[Cite as State v. Tharp, 2020-Ohio-4329.]
IN THE COURT OF APPEALS OF OHIO SECOND APPELLATE DISTRICT MONTGOMERY COUNTY
STATE OF OHIO : : Plaintiff-Appellee : Appellate Case No. 28616 : v. : Trial Court Case No. 2019-CRB-5139 : DENVER C. THARP : (Criminal Appeal from Municipal Court) : Defendant-Appellant : :
...........
OPINION
Rendered on the 4th day of September, 2020.
MATTHEW KORTJOHN, Atty. Reg. No. 0083743, Assistant Prosecuting Attorney, City of Dayton Prosecutor’s Office, 335 West Third Street, Room 372, Dayton, Ohio 45402 Attorney for Plaintiff-Appellee
SEAN BRINKMAN, Atty. Reg. No. 0088253, 10 West Monument Avenue, Dayton, Ohio 45402 Attorney for Defendant-Appellant
.............
WELBAUM, J. -2-
{¶ 1} Defendant-appellant, Denver C. Tharp, appeals from his conviction in the
Dayton Municipal Court after he pled no contest to littering. In support of his appeal,
Tharp contends that his no contest plea was not knowingly, intelligently, and voluntarily
entered. For the reasons outlined below, Tharp’s judgment of conviction will be affirmed.
Facts and Course of Proceedings
{¶ 2} On October 9, 2019, a complaint was filed in the Dayton Municipal Court
charging Tharp with one count of littering in violation of R.C. 3767.32(A), a misdemeanor
of the third degree. Tharp pled no contest to the charge, and the trial court accepted
Tharp’s plea and found him guilty. The trial court thereafter sentenced Tharp to 60 days
in jail, with 60 days suspended, basic supervised probation for up to one year, and 40
hours of community service. The trial court also imposed a $50 fine and court costs,
which Tharp was ordered to pay within 30 days.
{¶ 3} After announcing Tharp’s sentence, the trial court provided Tharp with
paperwork advising him that he could get a warrant block on his driver’s license if he failed
to pay the fine and court costs within 30 days. In light of this information, Tharp refused
to sign the paperwork and said he “didn’t * * * understand the situation” concerning his
driver’s license. Trans. (Nov. 12, 2019), p. 10. The trial court thereafter explained the
warrant block to Tharp. Tharp then expressed his concern that he would not be able to
timely pay the amount owed due to being unemployed and having other financial
difficulties. After Tharp and the trial court discussed the matter at length, the trial court
reduced Tharp’s fine to $5.
{¶ 4} At the end of the sentencing proceeding, the trial court gave Tharp additional -3-
paperwork to provide to the probation department. Upon receiving the paperwork, Tharp
expressed confusion about being on probation, and asked the trial court: “[Y]ou mean, I
report to probation? * * *It says a years [sic] probation. Does that mean, I’m like
regular[ly] coming in here—[?]” Id. at 16-17. In response, the trial court advised Tharp
that the 40 hours of community service had to be completed through the probation
department and that he would be released from probation once he completed his
community service. After discussing the matter, Tharp indicated his understanding of
the trial court’s advisements.
{¶ 5} Tharp now appeals from his conviction, raising a single assignment of error
for review.
Assignment of Error
{¶ 6} Tharp contends that he did not knowingly, intelligently, and voluntarily enter
his no contest plea to littering because he did not understand the possible sentence that
could be imposed. Specifically, Tharp claims that prior to entering his no contest plea,
he did not know: (1) his driver’s license could be subject to a warrant block if he failed to
timely pay the court-ordered fines and costs; and (2) the trial court could impose
probation. Tharp’s claims lack merit.
{¶ 7} “Ohio’s Crim.R. 11 outlines the procedures that trial courts are to follow when
accepting pleas.” State v. Dangler, Ohio Slip Opinion No. 2020-Ohio-2765, __ N.E.3d
__, ¶ 11. Those procedures vary based on whether the offense involved is a
misdemeanor that is a petty offense, a misdemeanor that is a serious offense, or a felony.
