State v. Willis

591 So. 2d 365, 1991 WL 255269
Louisiana Court of Appeal·Decided November 22, 1991·No. KA 90 1745·Published·Cited by 11 cases

Opinion

591 So.2d 365 (1991)

STATE of Louisiana
v.
Howard Junior WILLIS.

No. KA 90 1745.

Court of Appeal of Louisiana, First Circuit.

November 22, 1991.
Writ Denied March 26, 1992.

*367 Larry Buquoi, Asst. Dist. Atty., Gonzales, for State of La., plaintiff, appellee.

Ernest Forbes, Denham Springs, for Howard Willis, defendant, appellant.

Before SHORTESS, LANIER and CRAIN, JJ.

CRAIN, Judge.

Defendant, Howard J. Willis, was charged by bill of information with the aggravated battery of Frank Hendrix and the simple burglary of a vehicle belonging to Dawn Miller, violations of LSA-R.S. 14:34 and 14:62, respectively.[1] Defendant was tried by a jury, which found him guilty as charged on both counts. Thereafter, the trial court imposed a sentence of five years imprisonment at hard labor for the aggravated battery and a sentence of two years imprisonment at hard labor for the simple burglary. The court ordered that these sentences run consecutively and that defendant be given credit for time served. Defendant has appealed, urging five assignments of errors.

The record reflects that the instant offenses occurred at approximately 2:00 a.m. on December 3, 1988, in Ascension Parish. At the time in question, Dawn Miller and Frank Hendrix were seated on the front seat of Hendrix's car, which was parked in the parking lot at the Watering Hole Lounge. While they were talking, Miller looked at her car which was parked beside *368 Hendrix's car, observed that there was a man inside her car, and informed Hendrix of that fact. The two of them exited Hendrix's car and walked over to Miller's vehicle. After they observed defendant taking money from Miller's purse and placing it into his pocket, Hendrix confronted defendant. Defendant threw the purse back inside Miller's car, started kicking dirt on Hendrix, and struck Hendrix. During this physical encounter, Hendrix proceeded to throw defendant into a ditch; while doing so, defendant wielded a pocket knife, which he used to cut Hendrix.

While both combatants continued their struggle in the ditch, Miller walked to defendant's car which was parked nearby and talked to the occupants of the car, telling them they were defendant's friends and asking that they break up the fight between Hendrix and defendant. Two individuals exited defendant's car. One of these individuals, Timothy Carlton, pulled Hendrix off defendant and restrained Hendrix. While Hendrix was being so restrained, defendant used his pocket knife to inflict another cut, an apparently very severe cut to Hendrix's face. Thereafter, defendant, Carlton, and the other individual, who had exited defendant's car, reentered the car and left the scene.

ASSIGNMENT OF ERROR NO. ONE

(assignment four in defendant's brief)

By means of this assignment, defendant contends that the trial court erred by failing to grant defendant's motion for new trial on the basis that defendant was denied effective assistance of counsel. Defendant contends his trial counsel's simultaneous representation of Timothy Carlton in regard to criminal charges arising from the incident of December 3, 1988, created a conflict of interest. Defendant submits that the actual conflict of interest which allegedly existed consisted of trial counsel's decision to call Carlton as a defense witness at defendant's trial, which thereby hindered Carlton's Fifth Amendment privilege against self-incrimination in order to help defendant. Initially, we note that multiple representation is not per se illegal and does not violate the Sixth Amendment to the U.S. Constitution or Article I, § 13 of the Louisiana Constitution unless it gives rise to a conflict of interest. State v. Kahey, 436 So.2d 475, 484 (La.1983).

In the instant case, defendant was tried alone. During the trial, Timothy Carlton was called to the stand to testify for the defense. However, the record reflects that, before Carlton gave any testimony, the jury was retired from the courtroom and the prosecutor informed the court that Carlton had been charged in Ascension Parish with a crime related to the instant offenses and, thus, Carlton should be informed of his constitutional rights prior to testifying. Thereupon, in response to the court's questioning, Carlton informed the court that defendant's trial counsel, Frank Ferrara, was the lawyer representing him in regard to the crime with which he was charged. When the court asked Carlton if he wished to have a conference with Ferrara, Ferrara told the court that he and Carlton had talked about Carlton testifying at defendant's trial and that Carlton wanted to testify. The court then carefully advised Carlton of his Fifth Amendment privilege against self-incrimination. The court questioned Carlton as to his understanding of the privilege; and, in waiving the privilege, Carlton indicated to the court that he understood the consequences of such a waiver. Although defendant's trial counsel had never raised the issue of conflict of interest, the court noted that it did not know whether or not a conflict of interest existed because of Ferrara's simultaneous representation of Carlton and defendant, although it appeared that there was a possibility of such a conflict. The court then asked Carlton if he had any questions he wanted to ask the court. Carlton answered in the negative; and, when asked by the court if he wanted to talk to Ferrara before testifying, Carlton answered that it was "not needed." Ferrara then asked and was permitted by the court to talk to his client. Thereafter, the jury was returned to the courtroom; and Carlton gave his testimony.

*369 At the hearing on defendant's motion for new trial, defendant presented his own testimony and that of Timothy Carlton. Carlton testified that there were pending criminal charges against him which grew out of the incident(s) which gave rise to the instant offenses, that these charges had been filed before defendant's trial, and that he had retained Ferrara as his attorney to represent him on those charges. Carlton confirmed that, at the time he testified at defendant's trial, Ferrara was representing him on the charges pending against him. Carlton acknowledged that (prior to testifying) the trial court had advised him of his constitutional rights, that he understood those rights, and that he voluntarily chose to testify.

Defendant testified at the hearing on the motion for new trial that he too had retained Ferrara as his trial counsel. Defendant stated that Carlton testified truthfully at defendant's trial, and defendant indicated that the content of the testimony he and Carlton each gave at trial was essentially the same.

In a case such as the instant one, in which the defendant did not raise the issue of a conflict of interest before or during trial, the defendant must prove that an actual conflict of interest affected his lawyer's performance. See State v. Carmouche, 508 So.2d 792, 804-805 (La.1987) (on rehearing); State v. Kahey, 436 So.2d at 484. Our review of the record fails to reveal an actual conflict of interest. Carlton made a voluntary decision to testify. He was advised of his Fifth Amendment privilege against self-incrimination and freely and voluntarily waived that privilege before testifying. A careful examination of the testimony given at trial by defendant and Carlton reveals that Carlton's testimony was favorable to defendant and entirely consistent with defendant's own testimony. The testimony given by both sought to portray each of them as entirely innocent of any criminal activity concerning

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State v. Willis, 591 So. 2d 365, 1991 WL 255269 (La. Ct. App. 1991).

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