State v. Tallard

816 A.2d 977, 149 N.H. 183, 2003 N.H. LEXIS 23
CourtSupreme Court of New Hampshire
DecidedFebruary 28, 2003
DocketNo. 2001-700
StatusPublished
Cited by10 cases

This text of 816 A.2d 977 (State v. Tallard) is published on Counsel Stack Legal Research, covering Supreme Court of New Hampshire primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Tallard, 816 A.2d 977, 149 N.H. 183, 2003 N.H. LEXIS 23 (N.H. 2003).

Opinion

Nadeau, J.

The defendant, Henri Paul Tallard, Jr., appeals the Superior Court’s (Smith, J.) denial of his motion to vacate, modify or amend his sentence on the ground that it is unconstitutional under the rule announced in Apprendi v. New Jersey, 530 U.S. 466 (2000). We affirm.

The following facts are supported by the record. After a jury trial in July 1996, the defendant was convicted of, among other things, assault by a prisoner. See RSA 642:9 (1996) (amended 2000). He was sentenced to an extended term of ten to thirty years on the assault charge pursuant to RSA 651:6, 1(h) (1996) (amended 1998), which authorizes an extended sentence if the court finds that the defendant knowingly committed the assault “where he knows the victim was, at the time of the commission of the [assault], a law enforcement officer acting in the line of duty.” The defendant appealed the sentence, contending that a county correctional officer is not a law enforcement officer under RSA 651:6, 1(h). We affirmed. See State v. Tallard, 143 N.H. 228 (1998).

In June 2001, the defendant filed in superior court a motion to vacate, modify or amend his sentence. He relied upon Apprendi, which held that “[o]ther than the fact of a prior conviction, any fact that increases the penalty for a crime beyond the prescribed statutory maximum must be submitted to a jury, and proved beyond a reasonable doubt.” Apprendi, 530 U.S. at 490. The defendant argued that his sentence violated the Apprendi rule because the State failed to allege in the indictment and prove to the jury the factual predicate for his enhanced sentence; namely, that the defendant knew the assault victim was a law enforcement officer acting in the line of duty. The defendant’s substantive argument has been approved by this court in State v. Ouellette, 145 N.H. 489, 491 (2000), in which we indicated that under Apprendi, “the sentencing enhancement factor — that the defendant knew that the victim was a law enforcement officer acting in the line of duty — is an element of the charged offense[]” that must be charged in the indictment and proved to the jury beyond a reasonable doubt.

The trial court denied the defendant’s motion. The court noted that the defendant’s case became final more than a year before the Supreme Court [185]*185issued the Apprendi decision. It then found that the Supreme Court’s decision in Teague v. Lane, 489 U.S. 288, 300 (1989), in which a plurality of the Court sought to “clarify how the question of retroactivity [of new constitutional rules of criminal procedure] should be resolved for cases on collateral review,” prevented it from applying Apprendi retroactively to the defendant’s case.

On appeal, the defendant contends that this court should not apply Teague, or at least should not apply it as strictly as the federal courts, because it sets forth a rule of federal habeas corpus law that is “driven by policy considerations that do not apply with equal force in this state, or under the circumstances of this appeal.” We acknowledge that there is some confusion in the case law over the applicability of Teague in state courts. It has been said that “[s]tate courts hearing claims for collateral review ... are free to set their own retroactivity rules independent of Teague.” State v. Mohler, 694 N.E.2d 1129, 1132 (Ind. 1998). We believe, however, that the issue is more complicated.

On the one hand, state courts clearly can determine the retroactivity of their own decisions on state law issues. See, e.g., Meadows v. State, 849 S.W.2d 748, 754 (Tenn. 1993). On the other hand, the retroactivity of federal law pronouncements appears to be subject to federal retroactivity rules. See id.

The determination whether a constitutional decision of [the United States Supreme] Court is retroactive — that is, whether the decision applies to conduct or events that occurred before the date of the decision — is a matter of federal law. When questions of state law are at issue, state courts generally have the authority to determine the retroactivity of their own decisions. The retroactive applicability of a constitutional decision of [the Supreme] Court, however, is every bit as much of a federal question as what particular federal constitutional provisions themselves mean, what they guarantee, and whether they have been denied. In order to ensure the uniform application of decisions construing constitutional requirements and to prevent States from denying or curtailing federally protected rights, [the Court has] consistently required that state courts adhere to [its] retroactivity decisions.

American Trucking Assns., Inc. v. Smith, 496 U.S. 167, 177-78 (1990) (plurality opinion) (quotation and citations omitted); see also Michigan v. Payne, 412 U.S. 47, 57 (1973) (reversing state supreme court’s retroactive application of United States Supreme Court decision). Thus, because Apprendi was based upon the Federal Constitution, see Apprendi, 530 [186]*186U.S. at 476, we may well be required to apply Teague to determine whether Apprendi applies retroactively on state collateral review. See State v. Sepulveda, 32 P.3d 1085, 1086-87 (Ariz. Ct. App. 2001).

Even if not required to do so, however, we are inclined to follow Teague here. We note that a number of state courts have adopted the Teague analysis even as to the retroactivity of their own decisions. See, e.g., People v. Flowers, 561 N.E.2d 674, 682 (Ill. 1990). But see, e.g., Meadows, 849 S.W.2d at 755 (declining to apply Teague to new state constitutional rule). One stated reason for doing so is the similarity of the purposes behind the state collateral proceeding and federal habeas review. See, e.g., Daniels v. State, 561 N.E.2d 487, 489 (Ind. 1990). In addition, as noted in Flowers, 561 N.E.2d at 682, Teague dealt with finality issues that are of similar concern in both federal and state criminal contexts. Finally, the court in State v. Slemmer, 823 P.2d 41, 49 (Ariz. 1991), noted pragmatic reasons for adopting Teague:

The law regarding retroactivity is complex enough without requiring counsel and trial judges to apply different retroactivity rules, depending on whether the substantive decision is grounded on state or federal constitutional principles — especially when many decisions are grounded on both. Given the supremacy of the United States Supreme Court on federal issues and its current explication of the law, we think public policy presently requires that we adopt and apply the federal retroactivity analysis to decisions of state constitutional law.

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Bluebook (online)
816 A.2d 977, 149 N.H. 183, 2003 N.H. LEXIS 23, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-tallard-nh-2003.