 S.Ct. 1074, 1077, 13 L.Ed.2d 934, 937 (1965)).

It is true that the convictions at issue in both Aubrey and Douglas were reversed on appeal. These cases, however, are distinguishable from the case at bar. In Aubrey, an immunity hearing was begun in the jury's presence. Id. at 694, 310 N.E.2d at 557. The jury heard the witness refuse to answer questions concerning the witness's whereabouts at the time the crime occurred as well as whether he was in the defendant's company at that time. They also heard the prosecutor offer the witness immunity on a related charge and, after returning to the courtroom, *1351 they heard the trial court find the defendant in contempt for his continuing refusal to answer the above-mentioned questions. Id. at 694-95, 310 N.E.2d at 557. The judge subsequently refused to admonish the jury to disregard this exchange. Id. at 695, 810 N.E.2d at 558. This Court found that the refusal to admonish constituted reversible error. Id. at 695, 810 N.E.2d at 558-59. The present case is distinguishable because the trial judge here did in fact admonish the jury to disregard the defendant's brother's appearance on the stand, his refusal to testify, and anything the jurors might imagine that he would have said had he testified.

Moreover, in Aubrey this Court noted that the State knew that the witness would refuse to testify. Id. at 695, 310 N.E.2d at 559. In contrast, in the present case, although the codefendant's counsel informed the prosecutor that the codefendant might not testify, the prosecutor asserted that he believed he would because of the grant of immunity and the possibility of leniency in his own trial. See also, Brown v. State, 671 N.E.2d 401 (Ind.1996) (discussing the court's or parties' lack of prior knowledge concerning the witness' intent to refuse to testify).

. In Douglas, quoted by this Court in Aubrey, the prosecutor called to the stand the defendant's alleged accomplice, who had been convicted but was appealing and therefore refused to testify, asserting the privilege against self-incrimination. Douglas, 380 U.S. at 416, 85 S.Ct. at 1075, 13 L.Ed.2d at 936. After the trial court ruled that his conviction barred his reliance on the privilege, the prosecutor, "[ulnder the guise of cross-examination to refresh [the witness's] recollection," read from the witness's alleged confession, pausing every few sentences to ask the witness, in the jury's presence, if he had made these statements. Id. at 416-17, 85 S.Ct. at 1075, 13 L.Ed.2d at 986. The witness continued to assert the privilege and to refuse to answer, but the prosecutor continued this form of questioning until he had finished reading the entire confession. Id.

In the present case, the jury was not exposed to anything so incriminating as the line of questioning conducted by the Douglas prosecutor, who was permitted to continue with such "questioning" even after it became apparent that the witness would continue to assert the privilege.

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Cite This Page — Counsel Stack

Bluebook (online)
672 N.E.2d 1348, 1996 Ind. LEXIS 146, 1996 WL 633837, Counsel Stack Legal Research, https://law.counselstack.com/opinion/steele-v-state-ind-1996.