State v. Swartsell, Unpublished Decision (8-25-2003)

CourtOhio Court of Appeals
DecidedAugust 25, 2003
DocketCase No. CA2002-06-151.
StatusUnpublished

This text of State v. Swartsell, Unpublished Decision (8-25-2003) (State v. Swartsell, Unpublished Decision (8-25-2003)) is published on Counsel Stack Legal Research, covering Ohio Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Swartsell, Unpublished Decision (8-25-2003), (Ohio Ct. App. 2003).

Opinion

OPINION
{¶ 1} Defendant-appellant, Mark Swartsell, appeals his convictions in the Butler County Court of Common Pleas for two counts of rape and two counts of assault. We affirm the decision of the trial court.

{¶ 2} David B., age 19, and Michael H., age 27, are mentally impaired individuals with IQs below 70. They reside in a residential treatment home in the city of Hamilton.

{¶ 3} Appellant was employed by Innovative Support Services ("ISS") in 2000. The Butler County Board of Mental Retardation and Developmental Disabilities ("MRDD") contracts with ISS to provide residential support services to MRDD clients. Appellant was the "home manager" of David B. and Michael H.'s residential treatment facility. As home manager, appellant was the direct supervisor of the two other ISS employees assisting David B. and Michael H. with their basic life skills, Larry Strong and David Glaub.

{¶ 4} On October 29, 2000, David B. told Strong that "Mark stuck it (his penis) in his butt." Michael H. told Strong that "Mark stuck it (his penis) in his mouth and it tasted bad." Strong told Michael H. to tell his teacher.

{¶ 5} On October 30, 2000, Michael H. approached Virginia Lester, a teacher at his school. Lester testified that as Michael H. advanced toward her, he appeared to be very upset and disturbed. He stated that he "need[ed] to talk to [her] now." Michael H. then told her, "Mark put his dick in my mouth." Lester then took Michael H. to the school nurse. The school nurse reported the matter to Children Services and MRDD.

{¶ 6} Hamilton Police Detective David Collins interviewed the victims. When appellant was questioned, he denied the allegations. On December 28, 2000, appellant was indicted by the Butler County grand jury on three counts of rape, two counts of assault, and two counts of domestic violence. The state dismissed the two counts of domestic violence.

{¶ 7} A jury trial was held on the remaining counts on March 25 through 27, 2002. After deliberations, the jury returned verdicts finding appellant guilty of two counts of rape and two counts of assault. Appellant was found to be a sexual predator and sentenced to two terms of 10 years in prison, to run concurrently, as well as to two concurrent six-month terms in the Butler County jail. Appellant appeals the convictions raising five assignments of error.

Assignment of Error No. 1:

{¶ 8} "THE TRIAL COURT ERRED TO THE PREJUDICE OF DEFENDANT-APPELLANT WHEN IT DETERMINED THAT BOTH VICTIMS WERE COMPETENT TO TESTIFY."

{¶ 9} Appellant argues the court erred when it allowed David B. and Michael H. to testify because they are not competent to testify. Appellant maintains they do not have the ability to comprehend and communicate facts truthfully.

{¶ 10} The victims in this case, David B. and Michael H., are mentally impaired adults with IQs below 70. In order to testify, witnesses must be competent. Evid.R. 601 provides in part: "Every person is competent to be a witness except: (A) Those of unsound mind, and children under ten years of age, who appear incapable of receiving just impressions of the facts and transactions respecting which they are examined, or of relating them truly."

{¶ 11} Evid.R. 601(A) "favors competency, conferring it even on those who do not benefit from the presumption * * *." State v. Clark,71 Ohio St.3d 466, 469, 1994-Ohio-43, quoting Turner v. Turner,67 Ohio St.3d 337, 343, 1993-Ohio-176. As a result, "absent some articulable concern otherwise, an individual who is at least ten years of age is per se competent to testify." Id. However, the presumption of competency "recedes in those cases where a witness is of unsound mind." Id. Those persons classified as mentally impaired are presumed incompetent as witnesses and must have their competency to testify determined by the court. See State v. Miller (1988), 44 Ohio App.3d 42;State v. Kinney (1987), 35 Ohio App.3d 84. In such cases, "the burden falls on the proponent of the witness to establish that the witness exhibits certain indicia of competency." Clark, 71 Ohio St.3d at 469.

