State v. U.S. Envtl. Prot. Agency
Opinion
I. BACKGROUND
A. Landfill Emissions
The relevant facts in this case are not in dispute. "The United States produces roughly 265 million tons of solid waste annually, or 4.5 pounds per person, per day ...." Dkt. No. 1 ("Compl.") ¶ 27; Dkt. No. 91 ("Answer") ¶ 27. Emitted from solid waste landfills are numerous harmful pollutants, including not only greenhouse gases but also "nearly thirty different organic hazardous air pollutants," which "present a range of public health and safety concerns." Compl. ¶¶ 28, 36; Answer ¶¶ 28, 36. These hazardous air pollutants "are known to cause adverse health effects ... including heart attacks, asthma, and acute bronchitis leading to premature mortality." Compl. ¶ 36; Answer ¶ 36.
*907One such greenhouse gas is methane, a potent pollutant and the leading greenhouse gas behind carbon dioxide, which-along with other human-generated greenhouse gases-is "a significant driver of observed climate change." Compl. ¶¶ 2, 29; Answer ¶¶ 2, 29. Municipal solid waste landfills in particular "are the third-largest source of [domestic] human-related methane emissions." Compl. ¶ 29; Answer ¶ 29.
B. Landfill Emission Regulations
The Clean Air Act ("CAA" or the "Act") "protect[s] and enhance[s] the quality of the Nation's air resources so as to promote the public health and welfare and the productive capacity of its population."
As relevant here, the Act also requires the regulation of "existing sources" that fall within the same category, provided that the emissions are not already covered by certain other CAA programs. See
Consistent with the CAA's instruction, EPA promulgated regulations, which established deadlines for the implementation of emission guidelines. According to the regulations, once EPA published an emission guideline, each State to which the guideline pertained was required to "adopt and submit to the Administrator ... a plan" to implement the guideline "[w]ithin nine months."
On August 29, 2016, EPA promulgated a final rule related to Municipal Solid Waste ("MSW") landfills. Emission Guidelines and Compliance Times for Municipal Solid Waste Landfills ,
The Landfill Emissions Guidelines became effective on October 28, 2016. In turn, according to EPA's regulations:
1. States were required to submit implementation plans by May 30, 2017, see40 C.F.R. § 60.23 (a)(1) ;
2.
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I. BACKGROUND
A. Landfill Emissions
The relevant facts in this case are not in dispute. "The United States produces roughly 265 million tons of solid waste annually, or 4.5 pounds per person, per day ...." Dkt. No. 1 ("Compl.") ¶ 27; Dkt. No. 91 ("Answer") ¶ 27. Emitted from solid waste landfills are numerous harmful pollutants, including not only greenhouse gases but also "nearly thirty different organic hazardous air pollutants," which "present a range of public health and safety concerns." Compl. ¶¶ 28, 36; Answer ¶¶ 28, 36. These hazardous air pollutants "are known to cause adverse health effects ... including heart attacks, asthma, and acute bronchitis leading to premature mortality." Compl. ¶ 36; Answer ¶ 36.
*907One such greenhouse gas is methane, a potent pollutant and the leading greenhouse gas behind carbon dioxide, which-along with other human-generated greenhouse gases-is "a significant driver of observed climate change." Compl. ¶¶ 2, 29; Answer ¶¶ 2, 29. Municipal solid waste landfills in particular "are the third-largest source of [domestic] human-related methane emissions." Compl. ¶ 29; Answer ¶ 29.
B. Landfill Emission Regulations
The Clean Air Act ("CAA" or the "Act") "protect[s] and enhance[s] the quality of the Nation's air resources so as to promote the public health and welfare and the productive capacity of its population."
As relevant here, the Act also requires the regulation of "existing sources" that fall within the same category, provided that the emissions are not already covered by certain other CAA programs. See
Consistent with the CAA's instruction, EPA promulgated regulations, which established deadlines for the implementation of emission guidelines. According to the regulations, once EPA published an emission guideline, each State to which the guideline pertained was required to "adopt and submit to the Administrator ... a plan" to implement the guideline "[w]ithin nine months."
On August 29, 2016, EPA promulgated a final rule related to Municipal Solid Waste ("MSW") landfills. Emission Guidelines and Compliance Times for Municipal Solid Waste Landfills ,
The Landfill Emissions Guidelines became effective on October 28, 2016. In turn, according to EPA's regulations:
1. States were required to submit implementation plans by May 30, 2017, see40 C.F.R. § 60.23 (a)(1) ;
2. EPA was required to approve or disapprove submitted plans by September 30, 2017, see40 C.F.R. § 60.27 (b) ; and
3. If either (i) states to which the guideline pertained did not submit implementation plans, or (ii) EPA disapproved a submitted plan, then EPA was required to promulgate a federal plan by November 30, 2017, see40 C.F.R. § 60.27 (d).
