This memorandum opinion was not selected for publication in the New Mexico Appellate Reports. Please see Rule 12-405 NMRA for restrictions on the citation of unpublished memorandum opinions. Please also note that this electronic memorandum opinion may contain computer-generated errors or other deviations from the official paper version filed by the Court of Appeals and does not include the filing date.
1 IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO
2 STATE OF NEW MEXICO,
3 Plaintiff-Appellee,
4 v. No. 32,611
5 TIMOTHY WEISS,
6 Defendant-Appellant.
7 APPEAL FROM THE DISTRICT COURT OF BERNALILLO COUNTY 8 Stan Whitaker, District Judge
9 Gary K. King, Attorney General 10 Santa Fe, NM 11 Sri Mullis, Assistant Attorney General 12 Albuquerque, NM
13 for Appellee
14 Jorge A. Alvarado, Chief Public Defender 15 Karl Erich Martell, Assistant Public Defender 16 Santa Fe, NM
17 for Appellant
18 MEMORANDUM OPINION
19 FRY, Judge.
20 {1} Defendant appeals his four convictions for criminal sexual penetration (CSP).
21 Defendant argues that (1) his multiple convictions for CSP arising out of a single and 1 continuous sexual assault violate his right to be free from double jeopardy; and (2)
2 that there was insufficient evidence of an injury to Victim to sustain a second degree
3 CSP conviction. Because we conclude that there were indicia of distinctness between
4 the separate acts of penetration necessary to support the multiple CSP convictions and
5 that there was sufficient evidence supporting the jury’s determination that Victim was
6 injured during the assault, we affirm.
7 {2} Because this is a memorandum opinion and the parties are familiar with the
8 facts and procedural background of this case, we reserve further discussion of the
9 relevant facts for our analysis.
10 Defendant’s CSP Convictions Do Not Violate Double Jeopardy
11 {3} Defendant was convicted on four counts of CSP arising out the following acts.
12 Defendant first penetrated Victim while she was lying on her back. Defendant then
13 repositioned Victim onto her hands and knees, shoved her bra and shirt around her
14 neck and fondled her breasts, and then asked to have anal intercourse. When Victim
15 refused, Defendant began to again vaginally penetrate Victim. Defendant then
16 repositioned Victim a second time and performed oral sex on her after which he again
17 began engaging in vaginal intercourse with her.
18 {4} Defendant argues that these facts only support one conviction for CSP because
19 the charges arose out of one continuous sexual encounter, which occurred in a very
2 1 short time frame, in the same location, with the same intent, and which involved only
2 vaginal penetration. See Herron v. State, 1991-NMSC-012, ¶ 15, 111 N.M. 357, 805
3 P.2d 624 (concluding that “[NMSA 1978,] Section 30-9-11 [(2009)] cannot be said
4 as a matter of law to evince a legislative intent to punish separately each penetration
5 occurring during a continuous attack absent proof that each act of penetration is in
6 some sense distinct from the others”). Defendant’s argument presents a “unit of
7 prosecution” type double jeopardy issue, in which an individual is convicted of
8 multiple violations of the same criminal statute for one course of conduct. State v.
9 Gallegos, 2011-NMSC-027, ¶ 31, 149 N.M. 704, 254 P.3d 655. We review the
10 constitutional question of whether there has been a double jeopardy violation de novo.
11 State v. Andazola, 2003-NMCA-146, ¶ 14, 134 N.M. 710, 82 P.3d 77.
12 {5} We utilize a two-step inquiry in unit of prosecution challenges. We ask first
13 whether the unit of prosecution is clearly defined by the statute at issue and, second,
14 whether the charged acts were sufficiently distinct to justify multiple punishments
15 under the same statute. State v. Swick, 2012-NMSC-018, ¶ 33, 279 P.3d 747. In this
16 case, the only issue is whether the separate acts of vaginal penetration were
17 sufficiently distinct to justify multiple punishments under Section 30-9-11. We
18 determine whether distinct criminal sexual penetrations have occurred during a
19 continuous attack under the six-factor framework set forth in Herron:
3 1 (1) temporal proximity of penetrations (the greater the interval between 2 acts the greater the likelihood of separate offenses); (2) location of the 3 victim during each penetration (movement or repositioning of the victim 4 between penetrations tends to show separate offenses); (3) existence of 5 an intervening event; (4) sequencing of penetrations (. . . of different 6 orifices, as opposed to repeated penetrations of the same orifice, tend to 7 establish separate offenses); (5) defendant’s intent as evidenced by his 8 conduct and utterances; and (6) number of victims (. . . multiple victims 9 will likely give rise to multiple offenses).
