State v. Williams
This text of 3 Stew. 454 (State v. Williams) is published on Counsel Stack Legal Research, covering Supreme Court of Alabama primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Opinion
By JUDGE TAYLOR.
Many points of law decided by the Court below, which have been referred this Court, because (hey were deemed by the judge who presided, novel and difficult; and this Court has now to determine whether the sentence which has been nounced, shall be executed upon the defendant, or the judgment reversed.
In giving an opinion in the case, I shall pursue the order laid down in the defendant’s brief, and consider, 1st. alleged defects in the record, anterior to the trial; 2d. the refusal to award the writ of certiorari, and to permit the defendant to withdraw the plea of “not guilty,” and plead in abatement or demur; 3d. the proceedings at the trial, in relation to the challenge of jurors; 4th. the discharge of one of the jurors, without the consent of defendant, after he had been accepted by him and sworn.
Under the first objection, three defects are alleged, 1st. that it does not appear that a venire facias was legally issued and returned; 2d. that the record contains no caption to the indictment; 3d. it does not appear how the indictment upon which the defendant was tried, came into the office of the Circuit Court of Autauga county. It is insisted that the record should show that the names of the jurors for the term of the Court at which the indictment was found, were drawn according to the statute, that a ve-nire was.regularly issued, executed and returned.
In the case of Collier v. The State,
As respects the want of a caption, it is certain that if in the Court in which the indictment was found, the record showed none of the facts which are usually contained in the [463]*463caption, this would be good cause to quash; or even to rest the judgment. The caption generally specifies electing and swearing of the grand jury; gives the names of the jurors, and the fact of the return of the indictment into Court. I would not be understood to say that the indictment would be quashed unless all these facts were contained in the caption, but surely some of them are essential. If it did not appear that there were as many as twelve grand jurors, this would be fatal at any time. In England where indictments are carried from inferior Courts into the Court of King’s Bench by certiorari,, great strictness is required in setting out every thing necessary to show that the inferior Court had jurisdiction of the case; and even where the indictments have been found in that Court there are many cases in which they have been quashed for defects in the caption. The caption however may be amended, and made to conform to the fabts of the case.
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By JUDGE TAYLOR.
Many points of law decided by the Court below, which have been referred this Court, because (hey were deemed by the judge who presided, novel and difficult; and this Court has now to determine whether the sentence which has been nounced, shall be executed upon the defendant, or the judgment reversed.
In giving an opinion in the case, I shall pursue the order laid down in the defendant’s brief, and consider, 1st. alleged defects in the record, anterior to the trial; 2d. the refusal to award the writ of certiorari, and to permit the defendant to withdraw the plea of “not guilty,” and plead in abatement or demur; 3d. the proceedings at the trial, in relation to the challenge of jurors; 4th. the discharge of one of the jurors, without the consent of defendant, after he had been accepted by him and sworn.
Under the first objection, three defects are alleged, 1st. that it does not appear that a venire facias was legally issued and returned; 2d. that the record contains no caption to the indictment; 3d. it does not appear how the indictment upon which the defendant was tried, came into the office of the Circuit Court of Autauga county. It is insisted that the record should show that the names of the jurors for the term of the Court at which the indictment was found, were drawn according to the statute, that a ve-nire was.regularly issued, executed and returned.
In the case of Collier v. The State,
As respects the want of a caption, it is certain that if in the Court in which the indictment was found, the record showed none of the facts which are usually contained in the [463]*463caption, this would be good cause to quash; or even to rest the judgment. The caption generally specifies electing and swearing of the grand jury; gives the names of the jurors, and the fact of the return of the indictment into Court. I would not be understood to say that the indictment would be quashed unless all these facts were contained in the caption, but surely some of them are essential. If it did not appear that there were as many as twelve grand jurors, this would be fatal at any time. In England where indictments are carried from inferior Courts into the Court of King’s Bench by certiorari,, great strictness is required in setting out every thing necessary to show that the inferior Court had jurisdiction of the case; and even where the indictments have been found in that Court there are many cases in which they have been quashed for defects in the caption. The caption however may be amended, and made to conform to the fabts of the case.
