State v. Valentine

541 S.E.2d 603, 208 W. Va. 513
CourtWest Virginia Supreme Court
DecidedJanuary 5, 2001
Docket27618
StatusPublished
Cited by14 cases

This text of 541 S.E.2d 603 (State v. Valentine) is published on Counsel Stack Legal Research, covering West Virginia Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Valentine, 541 S.E.2d 603, 208 W. Va. 513 (W. Va. 2001).

Opinions

MAYNARD, Chief Justice:

This ease is before this Court upon appeal of a final order of the Circuit Court of Mercer County entered on November 8, 1999. In that order, the appellant and defendant below, Lorenza Damon Valentine, was sentenced to a determinate term of fifteen years in the state penitentiary following a plea of guilty to the offense of voluntary manslaughter. On appeal, the appellant contends the circuit court erred by not informing him that pursuant to Rule 11(e)(2) of the West Virginia Rules of Criminal Procedure, he could not withdraw his plea after it was accepted, even if the court imposed a sentence in excess of the term proposed in his plea agreement with the State.

This Court has before it the petition for appeal, the entire record, and the briefs of counsel. For the reasons set forth below, the appellant’s conviction is affirmed.

I.

On March 27,1998, the appellant and three of his friends went to the Hardy Street Recreational Center in Bluefield, West Virginia, to confront a gang of young men who had severely beaten one of the appellant’s friends the previous day. As soon as the appellant and his friends arrived at the Center, gunfire erupted, and Lowell Brown, an innocent bystander, was fatally shot in the back.

The next day, the appellant informed the police that he was at the scene of the shooting. He gave a statement detailing his movements that night and provided the shotgun he had in his possession at the time of the shooting. The police determined that the shotgun had been loaded with “bird shot” and had been discharged once in the air. In fact, there was some evidence that indicated that the appellant may have fired the first shot that evening. However, the bullet that killed Mr. Brown was fired from a pistol.

Subsequently, the appellant and two of his friends were charged with second degree murder. All three entered into plea agreements with the State. The appellant’s agreement with the State provided that he would plead guilty to voluntary manslaughter, and in exchange, the State would not object to the court imposing a three-year sentence. However, the agreement provided that the State would otherwise stand silent on sentencing.

The circuit court accepted the appellant’s plea on June 6, 1998, and scheduled a sentencing hearing for August 24, 1998. The sentencing hearing was later rescheduled for December 18, 1998. In the meantime, the appellant wrote a letter to the circuit court, pro se,1 requesting that he be allowed to withdraw his plea because he believed that he was not guilty since he had not actually fired the bullet that struck Mr. Brown. The appellant’s letter was followed by a formal motion to withdraw his plea filed by the appellant’s trial counsel. At the sentencing hearing, the circuit court denied the appellant’s motion to withdraw his plea and proceeded to sentence the appellant to a definite term of confinement of fifteen years in the state penitentiary for his role in the death of Mr. Brown. This appeal followed.

[515]*515II.

The appellant contends that the circuit court committed reversible error by failing to advise him in accordance with Rule 11(e) of the West Virginia Rules of Criminal Procedure that his plea could not be withdrawn after it was accepted, even if the circuit court rejected his request for a three-year sentence. In response, the State asserts that the record shows that the appellant understood the provisions of Rule 11. The State further argues that even if the circuit court did not comply with the precise requirements of Rule 11(e), the error was harmless.

As discussed above, the appellant entered into an agreement with the State pursuant to Rule 11(e)(1)(B) of the West Virginia Rules of Criminal Procedure whereby the appellant agreed to plead guilty to voluntary manslaughter, and the State agreed not to oppose the appellant’s request for a three-year sentence. In these circumstances, Rule 11(e)(2) requires that “the court shall advise the defendant that if the court does not accept the recommendation or request, the defendant nevertheless has no right to withdraw the plea.” This Court has held that,

A trial court has two options to comply with the mandatory requirements of Rule 11(e)(2) of the West Virginia Rules of Criminal Procedure. It may initially advise the defendant at the time the guilty plea is taken that as to any recommended sentence made in connection with a plea agreement, if the court does not accept the recommended sentence, the defendant will have no right to withdraw the guilty plea. As a second option, the trial court may conditionally accept the guilty plea pending a presentence report without giving the cautionary warning required by Rule 11(e)(2). However, if it determines at the sentencing hearing not to follow the recommended sentence, it must give the defendant the right to withdraw the guilty plea.

Syllabus Point 2, State v. Cabell, 176 W.Va. 272, 342 S.E.2d 240 (1986).

Cabell was the first case in which this Court addressed the requirement of Rule 11(e)(2). In that case, we noted that our Rule 11(e)(2) is identical to the corresponding federal rule. Following federal case law, specifically United States v. Iaquinta, 719 F.2d 83 (4th Cir.1983), this Court reversed the defendant’s conviction in Cabell because the circuit court failed to inform the defendant that he did not have the right to withdraw his plea after it was accepted, even if the circuit court rejected the terms of his plea agreement.

The same analysis was utilized in State v. Stone, 200 W.Va. 126, 488 S.E.2d 400 (1997). However, in Stone, this Court also considered whether the failure to give the Rule 11(e)(2) admonition could be considered harmless error. Ultimately, this Court stated that “[ujnless the factual evidence is clear that no substantial rights were disregarded, the harmless error rule of Rule 11(h) [1996]2 should not be applied.” Stone, 200 W.Va. at 129, 488 S.E.2d at 404. In Stone, this Court concluded that the evidence was insufficient to determine that the defendant’s substantial rights were not affected. However, in the case sub judice, we do not reach the same conclusion.

The record shows that the appellant and his two co-defendants appeared before the circuit court on June 5, 1998, to enter guilty pleas to voluntary manslaughter. Although the circuit court sometimes addressed all three defendants collectively, it also engaged in individual colloquies with each defendant. Before accepting the appellant’s plea, the circuit court questioned the appellant as follows:

THE COURT: Okay, Mr. Valentine, it says here that you are going to plead guilty to voluntary manslaughter, is that correct?
MR. VALENTINE: Yes, sir.
THE COURT: It also says that you are going to be cooperative with the authorities?
MR. VALENTINE: Yes, sir.
[516]*516THE COURT: It says here that the State will not present any information about the presentment of a firearm, is that correct?

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Bluebook (online)
541 S.E.2d 603, 208 W. Va. 513, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-valentine-wva-2001.