State v. Wamsley

2016 Ohio 2885
Ohio Court of Appeals·Decided May 5, 2016·No. 15-COA-030·Published·Cited by 9 cases

Opinion

COURT OF APPEALS

ASHLAND COUNTY, OHIO

FIFTH APPELLATE DISTRICT

JUDGES:

STATE OF OHIO : Hon. Sheila G. Farmer, P.J.

: Hon. W. Scott Gwin, J.

Plaintiff-Appellee : Hon. Patricia A. Delaney, J.

:

-vs- :

: Case No. 15-COA-030 STEPHEN WAMSLEY :

:

Defendant-Appellant : O P I N I ON

CHARACTER OF PROCEEDING: Criminal appeal from the Ashland Municipal Court, Case No. 15-CR-B-446

JUDGMENT: Reversed and Remanded DATE OF JUDGMENT ENTRY: May 5, 2016

APPEARANCES: For Plaintiff-Appellee For Defendant-Appellant

DAVID M. HUNTER WARNER MENDENHALL Prosecuting Attorney 190 North Union Street, Ste. 201 244 West Main Street Akron, OH 44304 Loudonville, OH 44842

Gwin, J.,

{¶1} Appellant Stephen M. Wamsley [“Wamsley”] appeals his conviction and sentence after a jury trial in the Ashland Municipal Court.

Facts and Procedural History

{¶2} On April 28, 2015, Wamsley was arraigned in the Ashland Municipal Court on one count of assault, in violation of R.C. 290113(A) for allegedly spraying Ramona Lee [“Lee”] with Febreeze on March 24, 2015, causing her to seek medical attention. The Court explained the charge and the maximum possible penalties to Wamsley. The Court then inquired whether he spoke to an attorney. Wamsley indicated that he had, but would proceed without an attorney. He then entered a not guilty plea on the record. Before setting future court dates, the Court explained Wamsley's speedy trial rights to him.

{¶3} A pretrial was held on May 12, 2015. The Court asked Wamsley if he was represented by an attorney, to which he replied that he was not. The Court then stated that it did not want to discourage Wamsley from representing himself, but then proceeded to advise him regarding the potential adverse use of any statements about the case that Wamsley may make in Court on the record. The Court then had a dialogue with Wamsley concerning Wamsley’s denial of the charge. The Court then set a trial date and instructed Wamsley how to obtain discovery and make a jury demand.

{¶4} A jury trial commenced on June 11, 2015. Wamsley was not represented by counsel during the trial. Wamsley testified on his own behalf at trial. After the presentation of evidence, the jury deliberated and returned a verdict of guilty on the sole charge of assault. Wamsley was then sentenced by the Court to a period of incarceration of 90 days and suspended the sentence on the condition that he complete 2 years of community control, 80 hours of community service, pay restitution, and return Lee's property.

Assignments of Error

{¶5} “I. THE TRIAL COURT ERRED IN FAILING TO ADVISE APPELLANT OF THE CONSEQUENCES OF DECLINING COUNSEL AND ELECTING TO REPRESENT HIMSELF, FAILING TO ENSURE THAT APPELLANT'S WAIVER OF COUNSEL WAS KNOWINGLY, INTELLIGENTLY, AND VOLUNTARILY MADE. SIXTH AND FOURTEEN AMENDMENTS OF THE UNITED STATES CONSTITUTION, SECTION 10, ARTICLE I OF THE OHIO CONSTITUTION.

{¶6} “II. THE MISCONDUCT OF THE PROSECUTOR VIOLATED APPELLANT'S RIGHTS TO A FAIR TRIAL GUARANTEED BY THE DUE PROCESS PROVISIONS OF ARTICLE 1, SECTION 16 OF THE OHIO CONSTITUTION AND THE FOURTEENTH AMENDMENT TO THE UNITED STATES CONSTITUTION.”

I.

{¶7} In his first assignment of error, Wamsley contends he did not voluntarily, knowingly, and intelligently waive the right to counsel, and therefore, his conviction must be vacated.

{¶8} In the case at bar, the following exchange occurred during Wamsley’s arraignment, THE COURT: All right, thank you Mr. Stimpert. Mr. Wamsley, did you get a copy of this ticket?

MR. WAMSLEY: I did.

THE COURT: Do you understand what you're being accused of?

MR. WAMSLEY: Yes.

THE COURT: You're charged with assault, which is knowingly causing or attempting to cause physical harm to another. That is a first degree misdemeanor; maximum penalty for that is 180 days in the County Jail, $1000 fine. Do you understand those possible penalties?