10 1991-NMSC-012, ¶ 15. No single factor is determinative. See id. (“Except for
11 penetrations of separate orifices with the same object, none of these factors alone is
12 a panacea, but collectively they will assist in guiding future prosecutions under
13 Section 30-9-11.”).
14 {6} Under the Herron factors, the separate penetrations during the attack were
15 sufficiently distinct. First, after initially penetrating Victim, Defendant repositioned
16 her with the intent to penetrate her anally. After Victim refused, Defendant continued
17 the assault and again vaginally penetrated her. The repositioning of Victim with the
18 intent to penetrate her anally, and the removal of Victim’s shirt and fondling of her
19 breasts, is indicative under the second, third, and fifth Herron factors of distinct
20 offenses. See 1991-NMSC-012, ¶ 15. Next, Defendant again repositioned Victim
21 onto her back and began performing oral sex against her will. This repositioning and
22 performance of oral sex constituted a separate offense because the statute
23 differentiates between sexual intercourse and cunnilingus. Section 30-9-11(A)
4 1 (establishing sexual intercourse and cunnilingus as distinct means of committing
2 CSP); cf. State v. Wilson, 1993-NMCA-074, ¶ 9, 117 N.M. 11, 868 P.2d 656 (“Under
3 Herron, penetrations of separate orifices with the same object constitute separate
4 offenses.”). Finally, when Defendant penetrated Victim vaginally the last time, this
5 penetration was distinct from the earlier vaginal penetrations because of the
6 repositioning of Victim and the intervening oral sex. See Herron, 1991-NMSC-012,
7 ¶ 15. Accordingly, the conduct underlying Defendant’s four CSP convictions were
8 sufficiently distinct under Herron so as to avoid a double jeopardy violation.
9 Sufficient Evidence Supported Defendant’s Conviction for Criminal Sexual 10 Penetration Resulting in Personal Injury
11 {7} Defendant argues that there was insufficient evidence to convict him of second
12 degree CSP because evidence of a “near-infinitesimal” injury to Victim’s genitals is
13 insufficient to establish “personal injury” under the statute. Section 30-9-11(E)(3)
14 (“Criminal sexual penetration in the second degree consists of all criminal sexual
15 penetration perpetrated . . . by the use of force or coercion that results in personal
16 injury to the victim.”); NMSA 1978, § 30-9-10(D) (2005) (defining “ ‘personal injury’
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This memorandum opinion was not selected for publication in the New Mexico Appellate Reports. Please see Rule 12-405 NMRA for restrictions on the citation of unpublished memorandum opinions. Please also note that this electronic memorandum opinion may contain computer-generated errors or other deviations from the official paper version filed by the Court of Appeals and does not include the filing date.
1 IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO
2 STATE OF NEW MEXICO,
3 Plaintiff-Appellee,
4 v. No. 32,611
5 TIMOTHY WEISS,
6 Defendant-Appellant.
7 APPEAL FROM THE DISTRICT COURT OF BERNALILLO COUNTY 8 Stan Whitaker, District Judge
9 Gary K. King, Attorney General 10 Santa Fe, NM 11 Sri Mullis, Assistant Attorney General 12 Albuquerque, NM
13 for Appellee
14 Jorge A. Alvarado, Chief Public Defender 15 Karl Erich Martell, Assistant Public Defender 16 Santa Fe, NM
17 for Appellant
18 MEMORANDUM OPINION
19 FRY, Judge.
20 {1} Defendant appeals his four convictions for criminal sexual penetration (CSP).
