State v. Visser

2001 UT App 215, 31 P.3d 584, 425 Utah Adv. Rep. 5, 2001 Utah App. LEXIS 52, 2001 WL 754476
CourtCourt of Appeals of Utah
DecidedJuly 6, 2001
Docket971760-CA
StatusPublished
Cited by6 cases

This text of 2001 UT App 215 (State v. Visser) is published on Counsel Stack Legal Research, covering Court of Appeals of Utah primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Visser, 2001 UT App 215, 31 P.3d 584, 425 Utah Adv. Rep. 5, 2001 Utah App. LEXIS 52, 2001 WL 754476 (Utah Ct. App. 2001).

Opinion

OPINION

GREENWOOD, Presiding Judge:

T1 We decide this case on remand from the Utah Supreme Court. Defendant contends he was incompetent to enter a guilty plea, received ineffective assistance of counsel, and was deprived of his right to due process at the taking of his guilty plea. We affirm.

BACKGROUND

1 2 The more detailed facts are set forth in State v. Visser, 1999 UT App 019, 973 P.2d 998 (Visser I), and State v. Visser, 2000 UT 88, 408 Utah Adv. Rep. 9, 22 P.3d 1242 (Visser II). We reiterate only the facts relevant to the issues addressed in this appeal.

13 On October 16, 1996, the State charged defendant with Aggravated Sexual Assault of a sixteen-year-old girl. Aggravated Sexual Assault is a first degree felony carrying a minimum mandatory sentence. Defendant was seventeen years old at the time of the alleged incident. The prosecutor offered defendant a plea bargain, in which the prosecutor would agree not to charge defendant as an adult and would recommend defendant participate in counseling rather than be subject to any lockup or incarceration, in exchange for defendant's guilty plea to a first degree felony. Contrary to the advice of his attorney, defendant refused the plea bargain. After a preliminary hearing held in the juvenile court, defendant was charged as an adult and bound over to the district court pursuant to the Serious Youth Offender Act. See Utah Code Ann. § 78-3a-602 (1996). Defendant continued to refuse the prosecutor's subsequent plea offers.

4 On the eve of trial, two of defendant's key witnesses refused to testify. In addition, at trial, the victim denied writing a note that defendant alleged she authored and that defense counsel had hoped to use for impeachment. After the victim denied authoring the note, defendant's trial counsel abruptly called for a recess, during which he urged defendant to plead guilty to Rape. Trial counsel was adamant that the trial was going badly and told defendant he believed defendant stood a very high chance of being convicted of Aggravated Sexual Assault, which carried a minimum mandatory prison term. Trial counsel explained the difference in sentencing between Aggravated Sexual Assault and Rape, and strongly urged defendant to plead guilty to Rape. Defendant was very upset, as were his family members. However, after asking some questions and requesting some time alone to consider the plea, defendant decided to accept it.

15 Following this one hour recess, the trial court conducted a detailed plea colloquy, and defendant pleaded guilty to Rape, a first degree felony, in violation of Utah Code Ann. § 76-5-402 (1995). Before sentencing, however, defendant fired his trial counsel, engaged new counsel, and timely moved to withdraw his guilty plea. After a hearing on August 8, 1997, at which both defendant and his trial counsel testified, the trial court entered findings of fact and denied defendant's motion to withdraw the guilty plea.

T 6 Defendant then appealed. In Visser I, we held that the trial court exceeded its discretion in denying defendant's motion for a new trial because the colloquy was inadequate under Rule 11. We remanded the case for further proceedings, but did not reach the remaining issues raised by defendant on appeal. See Visser I, 973 P.2d 998, 1999 UT App 019 at ¶ 20. Thereafter, the Utah Supreme Court granted certiorari, see State v. Visser, 982 P.2d 87, and in Visser II, reversed our holding in Visser I and remanded to this court. See Visser II, 22 P.3d 1242, 2000 UT 88 at ¶ 17. As instructed by the supreme court, we now address "the other issues Visser raised before [us in Visser I]." Id. Specifically, we consider defendant's claims that he was not competent to enter a guilty plea, that he received ineffective assistance of counsel, and that the taking of the guilty plea deprived him of his right to due process.

ISSUES & STANDARDS OF REVIEW

T7 Defendant claims he was incompetent to enter a plea of guilty the after *586 noon of June 28, 1997. "We review a trial court's denial of a motion to withdraw a guilty plea under an 'abuse of discretion' standard, incorporating the 'clearly erroneous' standard for the trial court's findings of fact made in conjunction with that decision." State v. Holland, 921 P.2d 480, 433 (Utah 1996) (citation omitted). "However, the ultimate question of whether the trial court strictly complied with constitutional and procedural requirements for entry of a guilty plea is a question of law that is reviewed for correctness." Id.

18 Defendant also claims he received ineffective assistance of counsel. "Ineffective-assistance-of-counsel claims present a mixed question of law and fact." Parsons v. Barnes, 871 P.2d 516, 518 (Utah 1994). We review questions of law for correctness, granting no deference to the trial court's conclusions. See id. However, when reviewing questions of fact, we defer to the trial court's findings and do not set them aside unless clearly erroneous. See id.

T9 Last, defendant contends that the trial court's taking of the guilty plea deprived him of his right to due process because he did not enter the guilty plea knowingly and voluntarily. "Whether the district court strictly complied with constitutional and procedural requirements for entry of a guilty plea is a question of law, reviewed for correctness." State v. Martinez, 2001 UT 12,¶ 14, 414 Utah Adv. Rep. 51.

ANALYSIS

A. Competency

10 Defendant contends he was incompetent to enter the guilty plea. Defendant's arguments are based, in large part, on his affidavit and testimony. He argues he was experiencing severe stress that impaired his ability to understand what was happening, suffered from Attention Deficit Disorder, and was taking prescription medication. This information was presented at the hearing on defendant's motion to withdraw the guilty plea. The State argues the trial court's findings and the record support the trial court's determination that defendant was competent.

1 111 Both parties cite State v. Holland, 921 P.2d 430 (Utah 1996), for the applicable standard. As Holland states, when "determining whether a defendant is competent to plead guilty, the trial court must consider 'whether the defendant has "sufficient present ability to consult with his lawyer with a reasonable degree of rational understanding" and has a "rational as well as factual understanding" of the proceedings against him.'" Id. at 488 (citations omitted). In the present case, the trial court observed defendant at both the trial and during the subsequent hearing. The trial court also heard testimony from defendant's trial counsel. The court then entered findings of fact:

5. The Court finds the defendant to not be credible.
6. Regarding [defendant's] testimony, the Court finds that on several incidents [defendant] was pretending, pretending confusion, pretending ignorance, pretending lack of understanding. The Court finds that he understood the proceedings much better than he conceded in his testimony on August 8.

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Bluebook (online)
2001 UT App 215, 31 P.3d 584, 425 Utah Adv. Rep. 5, 2001 Utah App. LEXIS 52, 2001 WL 754476, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-visser-utahctapp-2001.