State v. Sullivan
This text of 351 Conn. 798 (State v. Sullivan) is published on Counsel Stack Legal Research, covering Supreme Court of Connecticut primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Opinion
************************************************ The “officially released” date that appears near the beginning of an opinion is the date the opinion will be published in the Connecticut Law Journal or the date it is released as a slip opinion. The operative date for the beginning of all time periods for the filing of postopin- ion motions and petitions for certification is the “offi- cially released” date appearing in the opinion. All opinions are subject to modification and technical correction prior to official publication in the Connecti- cut Law Journal and subsequently in the Connecticut Reports or Connecticut Appellate Reports. In the event of discrepancies between the advance release version of an opinion and the version appearing in the Connecti- cut Law Journal and subsequently in the Connecticut Reports or Connecticut Appellate Reports, the latest version is to be considered authoritative. The syllabus and procedural history accompanying an opinion that appear in the Connecticut Law Jour- nal and subsequently in the Connecticut Reports or Connecticut Appellate Reports are copyrighted by the Secretary of the State, State of Connecticut, and may not be reproduced or distributed without the express written permission of the Commission on Official Legal Publications, Judicial Branch, State of Connecticut. ************************************************ Page 0 CONNECTICUT LAW JOURNAL 0, 0
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STATE OF CONNECTICUT v. CASEY LIEM SULLIVAN (SC 20965) Mullins, C. J., and McDonald, D’Auria, Ecker, Alexander and Dannehy, Js.
Syllabus
The defendant appealed, on the granting of certification, from the judgment of the Appellate Court, which had affirmed his conviction of unlawful restraint in the second degree, sexual assault in the fourth degree, attempt to commit sexual assault in the third degree, and sexual assault in the third degree. During rebuttal closing argument, the prosecutor listed four defenses that, according to her, defendants ‘‘usually’’ raise in criminal cases, and she noted two additional defenses that she claimed defendants ‘‘generally’’ raise in sexual assault cases, which she referred to as the ‘‘nuts and sluts’’ defenses. The prosecutor then asked the jury, ‘‘do you think [the victim] is nuts? Because she’d have to be nuts to make all of this up.’’ The defendant claimed that the Appellate Court had incorrectly determined that the prosecutor’s remarks during rebuttal were not improper and that he was entitled to a new trial. Held:
Although the Appellate Court incorrectly concluded that the prosecutor’s statements during rebuttal closing argument were not improper, the impro- prieties nevertheless did not deprive the defendant of a fair trial, and, accord- ingly, this court affirmed the Appellate Court’s judgment.
The prosecutor’s use of the phrase ‘‘nuts and sluts’’ improperly appealed to the jurors’ emotions and diverted their attention from their duty to decide the case solely on the evidence, as it was a highly inflammatory and crass phrase that the jurors would likely find offensive, it suggested that the jury’s legal duty required passing moral judgment on the victim, and it strayed from the evidence presented at trial, which concerned whether the victim had a motive to lie and not whether the victim was insane or promiscuous.
The prosecutor did not shift the burden of proof to the defense by listing the defenses that can be asserted in criminal cases, including those involving allegations of sexual assault.
However, by suggesting that the theory of defense was that the victim was ‘‘nuts,’’ the prosecutor distorted the state’s burden of proof, as she essentially argued that, unless the jury finds that the victim was ‘‘nuts,’’ it must find the defendant guilty, and as the prosecutor mispresented the defendant’s actual theory of defense, which was that the victim had a motive to lie, and substituted her own theory, which was that the victim would have to be ‘‘nuts’’ to fabricate her allegations. 0, 0 CONNECTICUT LAW JOURNAL Page 1
0 Conn. 1 ,0 3 State v. Sullivan The prosecutor’s listing of four defenses that, according to the prosecutor, defendants ‘‘usually’’ raise in criminal cases was improper because the list was drawn from the prosecutor’s own experience and was unrelated to the evidence.
This court recognized that the prosecutor’s use of the inflammatory phrase ‘‘nuts and sluts’’ was inappropriate and that her conduct sometimes fell short of the high ethical and professional standards to which prosecutors are to be held, but, upon applying the factors set forth in State v. Williams (204 Conn. 523), this court concluded that the identified improprieties did not deprive the defendant of his right to a fair trial.
