State v. Terwilliger

Supreme Court of Connecticut·Decided December 2, 2014·No. SC19013 Concurrence·Published

Opinion

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STATE v. TERWILLIGER—CONCURRENCE

ROBINSON, J., with whom ZARELLA and ESPINOSA, Js., join, concurring. I concur in the court’s judgment affirming the conviction of the defendant, David B. Terwilliger , of one count of intentional manslaughter in the first degree with a firearm in violation of General Statutes §§ 53a-55a (a) and 53a-55 (a) (1).1 Specifically, I agree with the result reached in part I of the majority opinion, which rejects the defendant’s claim that this conviction, which was rendered after a jury trial in 2011, that followed his successful appeal from a 2005 conviction via a general verdict finding him guilty of manslaughter in the first degree with a firearm as a lesser included offense of murder, violates his double jeopardy protections under the fifth amendment to the United States constitution.2 I write separately, however, because I respectfully disagree with the majority’s analysis insofar as it does not squarely address an important threshold issue, namely, whether the defendant’s 2005 conviction of first degree manslaughter with a firearm, which is an offense that may be committed under numerous statutory alternatives, constitutes an ‘‘implied’’ or ‘‘implicit’’ acquittal triggering double jeopardy protections under Green v. United States, 355 U.S. 184, 78 S. Ct. 221, 2 L. Ed. 2d 199 (1957), when it was obtained by a general verdict that did not specify the applicable statutory alternative. Relying on United States v. Garcia, 938 F.2d 12 (2d Cir. 1991), cert. denied, 502 U.S. 1030, 112 S. Ct. 868, 116 L. Ed. 2d 774 (1992), and State v. Torrez, 305 P.3d 944 (N.M. 2013), I conclude that a general verdict convicting a defendant of a single offense, which may be committed in alternative ways, is not an implied acquittal that triggers double jeopardy protections as to any of the charged statutory alternatives . Thus, the defendant’s jeopardy for the offense of first degree manslaughter continued following his successful appeal from his 2005 conviction of that offense, rendering his 2011 retrial for that same offense not a violation of his double jeopardy rights with respect to any of the charged statutory alternatives under §§ 53a-55a (a) and 53a-55 (a).

My analysis begins with well settled background principles . ‘‘We have recognized that the [d]ouble [j]eopardy [c]lause consists of several protections: It protects against a second prosecution for the same offense after acquittal. It protects against a second prosecution for the same offense after conviction. And it protects against multiple punishments for the same offense. . . . These protections stem from the underlying premise that a defendant should not be twice tried or punished for the same offense. . . . The [c]lause operates as a bar against repeated attempts to convict, with consequent subjection of the defendant to embarrassment, expense, anxiety, and insecurity, and the possibility that he may be found guilty even though innocent.’’3 (Internal quotation marks omitted.) State v. Hedge, 297 Conn. 621, 665–66, 1 A.3d 1051 (2010).

‘‘[It has become] a venerable principl[e] of double jeopardy jurisprudence that [t]he successful appeal of a judgment of conviction, on any ground other than the insufficiency of the evidence to support the verdict . . . poses no bar to further prosecution on the same charge.’’4 (Citation omitted; internal quotation marks omitted.) Montana v. Hall, 481 U.S. 400, 402, 107 S. Ct. 1825, 95 L. Ed. 2d 354 (1987) (per curiam); see also, e.g., Green v. United States, supra, 355 U.S. 189; United States v. Ball, 163 U.S. 662, 671–72, 16 S. Ct. 1192, 41 L. Ed. 300 (1896). ‘‘Two overlapping theories advanced in support of this rule are, first, that the defendant, by successfully appealing his conviction, waives any double jeopardy objection to a retrial . . . and, second, that jeopardy continues through the appeal and into the subsequent retrial.’’ (Citation omitted.) State v. Boyd, 221 Conn. 685, 691, 607 A.2d 376, cert. denied, 506 U.S. 923, 113 S. Ct. 344, 121 L. Ed. 2d 259 (1992). I agree with the United States Court of Appeals for the Second Circuit that ‘‘the most persuasive theory is that the first jeopardy does not end with conviction, but rather continues through the appeal, and if successful, the remand and retrial are part of the original jeopardy. . . . In other words the second trial, obtained at the defendant’s own request, is a facet of the original jeopardy and is not a second prosecution for the same offense.’’ (Citations omitted.) Boyd v. Meachum, 77 F.3d 60, 63 (2d Cir.), cert. denied sub nom. Boyd v. Armstrong , 519 U.S. 838, 117 S. Ct. 114, 136 L. Ed. 2d 66 (1996).

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