As to the manner in which the indictment was conveyed into the office of the Circuil Court of Autauga, it must presumed to have been in conformity with the order which transferred the case from the one Court to the other. That order required, that the Clerk of the Circuit Court for Montgomery County should “ safely transmit to the Clerk of the Circuit Court of Autauga County, the indictment and all original papers in the case, together with a certified copy of all orders and other proceedings which have been had in the case.” This certified copy of the proceedings is, at the next term of the Circuit Court of Autauga found in the possession, and among the official papers of the Clerk of that Court, and the indictment is filed with them; the case is twice continued by the defendant afterwards; he certainly cannot at so late a period and under these circumstances be heard to say that the indictment does not appear to have come regularly into that Court.
The next point made by the defendant; viz: “ the refusal to award the writ of ciiiorari, and to permit the defendant to withdraw the plea of “not guilty” and plead in abatement or demur,” is disposed of by what has been already said. By the authority before cited from 9th Massachusetts reports, it appears that the object of this motion could not have been effected even had he been permitted to withdraw the plea of ‘‘not guilty” and had the writ of c&rtiorari been awarded. His wish was to plead that one of the grand jurors who found the indictment “ was not qualified as the law requires, in this, that lie was neither a freeholder or householder in Montgomery County.” It is required by our statutes that grand jurors shall possess this qualification. But it by no means follows that indictments are vitiated because one or more of them do not possess it. The case in Massachusetts Reports before referred to, informs us that an objection of this kind comes too late, after the indictment is filed; it certainly comes too late after the plea of “not guilty,” has been entered. It is true the Court might have permitted the plea to be withdrawn, but it was altogether a matter of discretion; and a discretion, the exercise of which should not have been expected, after the lapse of so long a lime from the commencement of the prosecution, and after such repeated continuances at the instance of the accused..
[465]*465The third point to be considered, is “the proceeding the trial, in relation to the challenge of jurors.” It appears that when the prisoner was put upon his trial, Dixon Hall was called as a juror, who being sworn on his voir dire, said that he had formed and expressed an opinion to the guilt or innocence of the prisoner; the prisoner then challenged him for cause; but the Court overruled the challenge and directed the juror to be asked, “ is that, opinion formed from common reporl, or information received from the witnesses.” The juror answered, “ It was formed from common report.” The Court then directed the further question to be asked, “ if the evidence on the trial were to turn out different from what it was reported to be, would that opinion have any influence on your verdict,” to which the answer was, “ it would not.” The juror likewise answered to questions put to him by the prisoner’s counsel, that “ when he heard the report he believed it to be true, that he still believed it; that he had said if the report was true the prisoner ought to be hung; and that he still thought so, if the report was true.” The juror was again challenged for cause, which challenge the Court overruled. The same questions were propounded to several other jurors, and similar answers given; the challenge of all of whom for cause was overruled, and in two instances after, the prisoner’s peremptory challenges were exhausted. The counsel for the defendant has cited a part of the 10th Section of the bill of rights, which is in the following words, “ in all prosecutions by indictment or information the accused shall have a speedy public trial by an impartial jury, &c. That the accused in this case had a right to such a trial none is disposed to deny; the question is, was the method adopted for the examination of the jurors, and the proceedings on the’trial, calculated to prevent such a trial ? In this investigation the opinions of many eminent Judges of the Courts of different States, and some of the Federal Courts can be appealed to. Some of the questions which have arisen on this part of the record, may be considered as completely put to rest by numerous concurring adjudications. For instance, it has in some cases been much mooted, whether a challenge on account of a fixed opinion as to the merits of the case, was a principal cause of challenge. This has been settled in the affirmative. It has also been contended that a juror could not be interogated for the purpose of ascertaining, whether he felt a bias in favor of, or against a defendant [466]*466’n>s f°r a Pu^'c offence. In The State v. Norris
The case of Pollard v. the Commonwealth