{¶ 12} The test for competency of a witness presumed incompetent is set forth in the syllabus of State v. Frazier (1991), 61 Ohio St.3d 247, certiorari denied (1992), 503 U.S. 941, 112 S.Ct. 1488. In determining competency to testify, "the trial court must take into consideration (1) the [presumed incompetent person's] ability to receive accurate impressions of fact or to observe acts about which he or she will testify, (2) the [presumed incompetent person's] ability to recollect those impressions or observations, (3) the [presumed incompetent person's] ability to communicate what was observed, (4) the [presumed incompetent person's] understanding of truth and falsity and (5) the [presumed incompetent person's] appreciation of his or her responsibility to be truthful." Id.

{¶ 13} A court conducting a voir dire to determine competency is not chained to a ritualistic formula to ask specific questions. However, it must satisfy itself of the elements enumerated in Frazier. After conducting a voir dire examination of a witness, the trial court may rule on the competency of the witness keeping in mind whether the witness's mental impairment substantially negates the trustworthiness of his or her testimony. See Huprich v. Paul W. Varga Sons, Inc. (1965),3 Ohio St.2d 87, 91, overruled in part on other grounds; State v. Clark,71 Ohio St.3d 466, 471, 1994-Ohio-43. As long as a witness understands the oath, or has the mental capacity sufficient to receive just impressions of the facts and transactions relating to what he or she is being questioned upon, then he or she is competent to testify at trial.State v. Bradley (1989), 42 Ohio St.3d 136, 140-141. See, also, State v.Wildman (1945), 145 Ohio St. 379, paragraph three of the syllabus.

{¶ 14} A trial court's decision that a presumed incompetent witness is competent to testify must be approached by a reviewing court with great deference because the trial judge has the opportunity to observe the person's appearance, his or her manner of responding to the questions, general demeanor and any indicia of ability to relate the facts accurately and truthfully. See Frazier, 61 Ohio St.3d 247, 251. A determination of competency lies within the discretion of the trial judge and that de termination will not be disturbed on appeal unless there is a showing of abuse of discretion. Wildman, 145 Ohio St. 379 at paragraph two of the syllabus; State v. Braden (1936), 56 Ohio App. 19, 23-24;State v. Adams

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Jackson v. Virginia
443 U.S. 307 (Supreme Court, 1979)
Strickland v. Washington
466 U.S. 668 (Supreme Court, 1984)
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1994 Ohio 43 (Ohio Supreme Court, 1994)
State v. Braden
9 N.E.2d 999 (Ohio Court of Appeals, 1936)
State v. Kinney
519 N.E.2d 1386 (Ohio Court of Appeals, 1987)
State v. Blevins
521 N.E.2d 1105 (Ohio Court of Appeals, 1987)
State v. Martin
485 N.E.2d 717 (Ohio Court of Appeals, 1983)
State v. Miller
541 N.E.2d 105 (Ohio Court of Appeals, 1988)
State v. Wildman
61 N.E.2d 790 (Ohio Supreme Court, 1945)
Huprich v. Paul W. Varga & Sons, Inc.
209 N.E.2d 390 (Ohio Supreme Court, 1965)
State v. Dehass
227 N.E.2d 212 (Ohio Supreme Court, 1967)
State v. Adams
404 N.E.2d 144 (Ohio Supreme Court, 1980)
State v. Moritz
407 N.E.2d 1268 (Ohio Supreme Court, 1980)
Seasons Coal Co. v. City of Cleveland
461 N.E.2d 1273 (Ohio Supreme Court, 1984)
Cohen v. Lamko, Inc.
462 N.E.2d 407 (Ohio Supreme Court, 1984)
State v. Bradley
538 N.E.2d 373 (Ohio Supreme Court, 1989)
State v. Frazier
574 N.E.2d 483 (Ohio Supreme Court, 1991)
State v. Jenks
574 N.E.2d 492 (Ohio Supreme Court, 1991)
Turner v. Turner
617 N.E.2d 1123 (Ohio Supreme Court, 1993)

Cite This Page — Counsel Stack

Bluebook (online)
State v. Swartsell, Unpublished Decision (8-25-2003), Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-swartsell-unpublished-decision-8-25-2003-ohioctapp-2003.