21 Defendant argues that (1) his multiple convictions for CSP arising out of a single and 1 continuous sexual assault violate his right to be free from double jeopardy; and (2)
2 that there was insufficient evidence of an injury to Victim to sustain a second degree
3 CSP conviction. Because we conclude that there were indicia of distinctness between
4 the separate acts of penetration necessary to support the multiple CSP convictions and
5 that there was sufficient evidence supporting the jury’s determination that Victim was
6 injured during the assault, we affirm.
7 {2} Because this is a memorandum opinion and the parties are familiar with the
8 facts and procedural background of this case, we reserve further discussion of the
9 relevant facts for our analysis.
10 Defendant’s CSP Convictions Do Not Violate Double Jeopardy
11 {3} Defendant was convicted on four counts of CSP arising out the following acts.
12 Defendant first penetrated Victim while she was lying on her back. Defendant then
13 repositioned Victim onto her hands and knees, shoved her bra and shirt around her
14 neck and fondled her breasts, and then asked to have anal intercourse. When Victim
15 refused, Defendant began to again vaginally penetrate Victim. Defendant then
16 repositioned Victim a second time and performed oral sex on her after which he again
17 began engaging in vaginal intercourse with her.
18 {4} Defendant argues that these facts only support one conviction for CSP because
19 the charges arose out of one continuous sexual encounter, which occurred in a very
2 1 short time frame, in the same location, with the same intent, and which involved only
2 vaginal penetration. See Herron v. State, 1991-NMSC-012, ¶ 15, 111 N.M. 357, 805
3 P.2d 624 (concluding that “[NMSA 1978,] Section 30-9-11 [(2009)] cannot be said
4 as a matter of law to evince a legislative intent to punish separately each penetration
5 occurring during a continuous attack absent proof that each act of penetration is in
6 some sense distinct from the others”). Defendant’s argument presents a “unit of
7 prosecution” type double jeopardy issue, in which an individual is convicted of
8 multiple violations of the same criminal statute for one course of conduct. State v.
9 Gallegos, 2011-NMSC-027, ¶ 31, 149 N.M. 704, 254 P.3d 655. We review the
10 constitutional question of whether there has been a double jeopardy violation de novo.
11 State v. Andazola, 2003-NMCA-146, ¶ 14, 134 N.M. 710, 82 P.3d 77.
12 {5} We utilize a two-step inquiry in unit of prosecution challenges. We ask first
13 whether the unit of prosecution is clearly defined by the statute at issue and, second,
14 whether the charged acts were sufficiently distinct to justify multiple punishments
15 under the same statute. State v. Swick, 2012-NMSC-018, ¶ 33, 279 P.3d 747. In this
16 case, the only issue is whether the separate acts of vaginal penetration were
17 sufficiently distinct to justify multiple punishments under Section 30-9-11. We
18 determine whether distinct criminal sexual penetrations have occurred during a
19 continuous attack under the six-factor framework set forth in Herron:
3 1 (1) temporal proximity of penetrations (the greater the interval between 2 acts the greater the likelihood of separate offenses); (2) location of the 3 victim during each penetration (movement or repositioning of the victim 4 between penetrations tends to show separate offenses); (3) existence of 5 an intervening event; (4) sequencing of penetrations (. . . of different 6 orifices, as opposed to repeated penetrations of the same orifice, tend to 7 establish separate offenses); (5) defendant’s intent as evidenced by his 8 conduct and utterances; and (6) number of victims (. . . multiple victims 9 will likely give rise to multiple offenses).
10 1991-NMSC-012, ¶ 15. No single factor is determinative. See id. (“Except for
11 penetrations of separate orifices with the same object, none of these factors alone is
12 a panacea, but collectively they will assist in guiding future prosecutions under