As of May 30, 2017, EPA received implementation plans as described by the regulations from California and two from New Mexico-one covering Albuquerque and Bernalillo County and another covering the rest of New Mexico. Defs.' Mot. at 1-2 & n.2 (citing Dkt. No. 92-1 ("Lassiter Decl.") ¶ 15); see also Dkt. No. 58 ¶ 2. Subsequently, EPA received implementation plans from Arizona (one covering Maricopa County and another covering the remainder of the state), Delaware, and West Virginia. Defs.' Mot. at 1-2 & n.2 (citing Lassiter Decl. ¶ 15); see also Dkt. No. 58 ¶ 2. To date, EPA has neither approved or disapproved of any submitted plans nor promulgated a federal plan. Dkt. No. 58 ¶¶ 1-2. Accordingly, Plaintiffs brought this action, which asks this Court to "[i]ssue a declaratory judgment that, by failing to implement and enforce the Emission Guidelines, EPA has violated the Clean Air Act;" and "[i]ssue a mandatory injunction compelling EPA to implement and enforce the Emission Guidelines." Compl. at 19.
II. LEGAL STANDARD
Summary judgment is appropriate if, viewing the evidence and drawing all reasonable inferences in the light most favorable to the nonmoving party, "there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(a) ; Celotex Corp. v. Catrett ,
The parties agree that this case is properly resolved on their cross-motions for summary judgment. Pls.' Mot. at 1; Defs.' Mot. at 6. When there is no dispute that an agency failed to timely fulfill a nondiscretionary obligation, summary judgment is the appropriate mechanism to determine when compliance is due. See, e.g. , In re Ozone Designation Litig. ,
Courts should not, however, demand a deadline for agency compliance that is impossible or infeasible. Nat. Res. Def. Council, Inc. v. Train ,
III. DISCUSSION
EPA admits that it has failed to meet its nondiscretionary obligations to implement the Landfill Emissions Guidelines, as compelled by the CAA. See Dkt. No. 58. For that reason, the Court enters the declaratory judgment of liability requested by Plaintiffs. See Compl. at 19(1). Plaintiffs also ask the Court to compel EPA immediately to perform its nondiscretionary duties under the Landfill Emissions Guidelines. Id. at 19(2).
EPA does not dispute that it has failed to perform its nondiscretionary duties. Dkt. No. 58 ¶¶ 1-2. Nor does it dispute that this Court has authority to "enter an order setting a deadline for EPA to perform an obligation for which it admits liability." See Defs.' Mot. at 6. EPA argues, however, that (1) Plaintiffs lack standing, and (2) Plaintiffs' proposed deadlines are not feasible.
A. State Plaintiffs Have Standing
EPA contends that neither the State Plaintiffs nor the intervenor-Plaintiff EDF have standing to sue. Because the Court finds the State Plaintiffs have standing, it need not evaluate whether EDF has standing. See Rumsfeld v. Forum for Acad. & Institutional Rights, Inc. ,
1. Legal Standard
A plaintiff seeking relief in federal court bears the burden of establishing the "irreducible constitutional minimum" of standing. Spokeo, Inc. v. Robins , --- U.S. ----,
2. Analysis
The Court finds the State Plaintiffs are entitled to "special solicitude" under Massachusetts v. EPA. The Supreme Court there held that Massachusetts had standing to contest EPA's decision not to regulate greenhouse-gas emissions that allegedly contributed to a rise in sea levels and a loss of coastal land. Massachusetts v. EPA ,
The parties' dispute turns on the proper construction of a congressional statute, a question eminently suitable to resolution in federal court. Congress has moreover authorized this type of challenge to EPA action. That authorization is of critical importance to the standing inquiry: Congress has the power to define injuries and articulate chains of causation that will give rise to a case or controversy where none existed before. In exercising this power, however, Congress must at the very least identify the injury it seeks to vindicate and relate the injury to the class of persons entitled to bring suit. We will not, therefore, entertain citizen suits to vindicate the public's nonconcrete interest in the proper administration of the laws.