Specifically, the prosecutor’s statements were not severe when viewed in light of the entire trial, as defense counsel failed to object, to request curative instructions, or to move for a mistrial in response to those statements, the improprieties were isolated or infrequent, and the state’s case was relatively strong. (One justice dissenting)
Argued December 9, 2024—officially released May 20, 2025
Procedural History
Substitute information charging the defendant with the crimes of unlawful restraint in the second degree, sexual assault in the fourth degree, attempt to commit sexual assault in the third degree, and sexual assault in the third degree, brought to the Superior Court in the judicial district of Windham, geographical area number eleven, and tried to the jury before Chaplin, J.; verdict and judgment of guilty, from which the defendant appealed to the Appellate Court, Cradle, Clark and Palmer, Js., which affirmed the trial court’s judgment, and the defendant, on the granting of certification, appealed to this court. Affirmed.
Trent A. LaLima, with whom was Virginia M. Gil- lette, for the appellant (defendant).
Jonathan M. Sousa, assistant state’s attorney, with whom, on the brief, was Anne Mahoney, state’s attor- ney, for the appellee (state). Page 2 CONNECTICUT LAW JOURNAL 0, 0
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Opinion
McDONALD, J. The defendant, Casey Liem Sullivan, appeals from the judgment of the Appellate Court, which affirmed the trial court’s judgment of conviction, rendered after a jury trial, of unlawful restraint in the second degree, sexual assault in the fourth degree, attempt to commit sexual assault in the third degree, and sexual assault in the third degree. See State v. Sullivan, 220 Conn. App. 403, 406, 429, 298 A.3d 1238 (2023). In this certified appeal, the defendant claims that the prosecutor in this case, State’s Attorney Anne Mahoney, engaged in certain improprieties during her closing argument that deprived him of his due process right to a fair trial. We conclude that, although the prosecutor’s statements were improper, they did not deprive the defendant of his constitutional right to a fair trial. Accordingly, we affirm the judgment of the Appellate Court. The Appellate Court’s decision sets forth the proce- dural history and many of the relevant facts, which we summarize and supplement with additional facts that the jury could have reasonably found. See id., 406–12. On March 29, 2017, K1 texted the defendant to let him know that her daughter, C, would be spending the night with her. By this time, K had been living in the basement apartment of the defendant’s raised ranch house for approximately three months. When C arrived at the defendant’s house that evening after work, K was away at band practice at the house of her bandmate, M. C stayed in K’s apartment, where no one else was present. Sometime before 10 p.m., the defendant went down- stairs and knocked on the basement door.
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************************************************ The “officially released” date that appears near the beginning of an opinion is the date the opinion will be published in the Connecticut Law Journal or the date it is released as a slip opinion. The operative date for the beginning of all time periods for the filing of postopin- ion motions and petitions for certification is the “offi- cially released” date appearing in the opinion. All opinions are subject to modification and technical correction prior to official publication in the Connecti- cut Law Journal and subsequently in the Connecticut Reports or Connecticut Appellate Reports. In the event of discrepancies between the advance release version of an opinion and the version appearing in the Connecti- cut Law Journal and subsequently in the Connecticut Reports or Connecticut Appellate Reports, the latest version is to be considered authoritative. The syllabus and procedural history accompanying an opinion that appear in the Connecticut Law Jour- nal and subsequently in the Connecticut Reports or Connecticut Appellate Reports are copyrighted by the Secretary of the State, State of Connecticut, and may not be reproduced or distributed without the express written permission of the Commission on Official Legal Publications, Judicial Branch, State of Connecticut. ************************************************ Page 0 CONNECTICUT LAW JOURNAL 0, 0
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STATE OF CONNECTICUT v. CASEY LIEM SULLIVAN (SC 20965) Mullins, C. J., and McDonald, D’Auria, Ecker, Alexander and Dannehy, Js.