MR. WAMSLEY: Yes, sir, I do.

THE COURT: And were you here, sir, when I explained to everyone their rights?

MR. WAMSLEY: I was.

THE COURT: Any questions about any of that?

MR. WAMSLEY: No.

THE COURT: Have you talked to a lawyer, sir?

MR. WAMSLEY: Yes, I have.

THE COURT: You've done that already?

MR. WAMSLEY: Yes.

THE COURT: Who, sir?

MR. WAMSLEY: Well, I'm not going to retain counsel; it will be pro se.

THE COURT: Okay. Are you prepared to enter a plea then?

MR. WAMSLEY: I'm going to enter a plea to not guilty.

THE COURT: I'm going to accept your not guilty plea.

T. Apr. 28, 2015 at 4-6. In the case at bar, Wamsley was not given the mandatory recitation of rights in conformity with Crim.R. 5 and Crim.R. 10. Wamsley had the right to have an attorney if he so desired to represent him under both the Sixth Amendment to

Ashland County, Case No. 15-COA-030 5

the United States Constitution and Section 10, Article I of the Ohio Constitution. Wamsley did not admit his guilt in open court without counsel’s advice; rather he contested his guilt by representing himself at a jury trial.

The right to counsel under the federal and Ohio constitutions.

{¶9} The Sixth Amendment safeguards to an accused who faces incarceration the right to counsel at all critical stages of the criminal process. Maine v. Moulton, 474 U.S. 159, 170, 106 S.Ct. 477, 88 L.Ed.2d 481 (1985); United States v. Wade, 388 U.S. 218, 224, 87 S.Ct. 1926, 18 L.Ed.2d 1149 (1967). The right to counsel extends to “any stage of the prosecution, formal or informal, in court or out, where counsel's absence might derogate from the accused's right to a fair trial.” United States v. Wade, 388 U.S. 218, 226, 87 S.Ct. 1926, 18 L.Ed.2d 1149 (1967). Undoubtedly, a jury trial ranks as a “critical stage” at which the right to counsel adheres. “Waiver of the right to counsel, as of constitutional rights in the criminal process generally, must be a “knowing, intelligent ac[t] done with sufficient awareness of the relevant circumstances.” Iowa v. Tovar, 541 U.S. 77, 81, 124 S.Ct. 1379, 158 L.Ed.2d 209(2004), quoting Brady v. United States, 397 U.S. 742, 748, 90 S.Ct. 1463, 25 L.Ed.2d 747 (1970). In order to waive counsel at trial, the Supreme Court has observed, [R]ecognizing the enormous importance and role that an attorney plays at a criminal trial, we have imposed the most rigorous restrictions on the information that must be conveyed to a defendant, and the procedures that must be observed, before permitting him to waive his right to counsel at trial.

See Faretta v. California, 422 U.S. 806, 835–836, 95 S.Ct. 2525, 2541–

Ashland County, Case No. 15-COA-030 6 2542, 45 L.Ed.2d 562 (1975); cf. Von Moltke v. Gillies, 332 U.S. 708, 723– 724, 68 S.Ct. 316, 323–324, 92 L.Ed. 309 (1948).

Patterson v. Illinois, 487 U.S. 285, 298, 108 S.Ct. 2389, 101 L.Ed.2d 261(1988)(emphasis added). In the case at bar, Wamsley represented himself at a jury trial.

{¶10} The right to counsel being a constitutional right, strict compliance with the advisement and waiver requirements is mandatory. Cf. State v. Griggs, 103 Ohio St.3d 85, 2004-Ohio-4415, 814 N.E.2d 51(“[F]ailure to adequately inform a defendant of his constitutional rights would invalidate a guilty plea under a presumption that it was entered involuntarily and unknowingly…”); State ex rel. Jackson v. Dallman, 70 Ohio St.3d 261,262 1994-Ohio-235, 638 N.E.2d 563 (Requirement that strict compliance with R.C. 2945.05 be shown in order to waive the right to a jury trial applies to petty cases).

{¶11} “There is a presumption against the waiver of constitutional rights, see, e.g., Glasser v. United States, 315 U.S. 60, 70-71, 62 S.Ct. 457, 86 L.Ed. 680, and for a waiver to be effective it must be clearly established that there was ‘an intentional relinquishment or abandonment of a known right or privilege.” Johnson v. Zerbst, 304 U.S. 458, 464, 58 S.Ct. 1019, 82 L.Ed. 1461.

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