When a State enters the Union, it surrenders certain sovereign prerogatives. Massachusetts cannot invade Rhode Island to force reductions in greenhouse gas emissions, it cannot negotiate an emissions treaty with China or India, and in some circumstances the exercise of its police powers to reduce in-state motor-vehicle emissions might well be pre-empted.
These sovereign prerogatives are now lodged in the Federal Government, and Congress has ordered EPA to protect Massachusetts (among others) by prescribing standards applicable to the "emission of any air pollutant from any class or classes of new motor vehicle engines, which in [the Administrator's] judgment cause, or contribute to, air pollution which may reasonably be anticipated to endanger public health or welfare."
As was the case in Massachusetts v. EPA , the State Plaintiffs here "are not normal litigants" for purposes of federal jurisdiction.
Despite Massachusetts v. EPA 's clear applicability, EPA argues that the State Plaintiffs lack standing for failure to plead causation, and relatedly, redressability. Defs.' Mot. at 9 ("[T]he States fail to demonstrate either a sufficient causal connection between EPA's inaction and the alleged injuries to the States' sovereign interests (fairly traceable) or the requested relief (redressability)."). To this end, EPA relies exclusively on Washington Environmental Council v. Bellon ,
The Court finds EPA's reliance on Bellon unavailing. First, the Bellon Court explained that its holding was based on two factors: (1) plaintiffs there were not sovereigns; and (2) unlike in Massachusetts v. EPA , the plaintiffs did not provide evidence that the relevant emissions had a "meaningful contribution" on greenhouse-gas levels.
For these reasons, the Court rejects EPA's causation challenge. The Court similarly rejects EPA's redressability challenge, which is entirely derivative of its causation challenge. See Defs.' Mot. at 12-13.
B. Deadlines
Because the Court finds the State Plaintiffs have standing, the sole remaining issue is what timetable to impose on EPA for it to complete its long-overdue nondiscretionary duties. The parties each submitted proposed timetables. Plaintiffs request "strict guidelines," including that EPA be ordered to (1) review existing state plans within thirty days, (2) promulgate a federal plan within five months, (3) respond to any future state plans within sixty days of submission, and (4) file status reports every sixty days. Pls.' Mot. at 17-22. EPA requests (1) four to twelve months to review existing state plans, (2) twelve months to promulgate a federal plan, and *912(3) that the Court deny Plaintiffs' request for imposition of deadlines for future state plans. Defs.' Mot. at 17-25. In support of its timetables, EPA submits the Declaration of Penny Lassiter, the Acting Director of the Sector Policies and Programs Division within the Office of Air Quality Planning and Standards, Office of Air and Radiation at EPA. Lassiter Decl. ¶ 2.
As a preliminary matter, Plaintiffs argue that strict deadlines are warranted due to EPA's longstanding recalcitrance. Pls.' Mot. at 17-18. In Plaintiffs' view, "[a] court order setting specific and expeditious deadlines is needed to ensure EPA follows the law." Id. at 18. There is no denying EPA's clear failure to meet its nondiscretionary duties. But that alone does not dictate deadlines. The Court is now faced with the question of feasibility. And nothing about past recalcitrance in any practical sense changes the feasibility of timelines moving forward. To be sure, EPA's delinquency means that it has an "especially heavy" burden of showing infeasibility. Thomas ,
Plaintiffs also ask the Court to reject EPA's representation that it is short-staffed, because the President's recent budget request seeks to reduce EPA's funding. Pls.' Reply at 14. Again, this claim does not solve the issue at hand. As EPA notes, "the budget request is just that: the Executive's request to Congress." Defs.' Reply at 6. More important, that the President may seek to reduce EPA's future funding does not change EPA's present capabilities.
1. Existing State Plans
EPA received state plans from five states: California, New Mexico, Arizona, Delaware, and West Virginia. Lassiter Decl. ¶ 13. Two plans are in EPA Region 3: Delaware and West Virginia.
Ms. Lassiter details five phases to the rulemaking process for state plan approval or disapproval: (1) review and analysis of submitted state plan; (2) development of rule proposal package; (3) proposed rule publication and public comment period; (4) summarization of comments, development of comment responses; and (5) development of final rule package. Id. ¶¶ 17-22. Ms. Lassiter provides a summary of the tasks necessary to complete each phase as well as an estimate of how long she estimates EPA will need to complete those tasks for each regional office, given that individual regional offices "review and approve or disapprove individual state plans." Id. ¶ 14. Each estimate purportedly represents the "minimum time" to complete a phase. See id. ¶ 10.