Syllabus
The defendant appealed, on the granting of certification, from the judgment of the Appellate Court, which had affirmed his conviction of unlawful restraint in the second degree, sexual assault in the fourth degree, attempt to commit sexual assault in the third degree, and sexual assault in the third degree. During rebuttal closing argument, the prosecutor listed four defenses that, according to her, defendants ‘‘usually’’ raise in criminal cases, and she noted two additional defenses that she claimed defendants ‘‘generally’’ raise in sexual assault cases, which she referred to as the ‘‘nuts and sluts’’ defenses. The prosecutor then asked the jury, ‘‘do you think [the victim] is nuts? Because she’d have to be nuts to make all of this up.’’ The defendant claimed that the Appellate Court had incorrectly determined that the prosecutor’s remarks during rebuttal were not improper and that he was entitled to a new trial. Held:
Although the Appellate Court incorrectly concluded that the prosecutor’s statements during rebuttal closing argument were not improper, the impro- prieties nevertheless did not deprive the defendant of a fair trial, and, accord- ingly, this court affirmed the Appellate Court’s judgment.
The prosecutor’s use of the phrase ‘‘nuts and sluts’’ improperly appealed to the jurors’ emotions and diverted their attention from their duty to decide the case solely on the evidence, as it was a highly inflammatory and crass phrase that the jurors would likely find offensive, it suggested that the jury’s legal duty required passing moral judgment on the victim, and it strayed from the evidence presented at trial, which concerned whether the victim had a motive to lie and not whether the victim was insane or promiscuous.
The prosecutor did not shift the burden of proof to the defense by listing the defenses that can be asserted in criminal cases, including those involving allegations of sexual assault.
However, by suggesting that the theory of defense was that the victim was ‘‘nuts,’’ the prosecutor distorted the state’s burden of proof, as she essentially argued that, unless the jury finds that the victim was ‘‘nuts,’’ it must find the defendant guilty, and as the prosecutor mispresented the defendant’s actual theory of defense, which was that the victim had a motive to lie, and substituted her own theory, which was that the victim would have to be ‘‘nuts’’ to fabricate her allegations. 0, 0 CONNECTICUT LAW JOURNAL Page 1
0 Conn. 1 ,0 3 State v. Sullivan The prosecutor’s listing of four defenses that, according to the prosecutor, defendants ‘‘usually’’ raise in criminal cases was improper because the list was drawn from the prosecutor’s own experience and was unrelated to the evidence.
This court recognized that the prosecutor’s use of the inflammatory phrase ‘‘nuts and sluts’’ was inappropriate and that her conduct sometimes fell short of the high ethical and professional standards to which prosecutors are to be held, but, upon applying the factors set forth in State v. Williams (204 Conn. 523), this court concluded that the identified improprieties did not deprive the defendant of his right to a fair trial.
Specifically, the prosecutor’s statements were not severe when viewed in light of the entire trial, as defense counsel failed to object, to request curative instructions, or to move for a mistrial in response to those statements, the improprieties were isolated or infrequent, and the state’s case was relatively strong. (One justice dissenting)
Argued December 9, 2024—officially released May 20, 2025
Procedural History
Substitute information charging the defendant with the crimes of unlawful restraint in the second degree, sexual assault in the fourth degree, attempt to commit sexual assault in the third degree, and sexual assault in the third degree, brought to the Superior Court in the judicial district of Windham, geographical area number eleven, and tried to the jury before Chaplin, J.; verdict and judgment of guilty, from which the defendant appealed to the Appellate Court, Cradle, Clark and Palmer, Js., which affirmed the trial court’s judgment, and the defendant, on the granting of certification, appealed to this court. Affirmed.
Trent A. LaLima, with whom was Virginia M. Gil- lette, for the appellant (defendant).