It may be thought upon first view that this case conflicts with the opinions of judges Spencer and Woodworth; but upon examination it will be found that there is nothing irreconcilable between them. It does not appear what kind of testimony the witness heard; it may have been altogether circumstancial, and although it was sufficient to impress him with the idea that the accused was guilty, it is true; yet that impression must have been quite unsettled, which was evinced by the slight recollection he had with regard to it; and we must suppose had not made any such impression upon his mind, as closed it against the full effect of the testimony which might be offered on the trial. The common consent of ages declares that one who has fully heard the testimony in a cause, or even the evidence given before the grand jury, is liable to be challenged for cause, on the'trial of an indictment for a high crime or misdemeanor: The Statute 25. Edward III. c. 3. expressly enacts, that no indictor shall be put in inquests, upon the deliverance of the indictees of felonies or trespass, if he be challenged for that same cause, by him which is so indicted; and Hawkins observes that ‘‘this statute seems to have been made in affirmance of the common law.” [469]*469Certainly then, if those who have received the evidence in an exparte manner, aro liable to be challenged for at common law, such as have heard the whole evidence are more objectionable. It seems therefore to be a reasonable conclusion, and one which is sustainable upon ity, that in such cases a juror who has received an account of the facts of a case from one who knew them/may be challenged, either by the accused or the prosecuting officer, for cause.
It is now necessary to consider whether this is the boundary of the rule, or whether it goes further. It is insisted by the counsel for the accused in this case, that wherever a juror has heard a common rumor or report with regard to a transaction for which the person on trial is indicted, and has expressed his opinion with regard to the guilt or innocence of the accused even hypothetically, he is liable to be challenged for cause. He has urged many ingenuous arguments in support of his position, and cited several authorities, which he contends sustain him. Among the authorities principally relied on, is the opinion of Judge Marshall given on the trial of Burr. It is difficult to ascertain from that opinion precisely what Chief Justice Marshall considered necessary to ¿sustain such a challenge, and the reason of this is apparent. He was not revising a case, by which it would have been necessary for him to have laid down a plain principle of law, but was taking those steps which were necessary to secure equally to the country, and the accused, complete justice. It was not material in securing this justice to the country, that the strict legal line should be drawn in the selection of jurors. Those who had never heard of the case, would have been as safe depositories of the dignity and rights of the United States as any other citizens, and there can be no doubt but the court felt inclined to go as far jin admitting challenges to prevail, as it could, while it secured the reasonable prospect of obtaining a jury to try the case. For this reason in many instances, jurors were ordered to stand aside that they might undergo a further examination in the event of the panel becoming exhausted. It is true that all the principles of law laid down by the court are sound as regards opinions which have been formed, and their effect upon the mind; this is obvious to every reader; but the difficulty is in reducing these principles to practice, and in laying down certain questions and answers, which will perfectly secure their due application. It is obvious [470]*470this difficulty was felt on that trial; for at no time was particular set of questions prescribed, or a particular set of answers required. There was a general object in view, that was to ascertain if the jurors had such fixed opinions of the guilt of the prisoner as would prevent their doing him justice; and wherever there could be a doubt on that subject they were rejected; and from a commendable caution, in some instances when there could indeed be no doubt, but because it was expected that others more perfectly free from all objection even in the eyes of the prisoner, might be obtained. The Chief Justice observes in that case, “the-jury should enter on the trial, with minds open to those impressions, which the testimony and the law of the case ought to make, not with those preconceived opinions, which will resist those impressions.” And again, “It is admitted, that where there are strong personal prejudices, the person entertaining them is incapacitated as a juror; but it is denied that fixed opinions respecting his guilt constitute a similar incapacity.” It would seem therefore, if the opinions were not “fixed,” if they had been formed under circumstances which left “ the mind open to those impressions, which the testimony and the law of the ease ought to make,” they would not be sufficient to exclude a juror. In the: case of Burr several parts of the testimony were known by the community generally. Letters had been published, written by some of those who were to be witnesses on the trial; the newspapers in all quarters of the Union, had teemed with publications on the „subject; many of them professing to give the facts of the case. Persons who were in the habit of reading those publications and of attending to the proceedings of the government, were liable to have strong feelings and prejudices excited. The idea that an attempt was about to be made of a treasonable nature, against our happy political institutions, was calculated to arouse the resentment of men of ardent feelings, particularly against one who stood in the situation that Burr did; and a greater latitude should have been given to the accused to secure justice, than in ordinary cases. When we come, however, to examine the proceedings in that case, we shall find that almost the identical questions were put to some of the jurors, which were put to Hall in the CircuitCourt, and the same answers in substance given, yet it was determined that there was no ground for challenge for cause. The Chief Justice,
