State v. Valdez

2003 UT App 314, 78 P.3d 627, 482 Utah Adv. Rep. 35, 2003 Utah App. LEXIS 92, 2003 WL 22144435
Court of Appeals of Utah·Decided September 18, 2003·No. 20020892-CA·Published·Cited by 4 cases

Opinion

OPINION

DAVIS, Judge:

" 1 Anthony James Valdez appeals his conviction and sentence under Utah's forgery statute, Utah Code Ann. § 76-6-501 (1999), a third degree felony. We affirm.

BACKGROUND

T2 On October 29, 2001, Amber Hamlin left her vehicle at Master Muffler & Brake (the shop) in Kearns, Utah, for repairs on her vehicle's exhaust system and to replace the catalytic converter. When she returned to pick up her vehicle, she was accompanied by Appellant, Anthony James Valdez. As she spoke with the mechanic, Valdez entered the shop office. Valdez informed the shop manager that he wished to pay Hamlin's repair bill because he owed her money. Valdez presented a check, which was filled out beforehand, for the repair work. The check belonged to and had the purported signature of James Batley. The manager of the shop also wrote down the driver license number and expiration date from the license produced by Valdez. Police later found that the license belonged to another individual unconnected to this case. Valdez also signed the name James Batley to a form required by the Environmental Protection Agency whenever a catalytic converter is replaced.

T 8 Ten days later, the check was returned to the shop marked "LOST/STOLEN." The assistant manager of the shop called James Batley, who informed him that his checks were stolen, that he had not signed any of the checks before they were stolen, that he had not given anyone permission to sign his name on his checks, and that he did not know either Hamlin or Valdez.

4 Detectives later traced the check and catalytic converter form to Valdez through a fingerprint analysis where detectives found at least twelve points of comparison between a print on the catalytic converter form and Valdeg's left ring finger. The State then charged Valdez with forgery.

T5 After the State rested its case at Valdez's trial, Valdez sought a directed verdict based on an alleged lack of evidence to prove the forgery charge, and, pursuant to Utah's Shondel doctrine, see State v. Shondel, 22 Utah 2d 343, 453 P.2d 146 (1969), argued that his case should have been charged as identity fraud under Utah Code Ann. § 76-6-1102 (Supp.2008). The trial court denied Valdez's motions, but gave a lesser-included offense instruction on identity fraud. 1 See id. Valdez was subsequently convicted and sen *629 tenced under the forgery statute. See Utah Code Ann. § 76-6-501 (1999). He now appeals the trial court's refusal to amend the forgery charge to an identity fraud charge and, based upon the Shondel doctrine, seeks to be sentenced under the more lenient identity fraud statute.

ISSUE AND STANDARD OF REVIEW

1 6 The sole issue on appeal is whether the trial court erred in determining that Utah Code Ann. § 76-6-501 (1999) and Utah Code Ann. § 76-6-1102 (Supp.2008) do not proscribe the same conduct, thereby rendering the Shondel doctrine inapplicable.

T7 "Because the determination of whether two statutes proscribe the same conduct is a matter of statutory construction, it is a question of law that we review for correctness." State v. Fedorowicz, 2002 UT 67, 49, 52 P.3d 1194, cert. denied, 587 U.S. 1128, 128 S.Ct. 859, 154 L.Ed.2d 805 (2008). "Our review under the Shondel rule focuses on the trial court's legal conclusions, which we review under a correction-of-error standard, according no particular deference to the trial court's ruling." State v. Green, 2000 UT App 83, 15, 995 P.2d 1250 (quotations and citations omitted).

ANALYSIS

T8 Valdez argues that Utah Code Ann. § 76-6-501 (1999) and Utah Code Ann. § 76-6-1102 (Supp.2008) proseribe the same conduct. Based upon this argument, Valdez argues that the Shondel doctrine is applicable and, therefore, the trial court erred by not sentencing him under section 76-6-1102 because it carries a lesser penalty than seetion 76-6-501.

T9 "The Shondel doctrine requires that when two different statutory provisions define the same offense, a defendant must be sentenced under the provision carrying the lesser penalty." State v. Green, 2000 UT App 33, ¶ 6, 995 P.2d 1250. However, "(tlhe doctrine necessarily applies only when the two statutes address 'exactly the same conduct.'" State v. Bluff 2002 UT 66, 133, 52 P.3d 1210 (quoting State v. Gomez, 722 P.2d 747, 749 (Utah 1986)), cert. denied, 537 U.S. 1172, 128 S.Ct. 999, 154 L.Ed.2d 914 (20083). "[Ilf the elements of the crime[s] are not identical and the relevant statutes require proof of some fact or element not required to establish the other, the statutes do not pro-seribe the same conduct and ... [a defendant] may be charged with the crime carrying the more severe sentence...." Green, 2000 UT App 33 at 16, 995 P.2d 1250 (third and fourth alterations in original) (quotations and citations omitted). "Accordingly, to determine if the trial court erred ... we must compare the plain language of [the two statutes in question] to resolve whether they prohibit the same conduct and whether the elements of each crime are wholly duplica-tive." State v. Fedorowicz, 2002 UT 67, ¶ 49, 52 P.3d 1194 (quotations and citations omitted), cert. denied, 587 U.S. 1128, 128 S.Ct. 859, 154 L.Ed.2d 805 (2008).

{10 Valdez was charged, convicted, and sentenced under Utah's forgery statute, seetion 76-6-501. 2 He argues that, according to *630 Utah's Shondel doctrine, he should have been sentenced under section 76-6-1102(8), the more lenient identity fraud statute. 3 Valdez argues that the two statutes contain the same five basic elements: (1) the action elements; (2) the actual information used by a perpetrator; (8) acting without authorization from the person whose information is used; (4) the mental intent; and (5) acting with fraudulent intent.

111 The State argues that the statutes contain three distinct elements. First, the forgery statute requires a perpetrator to use a writing, as defined by the forgery statute, while identity fraud may be accomplished without the use of a writing. Second, forgery may be committed by using a writing that purports "to be the act of another, whether the person is existent or nonexistent," Utah Code Ann. § 76-6-501(1)(b), while identity fraud requires the use of information from a living person.

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State v. Valdez, 2003 UT App 314, 78 P.3d 627, 482 Utah Adv. Rep. 35, 2003 Utah App. LEXIS 92, 2003 WL 22144435 (Utah Ct. App. 2003).

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