Steel Institute of New York v. City of New York

716 F.3d 31, 2013 CCH OSHD 33,294, 2013 WL 1876537, 24 OSHC (BNA) 1049, 2013 U.S. App. LEXIS 9236
CourtCourt of Appeals for the Second Circuit
DecidedMay 7, 2013
Docket12-276-cv
StatusPublished
Cited by11 cases

This text of 716 F.3d 31 (Steel Institute of New York v. City of New York) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Steel Institute of New York v. City of New York, 716 F.3d 31, 2013 CCH OSHD 33,294, 2013 WL 1876537, 24 OSHC (BNA) 1049, 2013 U.S. App. LEXIS 9236 (2d Cir. 2013).

Opinion

DENNIS JACOBS, Chief Judge:

The Steel Institute of New York, advancing the interests of the construction industry, sues the City of New York challenging local statutes and regulations that govern the use of cranes, derricks, and other hoisting equipment in construction and demolition. The Steel Institute argues that they are preempted by the Occu *33 pational Safety and Health Act (the “Act”) and federal standards promulgated by the Occupational Safety and Health Administration (“OSHA”). The United States District Court for the Southern District of New York (McMahon, /.) dismissed the suit on summary judgment. We affirm.

I

The Steel Institute sought declaratory and injunctive relief invalidating the City regulations listed in the margin 1 on the grounds that they are preempted by the Act and OSHA’s regulations, violate the dormant Commerce Clause, and violate the Steel Institute’s procedural and substantive due process rights.

Cross-motions for summary judgment were stayed pending the ongoing amendment of OSHA’s crane regulations, which were published August 9, 2010, and went into effect November 8, 2010. The preamble of the amended regulations added a statement on “federalism,” which referenced this lawsuit and disclaimed preemption of “any non-conflicting local or municipal building code designed to protect the public from the hazards of cranes.” Cranes and Derricks in Construction, 75 Fed. Reg. 47,906, 48,129 (Aug. 9, 2010). The cross-motions were re-filed with addenda dealing with the amendments. The Department of Labor filed an amicus curiae brief in the district court in support of the City’s position, as it has here.

The district court granted the City’s cross-motion for summary judgment in December 2011, chiefly relying on Gade v. National Solid Wastes Management Ass’n, 505 U.S. 88, 112 S.Ct. 2374, 120 L.Ed.2d 73 (1992). See Steel Inst. of N.Y. v. City of N.Y., 832 F.Supp.2d 310, 320-32 (S.D.N.Y.2011). Although the court recognized that the City regulations directly and substantially regulate worker safety and health in an area where an OSHA standard exists (which usually would trigger preemption), the court concluded that the City regulations are saved from preemption under Gade because they are laws of “general applicability.” Id. at 323-27. “[Cjonsiderable deference” was given to the Secretary of Labor’s interpretation of the preemptive effect of the Act and the OSHA regulations. Id. at 328. The district court also summarily dismissed the Commerce Clause and due process claims. Id. at 332-37. The Steel Institute’s appeal challenges only the ruling on preemption.

We review de novo an order granting summary judgment, drawing all factual inferences in favor of the non-moving party. Costello v. City of Burlington, 632 F.3d 41, 45 (2d Cir.2011). Summary judgment is appropriate when “there is no genuine dispute as to any material fact and the mov-ant is entitled to judgment as a matter of law.” Fed.R.Civ.P. 56(a). No material fact is at issue in this case.

II

The federal government regulates worker safety through the Occupational Safety and Health Act, which is administered by OSHA. See 29 U.S.C. §§ 651-78. The Act authorizes promulgation of occupational safety or health standards, id. § 655, that are “reasonably necessary or appropriate to provide safe or healthful employment and places of employment,” id. § 652(8). It is significant to our analysis that the Act does not protect the general public, but applies only to employers and employees in workplaces. See, e.g., id. § 651(b)(1).

In the absence of a federal standard, the Act allows states to regulate occupational *34 safety or health issues. Id. § 667(a). If there is a federal standard in place, a state may submit a “State plan” for the Secretary’s approval by which the state “assume[s] responsibility for development and enforcement” of occupational safety and health standards in the area covered by the federal standard. Id. § 667(b) — (c).

OSHA has promulgated regulations concerning the use of cranes, derricks, and hoisting equipment: 29 C.F.R. § 1926 Subpart CC governs “Cranes and Derricks in Construction,” and Subpart DD governs “Cranes and Derricks Used in Demolition and Underground Construction.” The féd-eral standards apply to “power-operated equipment, when used in construction, that can hoist, lower and horizontally move a suspended load,” including various types of cranes, derricks, trucks, and other hoisting equipment. 29 C.F.R. § 1926.1400(a).

Among other things, the federal rules regulate:

• ground conditions that support cranes and similar equipment, id. § 1926.1402;
• procedures and conditions for design, assembly, disassembly, operation, testing, and maintenance of the machinery, id. §§ 1926.1403, .1417, .1412, .1433;
• proximity of the equipment to power lines during assembly, operation, and disassembly, id. §§ 1926.1407 — .1411;
• proximity of employees to the machinery and hoisted loads, id. §§ 1926.1424-.1425;
• signaling between workers, id. §§ 1926.1419-1422;
• fall protection for workers, id. § 1926.1423; and
• worker qualification, certification, and training, id. §§ 1926.1427-1430.

OSHA has authority to enter and inspect regulated worksites, and may enforce the regulations through citations, monetary penalties, criminal penalties, and by seeking injunctive relief. See, e.g., 29 U.S.C. §§ 662, 666.

Ill

The City’s crane regulations 2 are part of the Building Code and are enforced by the New York City Department of Buildings (“DOB”). See N.Y.C. Admin. Code §§ 28-101.1, -201.3. “The purpose of [the City’s construction code, which includes the Building Code,] is to provide reasonable minimum requirements and standards ... for the regulation of building construction in the city of New York in the interest of public safety, health, [and] welfare.... ” Id. § 28-101.2.

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716 F.3d 31, 2013 CCH OSHD 33,294, 2013 WL 1876537, 24 OSHC (BNA) 1049, 2013 U.S. App. LEXIS 9236, Counsel Stack Legal Research, https://law.counselstack.com/opinion/steel-institute-of-new-york-v-city-of-new-york-ca2-2013.