State v. Williams.

491 P.3d 592, 149 Haw. 381
Hawaii Supreme Court·Decided June 30, 2021·No. SCWC-16-0000630·Published·Cited by 14 cases

Opinion

Electronically Filed

Supreme Court

SCWC-XX-XXXXXXX

30-JUN-2021

09:09 AM

Dkt. 79 OP

IN THE SUPREME COURT OF THE STATE OF HAWAIʻI

---o0o---

STATE OF HAWAIʻI,

Respondent/Plaintiff-Appellee,

vs.

MATTHEW K. WILLIAMS,

Petitioner/Defendant-Appellant.

SCWC-XX-XXXXXXX

CERTIORARI TO THE INTERMEDIATE COURT OF APPEALS (CAAP-XX-XXXXXXX; 1PC141000589)

JUNE 30, 2021

RECKTENWALD, C.J., NAKAYAMA, McKENNA, AND WILSON, JJ.

AND CIRCUIT JUDGE CHANG, FOR POLLACK, J., RECUSED

OPINION OF THE COURT BY WILSON, J.

Petitioner/Defendant-Appellant Matthew Williams (“Williams”) was convicted of four counts of sexual assault following a jury trial. At trial, the prosecutor introduced to the jury incriminating statements, allegedly made by Williams, without previously disclosing them to the defense during

discovery as required by Hawai‘i Rules of Penal Procedure (“HRPP”) Rule 16(b)(1) (2016).1 The prosecutor also introduced statements, incriminating to the defendant, allegedly made by the complaining witness despite the court’s motion in limine ruling barring their introduction. Finally, the prosecutor engaged in improper, unnecessarily lurid questioning of defense witnesses to inflame the passions of the jury. The cumulative impact of the prosecutor’s misconduct deprived Williams of a fair trial and was, therefore, not harmless beyond a reasonable doubt.

1 HRPP Rule 16(b)(1) provides, in relevant part:

(b) Disclosure by the Prosecution.

(1) Disclosure of Matters Within Prosecution's Possession. The prosecutor shall disclose to the defendant or the defendant's attorney the following material and information within the prosecutor's possession or control:

. . . .

(ii) any written or recorded statements and the substance of any oral statements made by the defendant, or made by a co-defendant if intended to be used in a joint trial, together with the names and last known addresses of persons who witnessed the making of such statements;

(iii) any reports or statements of experts, which were made in connection with the particular case or which the prosecutor intends to introduce, or which are material to the preparation of the defense and are specifically designated in writing by defense counsel, including results of physical or mental examinations and of scientific tests, experiments, or comparisons[.]

I. BACKGROUND

A. Indictment and Pretrial Proceedings Williams was indicted on April 9, 2014, on one count of sexual assault against a minor in the first degree, in violation of Hawai‘i Revised Statutes (“HRS”) § 707-730(1)(c) (2014),2 and three counts of sexual assault against a minor in

2 HRS § 707-730(1) provides, in relevant part:

(1) A person commits the offense of sexual assault in the first degree if:

. . . .

(c) The person knowingly engages in sexual penetration with a person who is at least fourteen years old but less than sixteen years old; provided that:

(i) The person is not less than five years older than the minor; and

(ii) The person is not legally married to the minor[.]

HRS § 702-206(2) (2014) provides, in relevant part:

(a) A person acts knowingly with respect to his conduct when he is aware that his conduct is of that nature.

(b) A person acts knowingly with respect to attendant circumstances when he is aware that such circumstances exist.

HRS § 707-700 (2014) (modified 2016), then extant, provided in relevant part:

“Sexual penetration” means:

(1) Vaginal intercourse, anal intercourse, fellatio, deviate sexual intercourse, or any intrusion of any part of a person’s body or of any object into the genital or anal opening of another person’s body; it occurs upon any penetration, however slight, but emission is not required. As used in this (continued . . .)

the third degree, in violation of HRS § 707-732(1)(c) (2014) in the Circuit Court of the First Circuit (“circuit court”).3 Prior to trial, the government notified the defense in writing of its intention to call Alexander J. Bivens, Ph.D. (“Dr. Bivens”) as an “expert witness on the dynamics of sexual abuse to the incident for which [Williams was] charged.” By letter dated October 20, 2014, the defense requested, pursuant to HRPP Rule

(continued . . .)

definition, “genital opening” includes the anterior surface of the vulva or labia majora; or

(2) Cunnilingus or anilingus, whether or not the actual penetration has occurred.

For purposes of this chapter, each act of sexual penetration shall constitute a separate offense.

3 HRS § 707-732(1), provides in relevant part:

(1) A person commits the offense of sexual assault in the third degree if:

. . . .

(c) The person knowingly engages in sexual contact with a person who is at least fourteen years old but less than sixteen years old or causes the minor to have sexual contact with the person; provided that:

(i) The person is not less than five years older than the minor; and

(ii) The person is not legally married to the minor[.]

HRS § 707-700 (2014) (modified 2016), then extant, provides in relevant part:

“Sexual contact” means any touching, other than acts of “sexual penetration”, of the sexual or other intimate parts of another, or of the sexual or other intimate parts of the actor by another, whether directly or through the clothing or other material intended to cover the sexual or other intimate parts.

16(b)(1)(iii),4 that the prosecutor provide the defense with a report containing Dr. Bivens’ conclusions and opinions, notes and/or records of what he had reviewed and done in this case, and pleadings and orders in other cases in which Dr. Bivens had testified or served as an expert witness. In response, the prosecutor provided the defense with over 500 pages of articles consisting of the studies and literature Dr. Bivens would be relying upon for his expert testimony. The defense filed a motion to compel discovery or, in the alternative, to exclude testimony of Dr. Bivens, on the basis that the prosecutor failed to provide the defense with a written report from Dr. Bivens in accordance with Rule 16(b)(1).5 Williams filed two motions in limine on January 20, 2016 to exclude the testimony of Dr. Bivens and to exclude testimony from the complaining witness, T.Y., consisting of out- of-court statements that Williams sexually assaulted him.

4 Although defense counsel did not cite HRPP Rule 16(b)(1)(iii) in his October 20, 2014 letter, defense counsel’s Opening Brief suggests that he was requesting an expert report pursuant to HRPP Rule 16.

5 While it is true that the prosecutor did not provide the defense with a report of Dr. Bivens’ anticipated expert testimony, there is no evidence that such a report existed to disclose in the first place. Therefore, it is not clear that the State violated HRPP Rule 16(b)(1)(iii). We note that the Federal Rules of Criminal Procedure Rule 16(a)(1)(G), unlike HRPP Rule 16(b)(1)(iii), provides: “At the defendant’s request, the government must give to the defendant a written summary of any testimony that the government intends to use under Rules 702, 703, or 705 of the Federal Rules of Evidence during its case-in-chief at trial.” The Hawai‘i Penal Rules Committee should consider whether a similar amendment would be appropriate to address situations like the one in this case.

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State v. Williams., 491 P.3d 592, 149 Haw. 381 (haw 2021).

491 P.3d 592 (State v. Williams.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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