13 Section 30-9-11.”).
14 {6} Under the Herron factors, the separate penetrations during the attack were
15 sufficiently distinct. First, after initially penetrating Victim, Defendant repositioned
16 her with the intent to penetrate her anally. After Victim refused, Defendant continued
17 the assault and again vaginally penetrated her. The repositioning of Victim with the
18 intent to penetrate her anally, and the removal of Victim’s shirt and fondling of her
19 breasts, is indicative under the second, third, and fifth Herron factors of distinct
20 offenses. See 1991-NMSC-012, ¶ 15. Next, Defendant again repositioned Victim
21 onto her back and began performing oral sex against her will. This repositioning and
22 performance of oral sex constituted a separate offense because the statute
23 differentiates between sexual intercourse and cunnilingus. Section 30-9-11(A)
4 1 (establishing sexual intercourse and cunnilingus as distinct means of committing
2 CSP); cf. State v. Wilson, 1993-NMCA-074, ¶ 9, 117 N.M. 11, 868 P.2d 656 (“Under
3 Herron, penetrations of separate orifices with the same object constitute separate
4 offenses.”). Finally, when Defendant penetrated Victim vaginally the last time, this
5 penetration was distinct from the earlier vaginal penetrations because of the
6 repositioning of Victim and the intervening oral sex. See Herron, 1991-NMSC-012,
7 ¶ 15. Accordingly, the conduct underlying Defendant’s four CSP convictions were
8 sufficiently distinct under Herron so as to avoid a double jeopardy violation.
9 Sufficient Evidence Supported Defendant’s Conviction for Criminal Sexual 10 Penetration Resulting in Personal Injury
11 {7} Defendant argues that there was insufficient evidence to convict him of second
12 degree CSP because evidence of a “near-infinitesimal” injury to Victim’s genitals is
13 insufficient to establish “personal injury” under the statute. Section 30-9-11(E)(3)
14 (“Criminal sexual penetration in the second degree consists of all criminal sexual
15 penetration perpetrated . . . by the use of force or coercion that results in personal
16 injury to the victim.”); NMSA 1978, § 30-9-10(D) (2005) (defining “ ‘personal injury’
17 [as] bodily injury to a lesser degree than great bodily harm and includes, but is not
18 limited to, disfigurement, mental anguish, chronic or recurrent pain, pregnancy or
19 disease or injury to a sexual or reproductive organ”).
5 1 {8} We review sufficiency of the evidence challenges under our substantial
2 evidence standard of review. “Under [this] standard, sufficient evidence to uphold a
3 conviction exists where substantial evidence of either a direct or circumstantial nature
4 exists to support a verdict of guilt beyond a reasonable doubt with respect to every
5 element essential to conviction.” State v. Salazar, 1997-NMSC-044, ¶ 44, 123 N.M.
6 778, 945 P.2d 996 (internal quotation marks and citation omitted). “We do not weigh
7 the evidence or substitute our judgment for that of the fact[]finder” but instead “view
8 the evidence in the light most favorable to the verdict, resolving all conflicts and
9 indulging all inferences in favor of the verdict.” State v. Akers, 2010-NMCA-103, ¶
10 32, 149 N.M. 53, 243 P.3d 757.
11 {9} The jury was instructed that to find Defendant guilty of second degree CSP, it
12 must find that Defendant’s “acts resulted in injury to [Victim’s] sexual reproductive
13 organ.” Consistent with the statutory definition, “personal injury” was defined as
14 “bodily injury . . . and includes . . . injury to a sexual or reproductive organ.” At trial,
15 the sexual assault nurse examiner who examined Victim testified that Victim “had
16 some tenderness on the right side of her genitals on the labia, [and] on the inner lips
17 of the vagina.” Application of a special blue dye revealed a “2 to 3 millimeter[ ]linear
18 uptake” indicating an injury to the tissue. Victim testified that she did not have
19 consensual sex within the five days prior to the examination. Whether this injury
6 1 constituted “personal injury” was for the jury to determine, and the examiner’s
2 testimony provided an adequate basis from which the jury could conclude that Victim
3 suffered personal injury to her reproductive organ as a result of Defendant’s actions.
4 State v. Rojo, 1999-NMSC-001, ¶ 19, 126 N.M. 438, 971 P.2d 829 (“Substantial
5 evidence is relevant evidence that a reasonable mind might accept as adequate to
6 support a conclusion.”).
7 CONCLUSION
8 {10} For the foregoing reasons, we affirm Defendant’s convictions.
9 {11} IT IS SO ORDERED.
10 11 CYNTHIA A. FRY, Judge
12 WE CONCUR:
13 14 LINDA M. VANZI, Judge
15 16 TIMOTHY L. GARCIA, Judge