Statter v. Statter

2 A.D.2d 81, 153 N.Y.S.2d 471, 1956 N.Y. App. Div. LEXIS 4750

This text of 2 A.D.2d 81 (Statter v. Statter) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Statter v. Statter, 2 A.D.2d 81, 153 N.Y.S.2d 471, 1956 N.Y. App. Div. LEXIS 4750 (N.Y. Ct. App. 1956).

Opinion

Breitel, J.

The question in this case is whether the husband’s prior separation judgment is a bar to the wife’s present action for annulment on the ground of void marriage, the husband having had, at the time of his marriage to plaintiff wife, a former wife living, and the former marriage then being in force (Civ. Prac. Act, § 1134).

The instant wife’s complaint was sustained at Special Term, the husband having moved to dismiss on the ground that there is an existing final judgment of a court of competent jurisdiction rendered on the merits, determining the same cause of action between the parties (Rules Civ. Prac., rule 107, subd. 4).

The order denying the motion to dismiss the complaint should be affirmed. The action for annulment is not based on the same cause of action as the husband’s prior action for separation, and the wife is not estopped by the prior judgment from now establishing the nullity of the instant marriage.

The parties to this action were married in New York in 1944. There are two children, born in 1946 and 1947. The parents separated in 1952. In 1953, the husband sued in New York for a separation based on cruelty and abandonment. In the prior action, the only issue actually litigated and judicially determined (as distinguished from the pleadings and the findings based [83]*83thereon) was that of abandonment. The husband succeeded. The wife, however, was awarded custody of the children. No provision for their support was requested or made, because, said the court at that time, the wife was ‘‘ financially independent, her property and income being very substantial and apparently greatly in excess of plaintiff’s [husband’s] property or income, and hence no problem of support is involved ”.

The husband, supposedly, had been married to one Kate Oglesby in 1940. This marriage resulted in the birth of a child. In 1942, the marriage was purportedly terminated by a Mexican divorce, which the instant wife now asserts was illegal and of no effect.

Taking the complaint’s allegations as true the instant marriage was ‘‘ bigamous ’ ’, although the husband still denies the prior marriage. Moreover, according to the second cause of action, the husband falsely represented at the time of the instant marriage that he had never been married before, and the instant wife never Imew of his prior marriage. It also appears from affidavits submitted that there is a child by the prior marriage, of which the instant wife also knew nothing at that time.

While it is not deemed essential to a determination of this appeal, as will be seen later, the instant wife admits learning, through her lawyer’s investigation during pendency of the husband’s separation action in 1953, of a record of a 1940 marriage between one Humphrey Shatter and Kate Oglesby, and of the birth of a child by that marriage. Her lawyer is supposed to have told her that the husband denied that he was the same person. Either because she relied on her husband’s misrepresentation, or because she lacked sufficient proof, or for both reasons, the instant wife interposed no affirmative defense to the husband’s separation action, nor did she counterclaim for annulment or for any other relief. Since then, however, her present lawyers located the former Kate Oglesby in Georgia, identified the husband as the same in both marriages, and also verified the fact of the issue by the prior marriage.

The question posed in this case stems from the well-settled rule that a separation judgment presupposes a valid marriage. It is the primary fact to be established before relief in an action for separation may be obtained. (Garvin v. Garvin, 306 N. Y. 118; Cherubino v. Cherubino, 284 App. Div. 731.) Consequently, it is argued that the husband’s separation judgment conclusively establishes the marriage as valid, and the instant wife is forever estopped to establish that, in truth, it was bigamous and a nullity.

[84]*84In determining the consequences of a former adjudication there are certain simple distinctions. Bes judicata, in its strict and proper sense, sometimes called direct estoppel, applies when a judgment has been recovered between the same parties on an identical cause of action. It is a complete bar to any suit brought on the same cause of action, irrespective of whether the adjudication was obtained after trial, or on default, or whether only some rather than all, or even if none, of the necessary issues were actually litigated and judicially determined. It is in this context that the familiar test is applied, namely, “might the issue have been litigated ”. If it might, the former adjudication is a conclusive bar precluding a showing of contrary fact, no matter how great the proof. It is a total estoppel, not unlike, in this respect, a Statute of Limitations or a Statute of Frauds.

It merits no discussion that an action for annulment is an entirely different cause of action from one for judgment of separation based on the existence and continuance of the marital relation. All that is common to both is the fact of ceremonial marriage.1

Collateral estoppel by judgment, often referred to as res judicata and usually without being distinguished from direct estoppel, results when the former adjudication is between the same parties, but does not involve the same cause of action. Then, the only issues conclusively determined are those which have been actually litigated and judicially determined. The ‘ ‘ might have been litigated ’ ’ test is not applied. Admission by pleading or failure to deny, or default in appearance, or declination to litigate are not sufficient to raise an estoppel as to issues or facts not litigated and not judicially determined. This aspect of collateral estoppel applies to the defendant in the former adjudication and not necessarily to the plaintiff (see, e.g., Schacht v. Schacht, 295 N. Y. 439).

The general authorities supporting this analysis are relatively free from conflict. (Restatement, Judgments, ch. 3, § 41 et seg.; 2 Freeman on Judgments [5th ed.], ch. XI, esp. §§ 660-665, 670-707; 50 C. J. S., Judgments, § 592 et seg.; Scott, Collateral Estoppel by Judgment, 56 Harv. L. Rev. 1.) The analysis is applied to judgments in matrimonial actions (Separation Decree as Res Judicata, 138 A. L. R. 346). The same principles obtain in New York. (Schuylkill Fuel Corp. v. Nieberg Realty [85]*85Corp., 250 N. Y. 304; Honsinger v. Union Carriage & Gear Co., 175 N. Y. 229; Griffen v. Keese, 187 N. Y. 454, 464 et seq.; Karameros v. Luther, 279 N. Y. 87; Meyerhoffer v. Baker, 121 App. Div. 797; Simon v. Bierbauer, 154 App. Div. 506.) Indeed, in the Schuylkill case, Judge Cabdozo, referring to these principles, said Both in this State and elsewhere it is recognized as settled law ” (Schuylkill Fuel Corp. v. Nieberg Realty Corp., supra, p. 307).

Somehow or other, the distinctions are recurringly blurred. As a result, confusion has arisen, especially in the situation where a defendant in a prior action had a possible counterclaim, which was also a possible defense. But the rule here too, when properly viewed, is clear and well settled. The failure to interpose a counterclaim, which is also a defense in the prior action, does not bar a later action on the counterclaim. (Mercoid Corp. v. Mid-Continent Co.,

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2 A.D.2d 81, 153 N.Y.S.2d 471, 1956 N.Y. App. Div. LEXIS 4750, Counsel Stack Legal Research, https://law.counselstack.com/opinion/statter-v-statter-nyappdiv-1956.