Jonathan M. Sousa, assistant state’s attorney, with whom, on the brief, was Anne Mahoney, state’s attor- ney, for the appellee (state). Page 2 CONNECTICUT LAW JOURNAL 0, 0
4 ,0 0 Conn. 1 State v. Sullivan
Opinion
McDONALD, J. The defendant, Casey Liem Sullivan, appeals from the judgment of the Appellate Court, which affirmed the trial court’s judgment of conviction, rendered after a jury trial, of unlawful restraint in the second degree, sexual assault in the fourth degree, attempt to commit sexual assault in the third degree, and sexual assault in the third degree. See State v. Sullivan, 220 Conn. App. 403, 406, 429, 298 A.3d 1238 (2023). In this certified appeal, the defendant claims that the prosecutor in this case, State’s Attorney Anne Mahoney, engaged in certain improprieties during her closing argument that deprived him of his due process right to a fair trial. We conclude that, although the prosecutor’s statements were improper, they did not deprive the defendant of his constitutional right to a fair trial. Accordingly, we affirm the judgment of the Appellate Court. The Appellate Court’s decision sets forth the proce- dural history and many of the relevant facts, which we summarize and supplement with additional facts that the jury could have reasonably found. See id., 406–12. On March 29, 2017, K1 texted the defendant to let him know that her daughter, C, would be spending the night with her. By this time, K had been living in the basement apartment of the defendant’s raised ranch house for approximately three months. When C arrived at the defendant’s house that evening after work, K was away at band practice at the house of her bandmate, M. C stayed in K’s apartment, where no one else was present. Sometime before 10 p.m., the defendant went down- stairs and knocked on the basement door. C opened the door, and the defendant asked her if she needed 1 In accordance with our policy of protecting the privacy interests of the victims of sexual abuse, we decline to identify the victim or others through whom the victim’s identity may be ascertained. See General Statutes § 54-86e. 0, 0 CONNECTICUT LAW JOURNAL Page 3
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anything and invited her upstairs to meet his dogs. She followed the defendant upstairs and through a dog gate that was at the top of the stairs. After C petted the defendant’s dogs, the defendant approached C and gave her a hug. C kept her hands by her side because she did not feel comfortable being touched by someone who was unfamiliar to her. She then moved away from the defendant and told him that the interaction was ‘‘weird . . . .’’ Because she was scared, C hopped over the dog gate that was at the top of the basement stairs and went back downstairs to K’s basement apartment. Approximately one-half hour later, the defendant again went downstairs to the basement apartment, where C was. The defendant was holding his cell phone with C’s Instagram account visible on the screen. He proceeded to show C photographs from her account, and he told her that she was attractive. Because of their previous interaction, the defendant’s comments made C uncomfortable. During their brief conversation, the defendant invited C to come to his garage to view sculp- tures that he had made. To be polite, she said yes and followed the defendant to the doorway of the garage. C remained in the doorway to keep some distance from the defendant but watched the defendant show her the sculptures and other items in the garage. The defendant then invited C upstairs to see more sculptures. She followed him upstairs, through the dog gate at the top of the stairs, and into a hallway leading to the defendant’s bedroom. When the defendant entered the bedroom, C again remained in the doorway because she felt uncomfortable. While in the bedroom, the defen- dant told C that he had a projector in his room and that he wanted to ‘‘Netflix and chill’’ with her. C refused. The defendant walked toward the doorway to leave the room, at which point C moved back toward the hallway wall to give him space to walk by her and to keep her eyes on him. Instead of walking past C, who was Page 4 CONNECTICUT LAW JOURNAL 0, 0
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standing with her back against the wall, the defendant approached C and put his hands on her hips. She shifted away from him and moved toward the basement stairs. She hopped over the dog gate to return downstairs to K’s apartment. But, as C landed on the top step, the defendant, who had followed her, grabbed C under her arms and stopped her. He told C that she was ‘‘so light, [he] could just pick [her] up,’’ and he proceeded to lift her back over the dog gate. The defendant carried C a short distance to a couch in his living room and set her on the couch. The defendant then lay on top of C and started kissing her neck and rubbing her breasts and her genitalia over her clothing. He told C that she was a ‘‘bombshell,’’ that he ‘‘couldn’t pass up the opportunity,’’ and that she was ‘‘being quarantined.’’ Because the defendant weighed significantly more than C, she was unable to move. At some point, the defendant shifted his position on C. This allowed C to free her right hand and to use her cell phone. She immediately texted ‘‘help me’’ to K via a text messaging application, which was previously open on her cell phone. The defendant shifted his posi- tion again, which allowed C to wiggle out from under- neath him. She told the defendant that she was expecting a phone call and moved toward the dog gate. The defendant got up from the couch and followed C. As the defendant approached her, C turned toward him because she was afraid to have her back to him. The defendant used one of his legs to pin one of C’s legs against the dog gate. The defendant then exposed his penis, grabbed C’s free hand, and moved her hand toward his penis. C ripped her hand away and pushed the defendant. This enabled C to swing one leg over the dog gate as she attempted to get away. As this was happening, the defendant pulled down C’s V-neck shirt and her bra, exposing her breasts. He then licked one of her exposed breasts and her neck. Once C lifted 0, 0 CONNECTICUT LAW JOURNAL Page 5
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her second leg over the dog gate, she ran downstairs, entered K’s apartment, and locked the door. As C ran downstairs, she heard the defendant yell ‘‘fuck’’ in an aggravated tone. While attempting to flee from the defendant, C missed a phone call from K. After securing herself in K’s apart- ment, C frantically called K. C told K what the defendant had done to her and begged K to get her out of the house. After hearing C’s description of what had transpired, K sent angry text messages to the defendant. The texts stated, among other things: ‘‘Jail [a]sshole’’; ‘‘[s]he’s a kid you fuck’’;2 and ‘‘[h]ere they come.’’ K arrived shortly thereafter. When K pulled up to the defendant’s house, C exited the house and got into K’s car. K then drove C toward M’s house, stopping along the way to call the police to report what had happened. During the drive, and at M’s house, C was crying and shaking as she explained the details of the incident to K. At some point after K picked up C and called the police, K sent an additional text message to the defen- dant. K threatened to sue the defendant for allegedly locking her and her two year old son out of the house after she had failed to pay rent earlier that winter. K claimed that, because the defendant had locked her out, Connecticut law required that he pay her three months of rent. Prior to this incident, K had also been late in paying the security deposit that the defendant required as part of their oral rental agreement. State troopers arrived at M’s house less than one- half hour after C and K entered the house. The troopers spoke with C and K separately and took their written statements. C gave her statement to Trooper Kyle Cor- mier. C told Cormier the details of what had happened 2 C was twenty years old at the time of the incident. Page 6 CONNECTICUT LAW JOURNAL 0, 0
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at the defendant’s house. In response to C’s statement that the defendant had kissed and licked her neck, Cor- mier photographed the area on C’s neck that C identified and swabbed it for forensic evidence. Cormier also col- lected a ‘‘confirmatory sample’’ of C’s saliva by swab- bing the inside of her mouth. He did not take DNA swabs of the breast that the defendant had allegedly licked to avoid further victimizing C. He also did not collect any of C’s clothing for testing. C declined to go to the hospital for medical treatment because she did not believe she was injured. After collecting evidence from C, Cormier drove to the defendant’s house. As part of his investigation, Cor- mier took photographs of the inside of the house and compared his observations of the house with what C had described to him. Several items corroborated C’s story, including a sculpture on the coffee table, the couch in the living room, the dog gate, and the sculp- tures and projector in the bedroom. State troopers arrested the defendant the next day. In September, 2017, an inspector collected a DNA sample from the defendant and later delivered the sam- ple to the state forensic laboratory for comparative analysis. Forensic science examiners analyzed the sam- ple collected from C’s neck for the presence of amylase, an enzyme found in human saliva. No amylase was detected, which indicated that amylase either was not present or was present below a detectable level. The forensic science examiners then analyzed the same sample from C’s neck for the presence of DNA. The results established that the sample contained a mixture of DNA that included DNA from C, the defendant, and one unknown individual. The results showed that the profile detected in the sample was at least 100 billion times more likely to occur if it originated from C, the defendant, and one unknown individual than if it origi- 0, 0 CONNECTICUT LAW JOURNAL Page 7
