State v. Ward

CourtSupreme Court of Connecticut
DecidedOctober 21, 2021
DocketSC20427
StatusPublished

This text of State v. Ward (State v. Ward) is published on Counsel Stack Legal Research, covering Supreme Court of Connecticut primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Ward, (Colo. 2021).

Opinion

**************************************************************** The ‘‘officially released’’ date that appears near the beginning of this opinion is the date the opinion was released as a slip opinion. The operative date for the beginning of all time periods for filing postopinion motions and petitions for certification is the ‘‘officially released’’ date appearing in the opinion. This opinion is subject to revisions and editorial changes, not of a substantive nature, and corrections of a technical nature prior to publication in the Connecticut Law Journal. **************************************************************** STATE OF CONNECTICUT v. JEFFREY K. WARD (SC 20427) Robinson, C. J., and McDonald, D’Auria, Kahn, Ecker and Keller, Js.

Syllabus

The defendant, who had been convicted, on a plea of guilty, of manslaughter in the first degree and assault in the first degree, appealed from the trial court’s dismissal of his motion to correct a sentence that was imposed in an illegal manner. The defendant had claimed in his motion that he was incompetent at the time of sentencing and that the sentencing court failed to order, sua sponte, a competency evaluation and hearing before imposing sentence. The defendant submitted with his motion to correct a police report, psychiatric evaluation and records from the Department of Correction that had become available after he was sen- tenced, all of which concerned his mental illness and psychiatric treat- ment prior to sentencing. The trial court dismissed the defendant’s motion to correct for lack of subject matter jurisdiction, concluding that the motion challenged his competency at the time he pleaded guilty and, thus, constituted a collateral attack on his conviction. The Appellate Court upheld the trial court’s dismissal of the defendant’s motion, con- cluding that he had failed to raise a colorable claim that he was incompe- tent at the time of sentencing. On the granting of certification, the defendant appealed to this court, claiming that the Appellate Court incorrectly concluded that the trial court lacked subject matter jurisdic- tion to correct his sentence on the ground that he had failed to allege a colorable claim within the scope of the rule of practice (§ 43-22) authorizing a judicial authority to correct an illegal sentence or a sen- tence imposed in an illegal manner. Held that the Appellate Court improp- erly upheld the trial court’s dismissal of the defendant’s motion to cor- rect, as the factual allegations and evidence the defendant presented in connection with his motion made clear that he raised a colorable chal- lenge to the character of the procedure that led to the imposition of his sentence, rather than the underlying conviction, and, thus, his claim nominally fell within the scope of § 43-22: although the prosecutor and defense counsel during the sentencing proceeding had discussed the defendant’s psychiatric background and diagnosis of schizophrenia, the factual allegations and evidence the defendant offered in support of his claim demonstrated a possibility that a factual basis necessary to establish jurisdiction existed, as the police report and psychiatric evalua- tion showed that he previously had suffered from hallucinations, had attempted to commit suicide, and had not received treatment for his mental health for many years, and the department records showed that he had refused to take his prescribed medication and had suffered from auditory hallucinations approximately nine months before sentencing; moreover, contrary to the state’s assertion that the trial court decided the merits of the defendant’s claim and determined that the sentencing procedure complied with all constitutional and statutory requirements, that court’s decision was limited to the issue of jurisdiction, as the court never explicitly ruled on the merits of the defendant’s claim or made findings as to whether the proffered evidence overcame the presumption of competency. Argued March 25—officially released October 21, 2021*

Procedural History

Substitute information charging the defendant with the crimes of manslaughter in the first degree and assault in the first degree, brought to the Superior Court in the judicial district of Hartford, where the defendant was presented to the court, Alexander, J., on a plea of guilty; judgment of guilty; thereafter, the court, Dewey, J., dismissed the defendant’s motion to correct an illegal sentence, and the defendant appealed to the Appellate Court, Alvord, Sheldon and Moll, Js., which affirmed the trial court’s decision, and the defendant, on the granting of certification, appealed to this court. Reversed; further proceedings. Temmy Ann Miller, for the appellant (defendant). Sarah Hanna, senior assistant state’s attorney, with whom, on the brief, was Sharmese L. Walcott, state’s attorney, for the appellee (state). Opinion

D’AURIA, J. The defendant, Jeffrey K. Ward, appeals from the judgment of the Appellate Court affirming the trial court’s dismissal of his motion to correct a sen- tence imposed in an illegal manner. Specifically, he claims that the Appellate Court incorrectly concluded that the trial court lacked subject matter jurisdiction to correct his sentence because he failed to allege a colorable claim within the scope of Practice Book § 43- 22.1 We agree and, accordingly, reverse the judgment of the Appellate Court. The following facts and procedural history are rele- vant to our resolution of this certified appeal. Pursuant to a plea agreement, the defendant pleaded guilty to manslaughter in the first degree in violation of General Statutes § 53a-55 (a) (1) and assault in the first degree in violation of General Statutes § 53a-59 (a) (1). After canvassing the defendant, the trial court, Alexander, J., accepted the defendant’s guilty plea. Following a hearing, and consistent with the plea agreement, the trial court sentenced the defendant to a total effective term of twenty-five years of incarceration. The defen- dant did not appeal from his conviction. Approximately four years after sentencing, the defen- dant filed a motion to correct, accompanied by a memo- randum of law and attached documents. The defendant claimed that the sentencing court had imposed his sen- tence in an illegal manner on the grounds that (1) he was incompetent at the time of sentencing and (2) the sentencing court had, before imposing sentence, failed to order, sua sponte, a competency evaluation and hear- ing pursuant to General Statutes § 54-56d. According to the defendant’s memorandum of law, at his sentencing hearing, both the prosecutor and defense counsel discussed his psychiatric background, includ- ing his diagnosis of paranoid schizophrenia. Although he conceded that, at the sentencing hearing, his attorney told the court that his symptoms had improved to the point that he was then ‘‘calm, rational, and understood and appreciated the seriousness of [the] situation,’’ the defendant argued that, since the date of sentencing, substantial additional evidence had become available regarding his mental illness and psychiatric treatment prior to sentencing. This new information, he argued, demonstrated that he was not competent at his sentenc- ing despite his counsel’s reassurances to the contrary. The defendant attached to his motion and supporting memorandum of law an extensive set of records and materials, including the transcript from the sentencing hearing, the police report regarding the underlying inci- dent at issue, a psychiatric report, and clinical records from the Department of Correction (department). The record contains no evidence that the police report, psy- chiatric report, or clinical records had been provided to the sentencing judge, and, thus, the Appellate Court concluded that the sentencing judge ‘‘could not have relied on those documents to consider ordering’’ an evaluation and a hearing. State v. Ward, 193 Conn. App.

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Bluebook (online)
State v. Ward, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-ward-conn-2021.