Plaintiffs argue that EPA needs no more than thirty days to review existing state plans, as most of the state plans are less than twenty-five pages and incorporate by reference federal standards. Pls.' Mot. at 19. EPA counters that Plaintiffs' thirty-day proposal "is patently unreasonable" because, among other things, "the required public notice and comment period and response to public comments cannot be completed in less than 45 days." Defs.' Mot. at 17. EPA adds that the presumptively reasonable timeframe is the four months afforded under the regulations. Id. And indeed, EPA proposes a four-month timeframe for completing its review of state plans outside of EPA Region 9.
EPA, however, proposes dramatically protracted deadlines for state plans from within EPA Region 9, without a satisfactory *913explanation. Ms. Lassiter claims that EPA Region 9 is "operating with seriously reduced resources; [has] a significant existing backlog of actions to complete; and [has] limited staff expertise in the MSW landfill source category." Lassiter Decl. ¶ 16. EPA adds that although California submitted a plan it considers "equivalent" to the relevant requirements underlying the Landfill Emission Guidelines, EPA "anticipates that a line-by-line analysis will be necessary to determine" if that is true because California's existing program predates the relevant requirements. Id. EPA contends that these factors support an eight-month timeframe for the Arizona proposals and a twelve-month timeframe for the California proposal.
The Court takes EPA's representations about the phases required to conduct rulemaking for final action on state plans at face value and proceeds to analyze its proposed timetables on a phase-by-phase basis. In the review-and-analysis phase (Phase I), EPA Regions review the state plans "to determine whether [they] conform[ ] to the applicable statutory and regulatory requirements." Lassiter Decl. ¶ 18. EPA estimates that this phase will take fifteen days for state plans submitted in regions outside of EPA Region 9, thirty-five days for the Arizona plans, and sixty-five days for the California plan. Id. Tbls. 1-2. For the development of rule proposal package phase (Phase II), EPA performs some technical analysis, briefs the Regional EPA Administrator, and drafts regulatory text ultimately leading to a proposed rule. Id. ¶ 19. EPA uses a "tiering" approach at this phase, based on the complexity of the rulemaking actions, and concedes that the present "types of rulemakings" typically fall in the least complex category. Id. Nonetheless, EPA estimates that this phase will take thirty days for state plans submitted in regions outside of EPA Region 9, forty days for the Arizona plans, and seventy-five days for the California plan. Id. Tbls. 1-2. The next phase is the notice and comment period (Phase III), which is the ordinary period for public comment on the approval or disapproval of state plans. Id. ¶ 20. Publication in the Federal Register typically takes two weeks, after which the public comment period is thirty days. Id. EPA thus estimates that this phase will take forty-five days for all state plans. Id. Tbls. 1-2. Following notice and comment is the summarization of comment phase (Phase IV), wherein EPA "drafts a comment summary document." Id. ¶ 21. EPA estimates that this phase will take fifteen days for state plans submitted in regions outside of EPA Region 9, sixty days for the Arizona plans, and 120 days for the California plan. Id. Tbls. 1-2. Last is the final rule phase (Phase V), which includes briefing the Regional EPA management and producing the final regulatory package. Id. ¶ 22. EPA estimates that this phase will take fifteen days for state plans submitted in regions outside of EPA Region 9 and sixty days for the Arizona and California plans. Id. Tbls. 1-2.
The Court begins by adopting the four-month deadline for state plans outside of EPA Region 9, which is the presumptively reasonable timeframe. Turning then to state plans within EPA Region 9, EPA has an "especially heavy" burden to prove that it is infeasible to approve or disapprove state plans in four months. Thomas ,
Starting with Phase I, EPA's fifteen-day estimate for non-Region 9 plans seems imminently reasonable for the Region 9 plans as well. Although Ms. Lassiter claims that EPA may need to conduct a thorough review, including potentially a "line-by-line" analysis of California's plan, see Lassiter Decl. ¶ 16, the California plan is twenty *914pages long, see Dkt. No. 87-13. The Court sees no reason why even a line-by-line analysis of a twenty-page document requires sixty-five days, as EPA suggests.
As to Phase II, EPA only indicates that more time is needed in Region 9 because of "resource constraints" and "a backlog" of other work. Defs.' Mot. at 21. The Court finds two flaws in this explanation. First, these points are true for both the Arizona plans and the California plan, and yet EPA does not explain why it purportedly needs thirty-five more days for the California plan. Second, Ms. Lassiter concedes in her declaration that under EPA's "tiering" approach, the rulemaking actions at issue here fall within the least complex category of actions. Accepting that as true, the Court finds the thirty days EPA proposes for non-Region 9 state plans is reasonable across the board.
