State v. Worthen

2009 UT 79, 222 P.3d 1144, 645 Utah Adv. Rep. 5, 2009 Utah LEXIS 213, 2009 WL 4573714
CourtUtah Supreme Court
DecidedDecember 8, 2009
Docket20080128, 20080163
StatusPublished
Cited by21 cases

This text of 2009 UT 79 (State v. Worthen) is published on Counsel Stack Legal Research, covering Utah Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Worthen, 2009 UT 79, 222 P.3d 1144, 645 Utah Adv. Rep. 5, 2009 Utah LEXIS 213, 2009 WL 4573714 (Utah 2009).

Opinion

INTRODUCTION

NEHRING, Justice:

T 1 The State charged the Respondent, Mr. Worthen, with ten counts of aggravated sexual abuse of his adopted teenage daughter BW. After the district court bound him over for trial, Mr. Worthen subpoenaed B.W.'s mental health records relating to treatment she received between July and October 2005. Mr. Worthen claimed that the records contained evidence supporting his defense that B.W. had extreme hatred and frustration toward the Worthens and therefore had a motive to fabricate the allegations in order to be removed from the Worthen home. Mr. Worthen conceded the requested records were privileged under the psychotherapist-patient privilege found in rule 506 of the Utah Rules of Evidence. He contended, nevertheless, that the records fell under an exception to the psychotherapist-patient privilege, which allows access to otherwise privileged records when a party's physical, mental, or emotional condition is an element of any claim or defense. If the elements of the exception are met, the records are made available to the trial judge for in camera review. Mr. Worthen argued that B.W.'s motive to lie was an element of his defense. The district court granted in camera review of the requested records.

T2 The State successfully petitioned for interlocutory review. The State argued to the Utah Court of Appeals that Mr. Worthen had not met the elements of the rule 506(d)(1) exception because (1) he had not sufficiently alleged that B.W.'s mental or emotional condition was an element of his defense, (2) impeachment evidence cannot be an element of a defense, (8) he failed to show to a reasonable certainty that the requested records contained exculpatory evidence favorable to his defense, and (4) the requested records were both immaterial and cumulative. The court of appeals affirmed the district court. We granted certiorari.

BACKGROUND

T3 After evidence surfaced that B.W.'s biological relatives had abused her, the State removed B.W. from her home. She was eventually placed in the home of Mr. and Mrs. Worthen in Vernal, Utah. The couple later adopted BW. In July 2005, after an argument with Mrs. Worthen, B.W. attempted suicide and was admitted to the inpatient program at the University of Utah Neurop-sychiatric Institute. BW. remained at UNI for nineteen days where she underwent individual, group, and family therapy. Her discharge summary states that "significant family issues existed, and that very significant cognitive issues were observed." The discharge summary also states that B.W. "was highly skeptical that her family could care for her or love her[,] ... looked for ways to interpret statements and behavior in a way to mesh with her negative thinking ... [and] was very prone to major misinterpretations."

T4 After her release from UNI, BW. returned to the Worthen home in Vernal and began outpatient counseling with Dr. Carolyn Henry at the Ashley Family Clinic. During this time, B.W. kept a journal in which she expressed her frustration and anger at her mother, general hatred of her adoptive parents, and her desire to be with a new family. For example, the entry on October 1, 2005, states as follows:

My mom has pissed me off for the last time. She thinks that just because she's in pain I'm always mean to her ... I can count on one hand how many times she's cooked our food in 4 years, how many times she's cleaned the house and how *1148 many times she's actually acted as if she cares. She's the one without responsibility! I feel as if I want to run out the door to [B.W.'s friend's house] and stay there 4 ever. Next time my mom gets me as pissed off as I am not [sic], I will KILL her, and that's a promise, I don't care what happens to me I just want her to die in her bed all alone in her own pain and blood! I will kill her if she gets me as pissed offf] as I am now ... I swear I'll kill the both of them! No matter what it takes.

T5 On October 27, 2005, B.W. disclosed to Dr. Henry that Mr. Worthen had repeatedly sexually abused her and, as required by law, Dr. Henry reported the allegation to the authorities. Mr. Worthen was charged with ten counts of aggravated sexual abuse of a child.

T6 At Mr. Worthen's preliminary hearing, B.W. testified to numerous incidents of abuse spanning the years she lived at the Worth-ens' home. Although cross-examination of BW. revealed some inconsistencies between her allegations and the journal entries, the district court bound Mr. Worthen over for trial. Mr. Worthen then filed a motion to subpoena B.W.'s medical records from July to October 2005. Specifically, Mr. Worthen sought in camera review of B.W.'s medical and therapy records for communications relating to: (1) B.W.'s denial of abuse by Mr. Worthen, (2) "cognitive problems and major misinterpretation problems," and (8) a motive to fabricate the allegations stemming from her hatred of her parents. Mr. Worthen conceded the records were generally subject to the doctor-patient privilege and the psychotherapist-patient privilege found in rule 506 of the Utah Rules of Evidence.

T7 Mr. Worthen argued, however, that the mental health records he sought fell under rule 506(d)(1), an exception to the psychotherapist-patient privilege. The exception concerns communications relevant to a physical, mental, or emotional condition when that condition is an element of any claim or defense. Attached to Mr. Worthen's Memorandum in Support of Defendant's Subpoena for Medical and Therapy Records were copies of passages from B.W.'s journal, the discharge summary from UNI, and a calendar disclosing the specific days on which B.W. saw Dr. Henry.

18 The district court granted in camera review of the requested records "to discover any statements concerning the complainant's feelings toward her parents." The district court denied in camera review of the requested records for evidence that B.W. "suffers from a disorder which affects her ability to accurately perceive, remember, or relate events in her life," or "suffers from a disorder which would affect her ability to be trustworthy" because Mr. Worthen had not shown to a reasonable certainty the records contained exeulpatory evidence pertaining to those issues. Similarly, the district court also denied in camera review of the requested records for evidence that B.W. denied that Mr. Worthen had abused her.

19 The State petitioned for interlocutory review of the order granting in camera review, which was granted. The Utah Court of Appeals affirmed the district court's order. 1 First, the court of appeals held that "the trial court sufficiently addressed whether Defendant's request fell within an exception" to the privilege "before addressing the reasonable certainty test." State v. Worthen, 2008 UT App 23, ¶13, 177 P.3d 664. Second, the court of appeals held that communications related to an "element of a claim or defense" under rule 506(d)(1) refers to "evidence that would interject doubt into the State's assertion that [Mr. Worthen] committed the crime." Id. 1114-16. The court of appeals specifically noted that impeachment evidence " 'directed toward revealing possible biases, prejudices, or ulterior motives of the witness as they may relate directly to issues or personalities in the case at hand'" would satisfy the rule 506(d)(1) exception while general impeachment evidence that challenged the general credibility of a witness would not. Id. T19 (quoting Davis v.

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Cite This Page — Counsel Stack

Bluebook (online)
2009 UT 79, 222 P.3d 1144, 645 Utah Adv. Rep. 5, 2009 Utah LEXIS 213, 2009 WL 4573714, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-worthen-utah-2009.