State v. Howard, 2d Dist. Montgomery No. 27941, 2018-Ohio-5160, ¶ 17, citing State v. -4-
Jones, 116 Ohio St.3d 211, 2007-Ohio-6093, 877 N.E.2d 677, ¶ 11. (Other citation
omitted.) A “serious offense” is “any felony, and any misdemeanor for which the penalty
prescribed by law includes confinement for more than six months.” Crim.R. 2(C). A
“petty offense” is “a misdemeanor other than a serious offense.” Crim.R. 2(D).
{¶ 8} As noted above, Tharp pled no contest to littering, a misdemeanor of the third
degree. Pursuant to R.C. 2929.24(A)(3), a third-degree misdemeanor is punishable by
not more than 60 days in jail. Therefore, Tharp’s littering offense was a “petty offense.”
{¶ 9} For a “petty offense” misdemeanor, Crim.R. 11(E) only requires the trial court
to inform the defendant of the effect of the plea that is entered. Jones at ¶ 14 and ¶ 20;
Crim.R. 11(E). “[T]o satisfy the requirement of informing a defendant of the effect of a
plea, a trial court must inform the defendant of the appropriate language under Crim.R.
11(B).” Jones at ¶ 25. Crim.R. 11(B)(2) governs the effect of a no contest plea and
provides that a “plea of no contest is not an admission of defendant’s guilt, but is an
admission of the truth of the facts alleged in the indictment, information, or complaint, and
the plea or admission shall not be used against the defendant in any subsequent civil or
criminal proceeding.” Although Crim.R. 11(E) does not require the trial court to engage
in a lengthy inquiry when a plea is accepted to a misdemeanor charge involving a petty
offense, before accepting the plea, the trial court must inform the defendant of the
appropriate language in Crim.R. 11(B) either orally or in writing. Jones at ¶ 51.
{¶ 10} The record of the plea hearing establishes that the trial court informed Tharp
of the appropriate language in Crim.R. 11(B)(2) before Tharp entered his no contest plea.
Specifically, the trial court stated the following:
Court: And do you understand that a no contest plea is not an -5-
admission of guilt, but you’re not contesting the facts in the
complaint and that plea cannot be used against you in a later
civil or criminal action that could arise out of this. You are
still giving up your right to trial and trial by jury. You will also
not be able to cross-examine witnesses or present defenses
by pleading, and you’ve had the opportunity to review and sign
the plea and waiver form, is that correct?
Defendant: Yes, your honor.
Trans. (Nov. 12, 2019), p. 3.
{¶ 11} The plea and waiver form signed by Tharp also included the effect-of-plea
language from Crim.R. 11(B)(2), as it stated the following:
A plea of No Contest is not an admission of my guilt, but is an admission of
the truth of the facts alleged against me in the complaint and permits the
court to make a finding of guilty or not guilty. This plea/admission cannot
be used against me in any future civil or criminal proceedings.
Plea and Waiver of Rights (Nov. 14, 2019.)
{¶ 12} Although Tharp does not dispute that the trial court made the proper
advisement under Crim.R. 11(B)(2), he argues that to understand the effect of his plea,
the trial court was required to ensure that he understood the possible sentence that could
Free access — add to your briefcase to read the full text and ask questions with AI
[Cite as State v. Tharp, 2020-Ohio-4329.]
IN THE COURT OF APPEALS OF OHIO SECOND APPELLATE DISTRICT MONTGOMERY COUNTY
STATE OF OHIO : : Plaintiff-Appellee : Appellate Case No. 28616 : v. : Trial Court Case No. 2019-CRB-5139 : DENVER C. THARP : (Criminal Appeal from Municipal Court) : Defendant-Appellant : :
...........
OPINION
Rendered on the 4th day of September, 2020.
MATTHEW KORTJOHN, Atty. Reg. No. 0083743, Assistant Prosecuting Attorney, City of Dayton Prosecutor’s Office, 335 West Third Street, Room 372, Dayton, Ohio 45402 Attorney for Plaintiff-Appellee
SEAN BRINKMAN, Atty. Reg. No. 0088253, 10 West Monument Avenue, Dayton, Ohio 45402 Attorney for Defendant-Appellant
.............
WELBAUM, J. -2-
{¶ 1} Defendant-appellant, Denver C. Tharp, appeals from his conviction in the
Dayton Municipal Court after he pled no contest to littering. In support of his appeal,
Tharp contends that his no contest plea was not knowingly, intelligently, and voluntarily
entered. For the reasons outlined below, Tharp’s judgment of conviction will be affirmed.
