State v. Waxler

2016 Ohio 5435
Ohio Court of Appeals·Decided August 19, 2016·No. L-15-1214·Published·Cited by 7 cases

Opinion

IN THE COURT OF APPEALS OF OHIO SIXTH APPELLATE DISTRICT

LUCAS COUNTY

State of Ohio Court of Appeals No. L-15-1214 Appellee Trial Court No. CR0201002858 v. David Waxler DECISION AND JUDGMENT Appellant Decided: August 19, 2016

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Julia R. Bates, Lucas County Prosecuting Attorney, and Evy M. Jarrett, Assistant County Prosecuting Attorney, for appellee.

John F. Potts, for appellant.

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OSOWIK, J.

{¶ 1} In this delayed appeal, defendant-appellant, David Waxler, appeals the October 10, 2012 judgment of the Lucas County Court of Common Pleas, sentencing him to an aggregate prison term of 13 years. For the reasons that follow, we reverse the trial court judgment.

I. Background

{¶ 2} On October 15, 2010, David Waxler was indicted on five counts of possession of cocaine, five counts of trafficking in crack cocaine, and two counts of disposing of stolen property, after selling crack cocaine and stolen firearms to an undercover agent of the Bureau of Alcohol, Tobacco, and Firearms. He entered a no contest plea to Count 1 of the indictment (trafficking in cocaine, a violation of R.C. 2925.03(A)(2) and (C)(4)(c), a third-degree felony); Count 4 (possession of cocaine, a violation of R.C. 2925.11(A) and (C)(4)(c), a third-degree felony); Count 5 (trafficking in cocaine, a violation of R.C. 2925.03(A)(2) and (C)(4)(e), a second-degree felony); Count 7 (receiving stolen property, a violation of R.C. 2913.51, a fourth-degree felony); and Count 11 (possession of cocaine, a violation of R.C. 2925.11(A) and (C)(4)(d), a second-degree felony).

{¶ 3} Following its review of a presentence investigation report, the trial court sentenced Waxler to a prison term of three years on Count 1, three years on Count 4, five years on Count 5, 15 months on Count 7, and five years on Count 11. It ordered that Counts 1, 4, and 7 be served concurrently with each other, but consecutively with Counts 5 and 11. Additionally, it ordered that Counts 5 and 11 be served consecutively to each other. This resulted in an aggregate prison term of 13 years. The court imposed a $25,000 fine and a period of postrelease control. Waxler’s sentence was memorialized in an order journalized on April 11, 2011.

{¶ 4} Waxler appealed the April 11, 2011 judgment. He argued that the trial court abused its discretion in imposing consecutive sentences and in finding that he “caused or threatened physical harm to a person.” In a decision dated August 10, 2012, we rejected Waxler’s argument that the trial court abused its discretion in imposing consecutive sentences, however, we agreed that there was no support for the trial court’s finding that defendant caused or threatened physical harm. State v. Waxler, 6th Dist. Lucas No. L-11-1101, 2012-Ohio-3619, ¶ 5. We determined that this erroneous finding was a substantive legal decision not amenable to correction through a nunc pro tunc entry, and that the sentencing entry must, therefore, be vacated and the matter remanded for resentencing. Id. at ¶ 16. We also observed that the trial court inaccurately characterized appellant’s plea as “a plea of guilty pursuant to North Carolina v. Alford.” Id. at ¶ 5.

{¶ 5} Waxler was resentenced on October 4, 2012. The court corrected the plea designation, omitted the reference to physical harm, and waived the previously-imposed $25,000 fine due to Waxler’s filing of an affidavit of indigence, but it reimposed the 13- year aggregate prison sentence. The new sentencing entry was journalized on October 10, 2012. On August 13, 2015, Waxler sought leave to file a delayed appeal, which we granted in an order dated November 5, 2015. He presents a single assignment of error for our review:

It Constituted Error to Impose Consecutive Sentences Without Making the Findings Required under R.C. 2929.14(C)(4), and Therefore Imposition of Consecutive Sentences Is Contrary to Law.

II. Law and Analysis

{¶ 6} It is undisputed that the trial court failed to make the findings that are currently required under R.C. 2929.14(C)(4). What is disputed here is (1) whether Waxler waived this alleged error by failing to raise it in the trial court; and (2) whether the trial court was required to make those findings given that the crimes were committed in April and May of 2010, and Waxler’s original sentence was imposed on April 11, 2011—before the September 30, 2011 effective date of current R.C. 2929.14(C)(4). The current version of this statute was enacted via 2011 Am.H.B. No. 86 (“H.B. 86”).

{¶ 7} Because Waxler failed to seek application of R.C. 2929.14(C)(4) when he was resentenced in the trial court, he has waived all but plain error in the trial court’s failure to apply the amended statute. The plain error doctrine represents an exception to the usual rule that errors must first be presented to the trial court before they can be raised on appeal. It permits an appellate court to review an alleged error where such action is necessary to prevent a manifest miscarriage of justice. State v. Long, 53 Ohio St.2d 91, 95, 372 N.E.2d 804 (1978). In order to prevail under a plain error standard, an appellant must demonstrate that there was an obvious error in the proceedings and, but for the error, the outcome clearly would have been otherwise. State v. Noling, 98 Ohio St.3d 44, 2002-Ohio-7044, 781 N.E.2d 88, ¶ 62.

{¶ 8} In State v. Haddox, 6th Dist. Erie No. E-15-017, 2016-Ohio-3368, ¶ 25, we held that the trial court committed plain error when it failed to apply a post-H.B. 86 reduction in offense classification when it sentenced a defendant who committed the crime before the effective date of the amendment, but was sentenced after the effective date. Similarly, and directly on point in this case, the Tenth District recognized in State v. Morgan, 10th Dist. Franklin No. 13AP-620, 2014-Ohio-5661, ¶ 51, that a trial court’s failure to make the findings required by R.C. 2929.14(C)(4) renders an appellant’s sentence contrary to law and constitutes plain error. See also State v. Smith, 10th Dist. Franklin No. 14AP-123, 2014-Ohio-3700, ¶ 7 (“A trial court’s failure to make the findings required by R.C. 2929.14(C)(4) is ‘plain error as a matter of law.’”). Thus, if the trial court was, in fact, required to apply the post-H.B. 86 amendments, its failure to make findings under the statute would constitute plain error and would necessitate remand.

{¶ 9} We must determine, therefore, whether the trial court was required to make the findings required by the post-H.B. 86 amendment. Before reaching this issue, we begin by briefly describing the evolution of the consecutive-sentencing provision contained in R.C. 2929.14(C)(4).

{¶ 10} R.C. 2929.14(E)(4) permitted a trial court to impose consecutive sentences for multiple offenses if it found (1) that the consecutive service was necessary to protect the public from future crime or to punish the offender; (2) that consecutive sentences were not disproportionate to the seriousness of the offender’s conduct and to the danger the offender poses to the public, and (3) that one or more of the following applied:

(a) The offender committed one or more of the multiple offenses while the offender was awaiting trial or sentencing, was under a sanction imposed pursuant to section 2929.16, 2929.17, or 2929.18 of the Revised Code, or was under post-release control for a prior offense.

(b) At least two of the multiple offenses were committed as part of one or more courses of conduct, and the harm caused by two or more of the multiple offenses so committed was so great or unusual that no single prison term for any of the offenses committed as part of any of the courses of conduct adequately reflects the seriousness of the offender’s conduct.

(c) The offender’s history of criminal conduct demonstrates that consecutive sentences are necessary to protect the public from future crime by the offender.

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State v. Waxler, 2016 Ohio 5435 (Ohio Ct. App. 2016).

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