The case of Fries
Upon my investigation of the authorities, I have arrived at the conclusion that the course pursued in the Circuit Court on this subject, did not violate any rule of law which has been laid down by other courts. Nor can I think that Justice requires such a rule, as the one contended for by the defendant’s counsel, now to be established. When opinions are expressed with regard to the nature of an act which is reported to have happened, those opinions; and the minds of the persons expressing them, are rather directed to the circumstances which have been detailed, than to the person who is said to have committed them. Suppose A is told that it is reported that B has without provocation put C to death or waylaid and murdered him, and immediately declares, if this be true he' should be hung. Can eny one believe for a moment that this ought to disqualify A from serving as ajuror on the trial of B? Surely it cannot be contended that this affords the least indication, that as a juror, he would be unable to weigh all the evidence which might be introduced, with the utmost impartiality. It is the natural exclamation of a generous mind, upon hearing of so foul a deed; a mind, which, as it hated crime, would be most apt to look with the utmost anxiety for some circumstances of mitigation, when the facts came to be examined. And if such would be the case when the single act of murder was declared, it would be equally so if a detailed accout of many transactions were given, tending to the same result. The very manner of making the declaration of the opinion, would evince an unwillingness to believe that the horrid crime had been [473]*473perpetrated. But the consequences of settling such a princi-pie would be most unfortunate. The more heinous the offence, the wider and more rapidly a report of it spreads; and it would only be necessary that a crime should be of a most novel and alarming nature, to prevent the conviction of the culprit. The extraordinary character of the offence, would cause reports about it to be circulated through every neighborhood of the county, and produce a general expression of condemnation. The criminal himself, from the consciousness that it was his only hope of impunity, particularly if he had.wealth and friends, might artfully obtain an expression of the opinion, given upon rumor, of all the qualified jurors in the county, out of which, by our constitution, he could not be tried. My conclusion, on this branch of the case, is, that the decision of the Circuit court was right.
The fourth objection to the proceedings of the Circuit court, is, “ the discharge of one of the jurors, without the consent of the defendant, after he had been accepted by him, and sworn.”
It appears from the record, that John Stewart was sworn on his voire dire, pul on the prisoner and accepted by him, and sworn to pass on the trial. After six other jurors had been sworn, the counsel for the state, having ascertained that Stewart was not a resident, or a householder, or a freeholder, of the' county, moved the court to exclude him from the jury ; and after eleven jurors had been sworn besides Stewart, the court told the prisoner, that unless he then accepted the said juror, he would be discharged. The prisoner, by his counsel, said he declined expressing assent or dissent; and the court discharged the juror, against the prisoner’s objection.
But few authorities have been cited, and I believe, but few can be found, directly on this point, in cases which have been tried within that period of the English history, in which the rights of the subject have been properly appreciated. The authorities, however, so far as I have been able to examine them, are uniform. Lord Coke, in his first Institute, book 3, ch. Ü, says, “If a juror be formerly sworn, if he be challenged, he must show cause presently, and that cause must arise since he was sworn.” And so -Hawkins, in his “'Fleas of the Crown,” in his 2d volume, page 568, lays it down as a universal rule, “ that no juror can be challenged, either by the king or the prisoner, without consent, after he hath been sworn, unless it be for some cause which happened since he was sworn.” In Wharton’s case, reported by Yelverton, page 24, it appears, [474]*474“ that upon the arraignment, Wharton, Young and Purefoy, being indicted of murder for the death of one Hallakinden, it happened at the first day, when the prisoners were to be tried, e^even jurors appeared and were sworn ; but one was challenged by the prisoners, and so, for that time, the trial wgs stayed. Upon a tales taken for the queen, at another day, when the jury appeared, one of the jurors, who had appeared before and was sworn the first day, was challenged, for a cause that was in ease the first day, but then not known to the queen, but which came since to the knowledge of the queen’s counsel. And, upon a doubt conceived by the court of King’s Bench, Yelverton, Justice, went into the Common Pleas, to know their opinion: and the opinionjwas, that the queen could not have the challenge now, no more than she could have had it the first day, after the juror had been sworn, although the same cause continues yet.”
