State v. Thayer

2024 Ohio 3050
CourtOhio Court of Appeals
DecidedAugust 12, 2024
DocketCA2023-10-077
StatusPublished
Cited by1 cases

This text of 2024 Ohio 3050 (State v. Thayer) is published on Counsel Stack Legal Research, covering Ohio Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Thayer, 2024 Ohio 3050 (Ohio Ct. App. 2024).

Opinion

[Cite as State v. Thayer, 2024-Ohio-3050.]

IN THE COURT OF APPEALS

TWELFTH APPELLATE DISTRICT OF OHIO

WARREN COUNTY

STATE OF OHIO, :

Appellee, : CASE NO. CA2023-10-077

: OPINION - vs - 8/12/2024 :

PATRICK NOEL THAYER, :

Appellant. :

CRIMINAL APPEAL FROM WARREN COUNTY COURT OF COMMON PLEAS Case No. 23CR40675

David P. Fornshell, Warren County Prosecuting Attorney, and Kirsten A. Brandt, Assistant Prosecuting Attorney, for appellee.

Engel & Martin, LLC, and Joshua A. Engel, for appellant.

BYRNE, J.

{¶ 1} Patrick Noel Thayer appeals from his convictions in the Warren County

Court of Common Pleas for unlawful securities practices, aggravated theft, and identity

fraud. Thayer contends that the court erred by declining to merge his convictions for

sentencing purposes. For the reasons discussed below, we affirm the trial court's Warren CA2023-10-077

sentences.

I. Factual and Procedural Background

{¶ 2} In June 2023, a Warren County grand jury indicted Thayer on the following

counts:

• Count One: Unlawful Securities Practices in violation of R.C. 1707.44(G), a first-degree felony;

• Count Two: Unlawful Securities Practices in violation of R.C. 1707.44(M)(1)(b), a second-degree felony;

• Count Three: Aggravated Theft in violation of R.C. 2913.02(A)(2) and (B)(2), a second-degree felony;

• Count Four: Telecommunications Fraud in violation of R.C. 2913.05(A) thru (C), a first-degree felony; and

• Count Five: Identity Fraud in violation of R.C. 2913.49(B) and (I)(2), a second-degree felony.

{¶ 3} The indictment arose after Thayer, while acting as an investment adviser,

entered into a professional adviser/client relationship with the victim. Thayer then secretly

used the victim's identity to open a bank account in the victim's name. Then, over the

course of nearly a decade, Thayer liquidated the victim's investments and transferred the

proceeds to the fraudulently-opened bank account. He then used the money in the bank

account for personal spending. In total, Thayer stole approximately $1.3 million from the

victim.

{¶ 4} In August 2023, as a result of a negotiated plea agreement, Thayer agreed

to plead guilty to Counts Two, Three, and Five (the second-degree felony counts). In

return, the state agreed to dismiss Counts One and Four. The court accepted Thayer's

plea and found him guilty of the three counts.

{¶ 5} At sentencing, the court addressed the issue of merger, stating,

First off, Mr. Thayer, we're dealing with three offenses that all evolved or rose out of the same incident. So the court does -2- Warren CA2023-10-077

need to at least address the issue of merger. And the court has considered all three offenses and finds that they are offenses of dissimilar import and, therefore, do not merge together for the purposes of sentencing today.

{¶ 6} The court sentenced Thayer on Count Two to an indefinite prison term of a

minimum of five years to a maximum of seven-and-one-half years. On Count Three, the

court sentenced Thayer to five years in prison. And on Count Five, the court sentenced

Thayer to five years in prison. The court ordered Thayer's sentences to be served

consecutively, for an aggregate prison sentence of 15 to 17.5 years in prison. Thayer

appealed, raising two assignments of error.

II. Law and Analysis

A. Allied Offenses

{¶ 7} Thayer's first assignment of error states:

THE TRIAL COURT COMMITTED PLAIN ERROR BY FAILING TO MERGE THE COUNTS FOR SENTENCING PURPOSES.

{¶ 8} In his first assignment of error, Thayer argues that the trial court plainly erred

by failing to merge Counts Two, Three, and Five. Thayer argues that all three offenses

were not dissimilar in import or significance, were not committed separately, and were not

committed with separate animus or motivation.

1. Standard of Review

{¶ 9} An appellate court typically reviews de novo the trial court's R.C. 2941.25

merger determination. State v. Clowers, 2019-Ohio-4629, ¶ 32 (12th Dist.). However,

Thayer concedes that his trial counsel did not object to the court finding that the three

counts were of dissimilar import and that he is limited to arguing plain error on appeal.

{¶ 10} But the Ohio Supreme Court has held that the imposition of multiple

sentences for allied offenses of similar import is plain error. State v. Underwood, 2010-

-3- Warren CA2023-10-077

Ohio-1, ¶ 31, citing State v. Yarbrough, 2004-Ohio-6087, ¶ 96-102. Accordingly, we

conduct the merger analysis de novo.

2. The Offenses and Facts in the Record

{¶ 11} We begin with an overview of the three criminal statutes and the evidence

in the record related to these offenses.

{¶ 12} Count Two concerns unlawful securities practices in violation of R.C.

1707.44(M)(1)(b). That statute provides:

No investment adviser or investment adviser representative shall do any of the following: . . . Engage in any act, practice, or course of business that operates or would operate as a fraud or deceit upon any person. . . .

{¶ 13} Regarding this offense, the bill of particulars stated that Thayer was a

registered investment adviser with the Ohio Division of Securities between December 6,

2020 and October 3, 2022. It further stated that between these dates, Thayer engaged

in illegal or fraudulent practices by "liquidating stocks, bonds, money market funds, equity

funds and exchange traded funds" from the victim's account and transferring them to an

account at Ally Bank. The value of funds or securities involved in the offense were more

than $37,500 but less than $150,000.

{¶ 14} Count Three concerns aggravated theft in violation of R.C. 2913.02(A)(2).

That statute provides:

No person, with purpose to deprive the owner of property or services, shall knowingly obtain or exert control over either the property or services in any of the following ways: . . . Beyond the scope of the express or implied consent of the owner or person authorized to give consent. . . .

{¶ 15} Regarding this offense, the bill of particulars stated that between November

2013 and August 2022, "as part of a continuing course of conduct," Thayer obtained the

victim's property beyond the scope of her consent by engaging in "illegal or fraudulent

-4- Warren CA2023-10-077

practices[,]" and specifically by "liquidating stocks, bonds, money market funds, equity

funds and exchange traded funds" from her account and transferring them to an account

at Ally Bank. The value of these assets were approximately $1,310,605.81.

{¶ 16} Count Five concerns identity fraud in violation of R.C. 2913.49(B). That

statute provides:

No person, without the express or implied consent of the other person, shall use, obtain, or possess any personal identifying information of another person with intent to do either of the following:

(1) Hold the person out to be the other person;

(2) Represent the other person's personal identifying information as the person's own personal identifying information.

{¶ 17} Regarding this offense, the bill of particulars stated that between November

1, 2013 thru August 3, 2022, at 129 East Main Street, Lebanon, Ohio, Thayer used,

obtained, and possessed the victim's personal identifying information with intent to hold

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Cite This Page — Counsel Stack

Bluebook (online)
2024 Ohio 3050, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-thayer-ohioctapp-2024.