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nated from C and two unknown individuals, taken at random. The state charged the defendant with unlawful restraint in the second degree in violation of General Statutes § 53a-96, sexual assault in the fourth degree in violation of General Statutes § 53a-73a (a) (2), attempt to commit sexual assault in the third degree in violation of General Statutes §§ 53a-49 (a) (2) and 53a-72a (a) (1), and sexual assault in the third degree in violation of § 53a-72a (a) (1). On the last day of a three day jury trial, during her closing argument, the prosecutor argued that the testimony and the other evidence supported the state’s theory that the defendant had intended to sexually assault C and that he knew that C did not provide consent. The prosecutor empha- sized that the outcome of the case largely turned on whether the jury found C’s testimony credible. After summarizing the state’s theory of the case, the prosecu- tor concluded by arguing to the jury, among other things, that, ‘‘when [you] put together what [C] said, and you look at the evidence in terms of the exhibits and whatnot, you will see that what [C] has given you is a credible account, and you will see, by virtue of her testimony, [that] the elements [of the crimes charged] are proven beyond a reasonable doubt.’’ During his summation, defense counsel began by arguing that C and K lacked credibility because they had both lied. Counsel emphasized that C testified that March 29, 2017, was the first time she had stayed over- night in K’s basement apartment but that K testified that C had spent the previous night there too. Counsel also challenged C’s testimony by highlighting inconsis- tencies in C’s story and by questioning whether the timeline of events that C had provided was plausible. As for K, defense counsel began his discussion of her testimony by reminding the jury that it must consider ‘‘the truth and the veracity of the person or witness.’’ Page 8 CONNECTICUT LAW JOURNAL 0, 0
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Counsel pointed out that, when seeking to rent the apartment from the defendant, K had told the defendant that she had the $500 security deposit, yet she moved in without paying him the deposit. Defense counsel argued that this ‘‘[l]ie’’ went to K’s veracity. With respect to C, defense counsel argued that she had a motive to fabricate her story because K had an ongoing rent dispute with the defendant. As evidence, counsel noted that K had sent the defendant a text message demanding rent repayment while she was with C after the alleged sexual assault occurred. Defense counsel also emphasized that the tests conducted by forensic science examiners at the state forensic labora- tory did not detect amylase in the sample collected from C’s neck despite her claim that the defendant had ‘‘heavily’’ kissed and licked her neck, insinuating that she had lied. Counsel further argued that, although the defendant’s DNA was found in the sample from C’s neck, the DNA testing was so sensitive that the defen- dant’s DNA could have been detected in the sample if C had touched items in the defendant’s house and then touched her own neck. Counsel concluded by telling the jurors that, ‘‘if you put your emotions aside, rely on your intellect, all we have here is . . . a witness who was emotional, an actress, by the way, who lied about being there the night before, who gave you a timeline, and that timeline doesn’t add up to her story. She tells you [that the defendant] made out on [her] neck, licked all over [her] neck heavily. But the evidence doesn’t support that. And we have a coin flip [on] the DNA. So, based on all of that, I ask you to find [the defendant] not guilty of all charges.’’ The prosecutor began her rebuttal closing argument by addressing defense counsel’s arguments about the timeline of events and the DNA and enzyme tests. She then turned to the issue of whether C had fabricated her story. The prosecutor made the following statements, 0, 0 CONNECTICUT LAW JOURNAL Page 9
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which the defendant now challenges on appeal: ‘‘So, usually in that case, there are in criminal cases basically four defenses. It’s alibi; somebody else did it; I did [it], [but] I was justified; or I did it, [but] I was out of my mind. In sex[ual] [assault] cases, it’s generally nuts and sluts is what they call it. Either the victim has had other, you know, situations, [so] that you’re not [going to] believe that she wasn’t consenting, or she’s nuts. And the question is, do you think [C] is nuts? Because she’d have to be nuts to make all of this up. There’s no reason for her to fabricate this, is there? What does she gain out of this?’’ The prosecutor summed up the state’s argument and concluded by saying to the jury that, ‘‘when you review the evidence, you’ll find [that] it [is] proven beyond a reasonable doubt.’’ Defense counsel did not object to the prosecutor’s statements, request a curative instruction, or move for a mistrial. During the remainder of the prosecutor’s rebuttal, she correctly stated that the jury’s task was to determine whether C was credible. After closing arguments, the trial court instructed the jury on the applicable law, including the presumption of innocence, the definition of ‘‘reasonable doubt,’’ and the state’s burden of proving each element of the charged offenses beyond a reasonable doubt. The jury found the defendant guilty on all charges. Thereafter, the trial court imposed a total effective sentence of ten years of incarceration, execution suspended after four years, followed by ten years of probation. The defendant was also ordered to register as a sex offender for his lifetime. On appeal to the Appellate Court, the defendant claimed, among other things, that the prosecutor’s use of the phrase ‘‘ ‘nuts and sluts’ ’’ was improper because it was highly inflammatory. State v. Sullivan, supra, 220 Conn. App. 412. The defendant also argued that the prosecutor improperly discussed general defenses in Page 10 CONNECTICUT LAW JOURNAL 0, 0
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criminal law cases and defenses specific to sexual assault cases, which suggested that the defendant had a duty to present one of those defenses. See id. The defendant contended that these improprieties deprived him of a fair trial. See id. The Appellate Court disagreed and concluded that the prosecutor’s statements were not improper because they simply prefaced the state’s response to defense counsel’s argument that C had fab- ricated her story. See id., 416–20. The Appellate Court further reasoned that, even if the statements were improper, they did not deprive the defendant of a fair trial. See id., 420–23. This certified appeal followed. The sole issue on appeal is whether the Appellate Court correctly determined that the prosecutor’s state- ments during her rebuttal closing argument did not constitute prosecutorial impropriety that deprived the defendant of a fair trial. See State v. Sullivan, 348 Conn. 927, 305 A.3d 631 (2023). The defendant argues that the Appellate Court’s decision was incorrect for two reasons. First, the defendant claims that the prosecu- tor’s ‘‘nuts and sluts’’ statement was ‘‘highly inflamma- tory’’ and that it improperly appealed to the jurors’ emotions. Second, the defendant claims that the prose- cutor’s listing of defenses improperly shifted the burden of proof and distorted the state’s burden because the prosecutor implied that the defendant had a duty to present one of the six enumerated defenses. The state contends that the prosecutor’s use of the phrase ‘‘nuts and sluts’’ and listing of defenses were not improper. The state concedes that the prosecutor’s use of the ‘‘nuts and sluts’’ phrase was ‘‘distasteful . . . .’’ But it argues that the use of the phrase was a proper ‘‘rhetorical flourish’’ because the prosecutor was responding to defense counsel’s allegation that C had fabricated her story. Regarding the defendant’s claim that the prosecutor improperly shifted the burden of proof to the defense and distorted the state’s burden, 0, 0 CONNECTICUT LAW JOURNAL Page 11
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the state argues that the Appellate Court was correct that the prosecutor’s listing of defenses should also be understood as a response to defense counsel’s sugges- tion that C had fabricated her story. See State v. Sulli- van, supra, 220 Conn. App. 416–17. Accordingly, the state claims that the prosecutor’s listing of defenses was simply an exhortation to the jury to adopt a ‘‘com- monsense view of the evidence’’ and a preface to her discussion of the defendant’s actual theory. The state also emphasizes that the prosecutor never expressly told the jury that the defendant was required to prove one of the defenses she listed. The state finally contends that, even if we assume, for purposes of our analysis, that the statements were improper, they did not deprive the defendant of a fair trial. We disagree with the defen- dant that the prosecutor shifted the burden of proof to the defense by listing the six defenses. But we agree that the prosecutor’s use of the phrase ‘‘nuts and sluts’’ was improper because it distorted the state’s burden of proof. We also conclude that the prosecutor’s listing of defenses was improper because the list was based on her personal experience and was unrelated to the evidence presented at trial. We conclude, however, that the statements did not deny the defendant a fair trial. Accordingly, we affirm the judgment of the Appellate Court. We begin with the guiding legal principles. ‘‘[A] claim of prosecutorial impropriety, even in the absence of an objection, has constitutional implications and requires a due process analysis under State v. Williams, 204 Conn. 523, 535–40, 529 A.2d 653 (1987). . . . In analyz- ing claims of prosecutorial impropriety, we engage in a two step process.’’3 (Internal quotation marks omitted.) 3 Although defense counsel did not object to the prosecutor’s statements, and, therefore, the defendant’s claim is unpreserved, ‘‘under settled law, a defendant who fails to preserve claims of prosecutorial [impropriety] need not seek to prevail under the specific requirements of State v. Golding, 213 Conn. 233, 239–40, 567 A.2d 823 (1989) [as modified by In re Yasiel R., 317 Conn. 773, 781, 120 A.3d 1188 (2015)] . . . .’’ (Internal quotation marks Page 12 CONNECTICUT LAW JOURNAL 0, 0