Facts and Course of Proceedings
{¶ 2} On October 9, 2019, a complaint was filed in the Dayton Municipal Court
charging Tharp with one count of littering in violation of R.C. 3767.32(A), a misdemeanor
of the third degree. Tharp pled no contest to the charge, and the trial court accepted
Tharp’s plea and found him guilty. The trial court thereafter sentenced Tharp to 60 days
in jail, with 60 days suspended, basic supervised probation for up to one year, and 40
hours of community service. The trial court also imposed a $50 fine and court costs,
which Tharp was ordered to pay within 30 days.
{¶ 3} After announcing Tharp’s sentence, the trial court provided Tharp with
paperwork advising him that he could get a warrant block on his driver’s license if he failed
to pay the fine and court costs within 30 days. In light of this information, Tharp refused
to sign the paperwork and said he “didn’t * * * understand the situation” concerning his
driver’s license. Trans. (Nov. 12, 2019), p. 10. The trial court thereafter explained the
warrant block to Tharp. Tharp then expressed his concern that he would not be able to
timely pay the amount owed due to being unemployed and having other financial
difficulties. After Tharp and the trial court discussed the matter at length, the trial court
reduced Tharp’s fine to $5.
{¶ 4} At the end of the sentencing proceeding, the trial court gave Tharp additional -3-
paperwork to provide to the probation department. Upon receiving the paperwork, Tharp
expressed confusion about being on probation, and asked the trial court: “[Y]ou mean, I
report to probation? * * *It says a years [sic] probation. Does that mean, I’m like
regular[ly] coming in here—[?]” Id. at 16-17. In response, the trial court advised Tharp
that the 40 hours of community service had to be completed through the probation
department and that he would be released from probation once he completed his
community service. After discussing the matter, Tharp indicated his understanding of
the trial court’s advisements.
{¶ 5} Tharp now appeals from his conviction, raising a single assignment of error
for review.
Assignment of Error
{¶ 6} Tharp contends that he did not knowingly, intelligently, and voluntarily enter
his no contest plea to littering because he did not understand the possible sentence that
could be imposed. Specifically, Tharp claims that prior to entering his no contest plea,
he did not know: (1) his driver’s license could be subject to a warrant block if he failed to
timely pay the court-ordered fines and costs; and (2) the trial court could impose
probation. Tharp’s claims lack merit.
{¶ 7} “Ohio’s Crim.R. 11 outlines the procedures that trial courts are to follow when
accepting pleas.” State v. Dangler, Ohio Slip Opinion No. 2020-Ohio-2765, __ N.E.3d
__, ¶ 11. Those procedures vary based on whether the offense involved is a
misdemeanor that is a petty offense, a misdemeanor that is a serious offense, or a felony.
State v. Howard, 2d Dist. Montgomery No. 27941, 2018-Ohio-5160, ¶ 17, citing State v. -4-
Jones, 116 Ohio St.3d 211, 2007-Ohio-6093, 877 N.E.2d 677, ¶ 11. (Other citation
omitted.) A “serious offense” is “any felony, and any misdemeanor for which the penalty
prescribed by law includes confinement for more than six months.” Crim.R. 2(C). A
“petty offense” is “a misdemeanor other than a serious offense.” Crim.R. 2(D).
{¶ 8} As noted above, Tharp pled no contest to littering, a misdemeanor of the third
degree. Pursuant to R.C. 2929.24(A)(3), a third-degree misdemeanor is punishable by
not more than 60 days in jail. Therefore, Tharp’s littering offense was a “petty offense.”
{¶ 9} For a “petty offense” misdemeanor, Crim.R. 11(E) only requires the trial court
to inform the defendant of the effect of the plea that is entered. Jones at ¶ 14 and ¶ 20;
Crim.R. 11(E). “[T]o satisfy the requirement of informing a defendant of the effect of a
plea, a trial court must inform the defendant of the appropriate language under Crim.R.
