State v. Williams

Court of Appeals of Kansas·Decided December 16, 2016·No. 114683·Unpublished

Opinion

NOT DESIGNATED FOR PUBLICATION

No. 114,683

IN THE COURT OF APPEALS OF THE STATE OF KANSAS

STATE OF KANSAS, Appellee,

v.

MONICA WILLIAMS, Appellant.

MEMORANDUM OPINION

Appeal from Johnson District Court; THOMAS M. SUTHERLAND, judge. Opinion filed December 16, 2016. Conviction reversed, sentence vacated, and case remanded with directions.

Randall L. Hodgkinson, of Kansas Appellate Defender Office, for appellant.

Jacob M. Gontesky, assistant district attorney, Stephen M. Howe, district attorney, and Derek Schmidt, attorney general, for appellee.

Before MALONE, C.J., GREEN and LEBEN, JJ.

LEBEN, J.: Monica Williams entered a diversion agreement with the State that would have let her avoid a felony theft charge if she repaid money she had taken from a bank account set up to support a high school graduation party. When she didn’t make the payments, the diversion agreement ended and her case proceeded to trial before a judge on facts she had agreed to in the diversion agreement.

Williams now appeals, contending that she never properly gave up her right to a jury trial. Our Supreme Court has said that a jury-trial waiver in a felony case can only be made after the judge has personally advised the defendant of that right. State v. Rizo, 304 Kan. 974, 980, 377 P.3d 419 (2016). As the State concedes, while Williams said in the written diversion agreement that she was giving up her jury-trial right, there is no record that the district judge ever personally explained that right to her. Accordingly, we must set aside her conviction and send the case back for a jury trial.

FACTUAL AND PROCEDURAL BACKGROUND

Williams served as a co-chair for Project Graduation of Olathe North High School and was a co-signer on the bank account for the group, which was formed to raise money and put on a graduation party. When another member of the group went to close the account, she learned that the account had a negative balance and that Williams had written herself more than $12,000 in checks, taken $360 in cash from deposits, and paid approximately $200 in personal bills from the account. The State charged Williams in September 2010 with felony theft for stealing at least $1,000 but less than $25,000.

In July 2011, Williams entered into a diversion agreement with the State, in which the parties agreed that if she paid restitution and abided by other conditions, the State would dismiss the charges. Under the terms of the diversion agreement, Williams agreed to pay $610 per month to the Johnson County District Attorney's office until she had paid $12,861.81 in restitution. The agreement Williams signed also waived a number of important rights: "Defendant specifically waives all rights under the laws or Constitution of Kansas or of the United States to a speedy arraignment, preliminary examination and hearings, speedy trial, and a jury trial." Williams also agreed that if she violated the terms of the agreement, she would "stipulate to the charges and facts as they are contained in the affidavit, as well as any police and lab reports" that became available, and the case would "proceed to trial solely on the stipulations contained" in the affidavit and any later reports. Williams' term of diversion was initially set to last 24 months, ending in July 2013, but was later extended by agreement to end in July 2016 to give Williams

2 additional time to make restitution payments after she had suffered an accident and lost her job.

Even with the extension of time to make the payments, Williams failed to complete them. After notice by the State and a hearing (held in June 2014), the district court resumed the criminal case against her as provided for by statute. See K.S.A. 22- 2911(a). Williams does not dispute on appeal that it was proper for the district court to resume proceeding in the criminal case against her.

Based on Williams' written waiver of her jury-trial right in the diversion agreement, the district court then held a bench trial (a trial before a judge rather than before a jury) and found Williams guilty of felony theft based on the stipulated facts in the diversion agreement.

At sentencing, the district court ordered Williams to nonreporting probation for a period of 12 months, but if she failed on probation, she would be required to serve 5 months in prison. By the time of the sentencing hearing, Williams had paid off all of the restitution.

Williams has appealed to this court. She makes two arguments on appeal. First, she contends that the evidence presented to the district court wasn't sufficient to prove her guilty of the offense charged. Second, she contends that she wasn't properly advised of her jury-trial right, making her waiver of that right ineffective. We will address these issues in reverse order.

3 ANALYSIS

I. Williams' Waiver of Her Jury-Trial Right Was Ineffective Because the District Court Did Not Adequately Explain That Right to Her.

Williams argues that the district court's failure to advise her of her constitutional right to a jury trial on the record requires reversing her conviction and remanding the matter to the district court. The State concedes that there's no indication in the record that the district court personally advised Williams about her right to a jury trial before accepting her waiver but argues that this case is distinct from previous cases and urges this court to reconsider the requirement that a defendant be personally advised by the court.

Since this issue was not initially raised in the district court, we must first discuss whether we may consider it. Generally, a party may not raise an issue, even a constitutional one, for the first time on appeal. Rizo, 304 Kan. at 978. But we may consider an issue not raised in the district court if "necessary to serve the ends of justice or to prevent the denial of fundamental rights." 304 Kan. at 978-79 (citing State v. Anderson, 294 Kan. 450, 464-65, 276 P.3d 200 [2012]). And Kansas courts have considered jury-trial-waiver issues for the first time on appeal to protect a defendant's fundamental right to a jury trial. See, e.g., Rizo, 304 Kan. at 979; State v. Frye, 294 Kan. 364, 368-69, 277 P.3d 1091 (2012); State v. Irving, 216 Kan. 588, 588-89, 533 P.2d 1225 (1975); State v. Johnson, 46 Kan. App. 2d 387, 397, 264 P.3d 1018 (2011). So we will proceed to consider Williams' claim.

The Sixth Amendment to the United States Constitution and Sections 5 and 10 of the Kansas Constitution Bill of Rights guarantee a criminal defendant the right to a jury trial. A Kansas statute also provides a right to a jury trial in all felony cases. See K.S.A. 22-3403(3).

4 Although the right to a jury trial is an important one, it may be waived if done so voluntarily and knowingly. Irving, 216 Kan. at 589. "The test for determining the waiver's validity is whether it was voluntarily made by a defendant who knew and understood what he or she was doing." State v. Beaman, 295 Kan. 853, 858, 286 P.3d 876 (2012).

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