Turning next to Phase III, Plaintiffs contend that EPA could avoid a full-blown notice-and-comment process by approving the state plans with a "direct final rule," which would be effective "without requiring further notice." Pls.' Reply at 13 (citing Approval and Promulgation of State Plans for Designated Facilities and Pollutants: California ,
As to Phase IV, EPA provides no explanation whatsoever for why it can complete the summarization phase for state plans outside of Region 9 in fifteen days, but needs sixty days for the Arizona plans and 120 days for the California plan. See Defs.' Mot. at 21 (stating summarily that "Phase IV ... will take 60 and 120 days, for the Arizona plans and the California plan, respectively"). The Court finds that EPA has not met its "especially heavy" burden of demonstrating it needs more than fifteen days with such conclusory statements. See Thomas ,
Last, as to Phase V, EPA again provides no explanation whatsoever for why it can complete the final rule phase for state plans outside of Region 9 in fifteen days, but needs sixty days for the Arizona and California plans. See Defs.' Mot. at 21 ("For the same reasons, Phase V, development of final rule package, is estimated to take 60 days."). The Court again finds that EPA has not met its "especially heavy" burden of demonstrating it needs more than fifteen days with such conclusory statements. See Thomas ,
For these reasons, the Court adopts the four-month timetable EPA set forth for state plans outside of Region 9, but finds that EPA must meet the same timetable for plans within Region 9.
2. Federal Plan
Although the presumptively reasonable timeframe to promulgate a federal plan is six months-given the regulations-Plaintiffs argue that EPA needs no more than five months to propose a single federal plan, receive comments, and finalize it. Pls.' Mot. at 20-21. EPA counters that it needs twelve months-twice the regulatory timeframe. See Defs.' Mot. at 21-25. To this end, Ms. Lassiter details six phases to the rulemaking process for finalizing a federal plan, which are the same *915five phases described for action on state plans "plus a prefatory project kick-off phase."
Although the Court takes EPA's representations about the phases required to conduct rulemaking for final action on a federal plan at face value, it rejects EPA's overall timetable for promulgation of a federal plan. Due to EPA's delinquency, it bears an "especially heavy" burden to prove that six months is infeasible. See Thomas ,
3. Future State Plans
Plaintiffs finally ask this Court to "order EPA to respond to any future state plan submissions within two months." Pls.' Mot. at 21. Plaintiffs maintain that "[m]any states did not submit plans by the deadline because EPA affirmatively encouraged them not to," and thus "this Court should require EPA to quickly review and determine if [future plans are] approvable."
The Court finds that it does not yet have jurisdiction to order EPA to act based on as-yet-unmissed deadlines. As EPA notes, the CAA citizen suit provision under which Plaintiffs brought suit only vests jurisdiction in district courts "after EPA has failed to undertake some mandatory action prior to a certain deadline."
IV. CONCLUSION
For the foregoing reasons, the Court hereby GRANTS IN PART and DENIES IN PART Plaintiffs' motion for summary judgment and enters judgment in favor of Plaintiffs and against Defendants. The terms of the judgment are as follows:
(1) The Court DECLARES that Defendants U.S. Environmental Protection Agency and Andrew R. Wheeler, in his official capacity as Acting Administrator of the U.S. Environmental Protection Agency, have failed to perform non-discretionary duties imposed by40 C.F.R. § 60.27 to both (1) approve or disapprove existing state plans submitted to EPA addressing emission guidelines promulgated for municipal solid waste landfills within four months of receipt, and (2) promulgate regulations setting forth a federal plan addressing the emission guidelines promulgated for municipal solid waste landfills by November 30, 2017, both in violation of the Clean Air Act;
(2) The Court ORDERS Defendants to approve or disapprove of existing state plans, as required by40 C.F.R. § 60.27 (b), no later than September 6, 2019;
(3) The Court ORDERS Defendants to promulgate regulations setting forth a federal plan, as required by40 C.F.R. § 60.27 (d), no later than November 6, 2019;
(4) The Court ORDERS Defendants to file status reports with the Court every ninety days-such that the first status report is due August 5, 2019-detailing EPA's progress in complying with this order.
The Clerk is directed to enter judgment in favor of Plaintiffs and close the case. The Court retains jurisdiction to make such orders as may be necessary or appropriate.
IT IS SO ORDERED.
385 F. Supp. 3d 903 (State v. U.S. Envtl. Prot. Agency) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.