State v. Walters

2003 WI App 24, 659 N.W.2d 151, 260 Wis. 2d 210, 2003 Wisc. App. LEXIS 30
CourtCourt of Appeals of Wisconsin
DecidedJanuary 15, 2003
Docket01-1916-CR
StatusPublished
Cited by3 cases

This text of 2003 WI App 24 (State v. Walters) is published on Counsel Stack Legal Research, covering Court of Appeals of Wisconsin primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Walters, 2003 WI App 24, 659 N.W.2d 151, 260 Wis. 2d 210, 2003 Wisc. App. LEXIS 30 (Wis. Ct. App. 2003).

Opinion

SNYDER, J.

¶ 1. Steven G. Walters appeals from a judgment of conviction for three counts -of first-degree sexual assault of a child. Walters argues that the trial court erroneously granted the State's request to exclude defense expert testimony regarding witness suggestibility and proper interrogation techniques. We disagree and affirm.

¶ 2. Walters further argues that the trial court erroneously granted the State's request to exclude defense expert testimony regarding character and profile testimony as allowed by State v. Richard A.P., 223 Wis. 2d 777, 589 N.W.2d 674 (Ct. App. 1998). We agree that the trial court erred in denying Walters's request to present Richard A.E evidence and we therefore reverse on this issue and remand for a new trial.

FACTS

¶ 3. On December 28, 1998, Walters was charged with three counts of first-degree sexual assault of a *214 child, contrary to Wis. Stat. § 948.02(1) (1999-2000). 1 Both Walters and the State filed discovery motions; the State's motion required the disclosure of all of Walters's witnesses intended to testify at trial, any reports or statements of experts or summaries of experts' findings made in connection with the case, and the results of any physical or mental examinations that Walters intended to offer at trial. Walters complied with the State's discovery request and notified the State via letter that he intended to call expert witnesses at trial. This notification stated, in relevant part:

As to a list of expert witnesses and witnesses, I can advise you of the following:
1. Dr. R. Underwager (Expert)
M.Div., Ph.D.,
Director and Licensed Psychologist
Institute for Psychological Therapies
13200 Cannon City Blvd.
Northfield MN 55057-4405
2. Dr. H. Wakefield, M.A. (Expert)
Licensed Psychologist
Institute for Psychological Therapies
12300 Cannon City Blvd.
Northfield MN 55057-4405

Walters indicated that the two experts would be prepared to testify as to "adult behaviors towards children and eliciting statements [and] the characteristics of *215 child molesters" and indicated copies of the experts' reports and results of mental examinations would be forthcoming once completed.

¶ 4. The State then moved to exclude the testimony of Walters's proposed experts. In its motion to exclude testimony of defense experts regarding profile evidence, the State specifically asked the court "to prevent the defense from calling any expert witnesses to testify that [Walters] is less likely to have committed this sexual assault because of some psychological makeup." As grounds for this motion, the State argued "[t]he testimony of [Walters's] experts will not meet the requirement of State v. Richard A.P. . . . which the [S]tate believes was wrongly decided...." The State argued that the experts' testimony would invade the province of the jury and its probative value was outweighed by the prejudice to the State.

¶ 5. The State also moved to exclude defense expert testimony on children's memory and suggestibility "because it invades the province of the jury and is testimony commenting on the veracity of a witness." In addition, the State argued that the evidence was not relevant pursuant to Wis. Stat. ch. 904.

¶ 6. Circuit Court Judge John R. Race presided over three days of testimony during offer of proof hearings. Walters's first expert, Dr. Hollida Wakefield, testified that she had administered several psychological evaluations and an intelligence test to Walters. Dr. Wakefield testified that there are personality characteristics that are found more often in people who sexually offend than in the normal population and that she was prepared to testify about those personality characteristics, "[w]hat the types of problems, the types of personalities sex offenders are more likely to have, and that can be contrasted against what I found or compared in *216 Mr. Walters." She also testified that she had assessed Walters's personality for the finder of fact. Furthermore, she testified that she was ready to testify regarding Walters's personality characteristics and those of known sex offenders but would not give any opinion on ultimate issues of fact, acknowledging that her testimony "doesn't prove something. It gives information for the trier of fact in weighing probabilities."

¶ 7. Dr. Ralph Charles Underwager, another of Walters's proposed experts, also testified at an offer of proof hearing. Dr. Underwager testified about his ability to render an opinion about the type of interviewing the officer used in questioning the alleged victims. Dr. Underwager testified that he would address the quality of the investigative techniques used in this case, indicating that police interviews of the victims failed "to conform to generally accepted guidelines on how to perform investigatory interviews in cases of alleged child abuse."

¶ 8. Walters argued that allowing the experts to make comparisons based on psychological characteristics commonly associated with individuals who commit sexual assault to his psychological characteristics was admissible under Richard A.P. and did not interfere with the role of the jury. Judge Race agreed and on December 20, 1999, held that "[w]hether or not the [Sjtate likes the Richard A.R case or not, it is still the law which I must follow" and denied both of the State's motions, allowing the testimony of Drs. Underwager and Wakefield.

¶ 9. Pursuant to the standardized judicial rotation in Walworth county, Judge Race was rotated out of felony court and was replaced by Circuit Court Judge James L. Carlson, who then became Walters's trial court judge.

*217 ¶ 10. Subsequently, on May 17, 2000, the State filed a motion to reconsider Judge Race's decision. In this motion, the State alleged that "Judge Race was mistaken when he stated that he must follow the holding in Richard A.E" and "[o]bviously Richard A.R is a wrong decision and contrary to precedent nation wide."

¶ 11. Over Walters's objections, Judge Carlson conducted hearings on the State's motion for reconsideration and ordered Walters to present a synopsis of the offer of proof testimony. During both reconsideration hearings, Judge Carlson made reference to another, wholly unrelated, Walworth county sexual assault case. Specifically, at the November 8, 2000 hearing, Judge Carlson stated, "I heard. . .

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Related

State v. Walters
2004 WI 18 (Wisconsin Supreme Court, 2004)

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Bluebook (online)
2003 WI App 24, 659 N.W.2d 151, 260 Wis. 2d 210, 2003 Wisc. App. LEXIS 30, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-walters-wisctapp-2003.