It would seem, therefore, that the authorities, without contradiction, are opposed to the right of challenge by either party, for a cause which has happened before the juror was sworn. It has even been laid down as law, by some of the most learned ancient lawyers, that after a jury was sworn, it could not be discharged without a verdict, for any cause whatever.— Lord Coke, in his first Institutes, 227, (b) declares this to be the law — so that it was his opinion, that this could not be done by consent of all parties. Foster, Justice, however, in his opinion, in the case of the Kinlochs, denies this to be law, and he was certainly right. He says, that “ most of the objections which were made to the power, may receive this short answer, that they are levelled at an improper exercise of the power.”
In modern times, and particularly in the United States, the courts have often discharged juries, after they had been sworn, without their having rendered a verdict; but this, so far as I am informed, has always been done for some cause which happened after they were sworn. I know of no case in which this has been done, for any cause which existed before. Foster, Justice, in speaking of the discharge of juries in this situation, „ says : “ I take it to be one of those general questions, which are not capable of being determined by any general rule, that hath hitherto been laid down, or possibly ever may be. For I think it impossible to fix upon any single rule, which can be made to govern the infinite variety of cases, which may come under this general question, without manifest absurdity; and, in some instances, without the highest injustice.” He was [475]*475certainly right, when he said no general rule could be laid down for the government of all cases of this kind, which may arise. Every ease must he decided upon its own peculiar circumstances, although there is a manifest distinction between the power of a court io discharge a jury after it is sworn, and the er of one of the parties, to make a principal, or othei challenge of a juror, after'he is sworn. Yet, I presume, much the same rules would now be applied to both. It appears to be clearly and distinctly laid down, in the authorities referred to, that nothing is a ground of challenge in a capital case, after a juror is sworn, but. something which happens subsequent to his being sworn. The authorities do not say, a juror may be challenged for some disqualification, which is discovered after he is sworn ; but only for that which happens after. I have seen no case- which conflicts with this rule. There is no doubt, were the accused to consent 1o such challenge, it would be as completely out of his power, afterwards, to take any advantage in consequence of it, as it would be to arrest or reverse a judgment because a jury had been discharged from rendering a verdict, by consent of the parties. But it is insisted, in behalf of the State, in this case, that if the trial had proceeded, the want of qualification in the juror objected to, would have been' sufficient cause for setting aside a conviction, and granting a new trial: and this would have been the certain result of proceeding with the trial, with Stewart asoné of the jury. If this be so, and Stewart was rejected from the jury, at a time when the prisoner could not have been injured by it, I agree, it would have formed one of those exceptions, which would have mode it the duty of the court, to act as it did.— But I cannot yield my assent to this position. It is true, the statute which prescribes the qualifications of jurors, is intended to secure the most competent citizens, to discharge-that important trust. But many persons, who are as competent as any others, to discharge the duties, have not the legal qualifications. It would be trifling with the solemnities of judicial investigations, to annul verdicts rendered by men, every way intellectually .and morally qualified, merely because one of them did not live within a particular county, or was not a householder. Besides, when the juror was called upon, it was in the power of either of the parties to have examined him, with respect to his qualifications; and by not doing so, the right, was waived. Nor can. the circumstance of the prisoner not having expressed assent or dissent to the proceeding of the court, be considered as having precluded him from now making the objection. [476]*476By refusing to consent, he impliedly objeeted,‘and be cannot presumed to have agreed to yield up a juror, who had been previously elected by him, as one of his triers. But the prisoner may have been deprived of an important advantage, by the course pursued by the court. A list of the jurors had been served on him, to enable him to make a selection ot such as he was most willing to confide his life in the hands of. it is highly probable he had, among them, a first and second choice. Whenever, by a challenge for cause made by the state, he lost one of those included in the first choice, he would be compelled to resort to one, not so acceptable as the one thus challenged, but more so than others. Now, if Stewart was one of those included in the first choice, after he was sworn, one who stood among those placed in the second choice, would be given up, and, so far from being accepted by the prisoner, would be the subject of a peremptory challenge, while he considered Stewart as one of the jury. It would, therefore, have been less objectionable, to have discharged Stewart, when the objection was first made, than to have waited until after the pan-hel was full.