11(B).” Jones at ¶ 25. Crim.R. 11(B)(2) governs the effect of a no contest plea and
provides that a “plea of no contest is not an admission of defendant’s guilt, but is an
admission of the truth of the facts alleged in the indictment, information, or complaint, and
the plea or admission shall not be used against the defendant in any subsequent civil or
criminal proceeding.” Although Crim.R. 11(E) does not require the trial court to engage
in a lengthy inquiry when a plea is accepted to a misdemeanor charge involving a petty
offense, before accepting the plea, the trial court must inform the defendant of the
appropriate language in Crim.R. 11(B) either orally or in writing. Jones at ¶ 51.
{¶ 10} The record of the plea hearing establishes that the trial court informed Tharp
of the appropriate language in Crim.R. 11(B)(2) before Tharp entered his no contest plea.
Specifically, the trial court stated the following:
Court: And do you understand that a no contest plea is not an -5-
admission of guilt, but you’re not contesting the facts in the
complaint and that plea cannot be used against you in a later
civil or criminal action that could arise out of this. You are
still giving up your right to trial and trial by jury. You will also
not be able to cross-examine witnesses or present defenses
by pleading, and you’ve had the opportunity to review and sign
the plea and waiver form, is that correct?
Defendant: Yes, your honor.
Trans. (Nov. 12, 2019), p. 3.
{¶ 11} The plea and waiver form signed by Tharp also included the effect-of-plea
language from Crim.R. 11(B)(2), as it stated the following:
A plea of No Contest is not an admission of my guilt, but is an admission of
the truth of the facts alleged against me in the complaint and permits the
court to make a finding of guilty or not guilty. This plea/admission cannot
be used against me in any future civil or criminal proceedings.
Plea and Waiver of Rights (Nov. 14, 2019.)
{¶ 12} Although Tharp does not dispute that the trial court made the proper
advisement under Crim.R. 11(B)(2), he argues that to understand the effect of his plea,
the trial court was required to ensure that he understood the possible sentence that could
be imposed. Tharp claims that he did not understand his possible sentence because,
prior to pleading no contest, he did not know: (1) his driver’s license could be subject to
a warrant block if he failed to timely pay court-ordered fines and costs; and (2) the trial
court could impose probation. Tharp’s argument lacks merit. -6-
{¶ 13} “There is no requirement in Crim. R. 11(B) that the trial court advise a
defendant entering a no contest plea to a petty offense of * * * the potential penalties.”
State v. Songer, 5th Dist. Richland No. 01CA82, 2002 WL 1274181, *3 (May 30, 2002).
The Supreme Court of Ohio has explained that a statement about the effect of a plea is
separate from a statement relating to the possible penalty. Jones, 116 Ohio St.3d 211,
2007-Ohio-6093, 877 N.E.2d 677 at ¶ 22. Accordingly, the “potential penalties are not
part of the ‘effect’ of a no contest plea.” Songer at *3. Accord Cleveland v. Jones-
McFarlane, 8th Dist. Cuyahoga No. 108581, 2020-Ohio-3662, ¶ 22 (“Crim.R. 11(E) does
not require that a defendant be informed of the possible sentences of a plea”); State v.
Higby, 9th Dist. Wayne No. 10CA0054, 2011-Ohio-4996, ¶ 6 (“[u]nder Criminal Rule
11(E), the municipal court was not required to tell Mr. Higby about the potential penalties
he faced or that his sentences could run consecutively before accepting his no-contest
plea”); State v. Griffith, 10th Dist. Franklin No. 10AP-94, 2010-Ohio-5556, ¶ 7-13 (failure
to inform defendant of potential penalties of a petty misdemeanor did not violate Crim.R.
11(E)).
{¶ 14} Because the trial court was only required to inform Tharp of the effect of his
no contest plea, and because the record establishes that the trial court informed Tharp of
the appropriate language under Crim.R. 11(B)(2) when doing so, we find that Tharp’s no
contest plea was knowingly, intelligently, and voluntarily entered.
{¶ 15} Tharp’s sole assignment of error is overruled.
Conclusion
{¶ 16} Having overruled Tharp’s assignment of error, the judgment of the trial court -7-
is affirmed.
FROELICH, J. and HALL, J., concur.
Copies sent to:
Matthew Kortjohn Sean Brinkman Hon. Deirdre E. Logan