In every light,- in which I can view the subject, I am brought to the conviction, both upon principle and authority, that the Circuit court erred, in discharging the juror, Stewart, after he had been sworn, and without the consent of the accused.
It only remains to determine the effect of this decision.— I haye, in part, anticipated this part of my duty, but will give it a more particular examination. The question is, can he be tried again, or must he be discharged ? Our Bill of Rights, section 13, declares that “no person shall, for the same offence, be twice put in jeopardy of life or limb.” It is,insisted by the defendant’s counsel, that the prisoner’s life has once been in jeopardy, and that, upon a reversal of the judgment, he is entitled, under this provision, to a discharge. But, can it be the meaning of the constitution, that if, for one of the thousand inaccuracies, which may be committed in the prosecution of one, who is charged with a high crime, the judgment is arrested or reversed, this is intended to amount to an acquittal? The forms of proceeding in such cases, which are required by law, are deemed necessary to secure to the accused, a fair and Impartial trial; they were never intended to afford him the means of escape, without it. This provision could have had nothing more in view, than to prevent a citizen from being tried a second time, after a jury of his country had once acquitted him. Viewed in this light, it is a most valuable safe[477]*477guard; but, considered in any other way, it would afford shield to the guilty, and probable impunity to the most artful.
According to general inference of law, all citizens are acquainted with the law. The man, then, who has been unlawfully convicted, is considered, not only as never having been-in jeopardjt, by the verdict which has been rendered against him, but as not even having considered himself so. But it is unnecessary to dwell upon technicalities : it. is plain that the construction given to the clause in the constitution, by which the prisoner would be discharged from further prosecution, cannot be sustained by it. It is true, cases have been cited in support of the position; but the reasoning is not satisfactory. The accused, having been tortured by the agony of an arraignment and trial, &c., can afford no argument on this subject. Many criminals, whose deeds of darkness have never been brought to light, have, no doubt, often, under the apprehension of discovery and punishment,' felt as wretchedly as they could have done, while hearing the sentence of death pronounced against them. A man’s jeopardy cannot be determined on by the extent of his fears. It is by legal rule that this must be ascertained; and so long as the rules of law protect him from punishment, without having passed upon his guilt or innocence, that long he has never been in jeopardy.
I admit, there are exceptions to this rule. If one, charged with a capital, or any other offence, has been put upon trial, and a jury sworn to pass upon his case, and that jury is discharged, by the act of the court, when the accused would otherwise have been acquitted, this will entitle him to a discharge from the prosecution. This position is established by the case of The People v. Barrett & Ward.
In the case of The People v. Goodwin,
In the case of The People v. Olcott,
In the case of The King v. Edwards,
In the case of the United States v. Coolige,
In the case of The Commonwealth v. Bowden,
From the examination which I have given this ease-and it has been a close and patient one-I am satisfied that the defendant has no right to a discharge, but that he shou'd be again tried on the indictment and, of this opinion is a majority of the court. -
Therefore, let the judgment be reversed, and an order made, that the Circuit court of Autauga county, award a venire de novo, &c.
Reversed and remanded.
2 Stewart’s R. 388.
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3 Stew. 454, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-williams-ala-1831.