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State v. Washington, 345 Conn. 258, 280, 284 A.3d 280 (2022). ‘‘First, we must determine whether any impro- priety in fact occurred; second, we must examine whether that impropriety, or the cumulative effect of multiple improprieties, deprived the defendant of his due process right to a fair trial.’’ (Internal quotation marks omitted.) Id., 280–81. ‘‘It is well established that prosecutorial impropriety can occur during final or rebuttal argument. . . . To prove prosecutorial [impropriety], the defendant must demonstrate substantial prejudice. . . . In order to demonstrate this, the defendant must establish that the trial as a whole was fundamentally unfair and that the [impropriety] so infected the trial with unfairness as to make the conviction a denial of due process.’’ (Citation omitted; internal quotation marks omitted.) State v. Ortiz, 343 Conn. 566, 580, 275 A.3d 578 (2022). We have previously observed that, ‘‘[w]hen making closing arguments to the jury, [counsel] must be allowed a generous latitude in argument . . . .’’ (Internal quota- tion marks omitted.) State v. Ciullo, 314 Conn. 28, 37, 100 A.3d 779 (2014). The exact ‘‘limits of legitimate argument and fair comment cannot be determined pre- cisely by rule and line, and something must be allowed for the zeal of counsel in the heat of argument. . . . Thus, as the state’s advocate, a prosecutor may argue the state’s case forcefully, [provided the argument is] fair and based [on] the facts in evidence and the reason- able inferences to be drawn therefrom.’’ (Internal quota- tion marks omitted.) Id. Consistent with this latitude, ‘‘[i]t does not follow . . . that every use of rhetorical language or device [by the prosecutor] is improper.’’ (Internal quotation marks omitted.) Id. omitted.) State v. Ortiz, 343 Conn. 566, 579, 275 A.3d 578 (2022). Accordingly, ‘‘it is unnecessary for a reviewing court to apply the four-pronged Golding test.’’ (Internal quotation marks omitted.) Id. 0, 0 CONNECTICUT LAW JOURNAL Page 13
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‘‘Nevertheless, the prosecutor has a heightened duty to avoid argument that strays from the evidence or diverts the jury’s attention from the facts of the case.’’ (Internal quotation marks omitted.) Id. The heightened duty of prosecutors stems from their unique position and responsibilities in our judicial system. See, e.g., State v. Stevenson, 269 Conn. 563, 571–72, 849 A.2d 626 (2004). As this court has often emphasized, a prosecutor ‘‘is not only an officer of the court, like every attorney, but is also a high public officer, representing the people of the [s]tate, who seek impartial justice for the guilty as much as for the innocent.’’ (Emphasis added; internal quotation marks omitted.) State v. Ciullo, supra, 314 Conn. 37–38; see, e.g., State v. Dabate, 351 Conn. 428, 472, 331 A.3d 1159 (2025) (noting that prosecutors are ‘‘constitutional officers’’); see also, e.g., Division of Criminal Justice, Connecticut Prosecution Standards (1st Ed. May, 2023) standard 1-1.1, p. 1, available at https://portal.ct.gov/dcj/-/media/dcj/07202023dcj-ct-pros- ecution-standards.pdf (last visited May 14, 2025) (recog- nizing that ‘‘[t]he primary responsibility of a prosecutor is to seek justice within the bounds of the law, not merely to [obtain a] convict[ion]’’). ‘‘A prosecutor has the responsibility of a minister of justice and not simply that of an advocate.’’ Rules of Professional Conduct 3.8, commentary. Accordingly, although ‘‘the privilege of counsel in addressing the jury should not be too closely narrowed or unduly hampered, it must never be used as a license to state, or to comment [on], or to suggest an inference from, facts not in evidence, or to present matters [that] the jury ha[s] no right to consider.’’ (Inter- nal quotation marks omitted.) State v. Ciullo, supra, 38. I Having set forth the general legal principles guiding our review of the defendant’s claims, we now consider whether the prosecutor’s use of the phrase ‘‘nuts and sluts’’ and her listing of defenses were improper. Page 14 CONNECTICUT LAW JOURNAL 0, 0
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A The defendant first claims that the prosecutor’s use of the phrase ‘‘nuts and sluts’’ improperly appealed to the jurors’ emotions. He argues that the phrase was ‘‘highly inflammatory,’’ that its use improperly invoked the jury’s sympathy by suggesting that the jury’s legal duty required passing moral judgment on C, and that it strayed from the evidence. We agree with the defendant. It is well established that a prosecutor should ‘‘not appeal to the emotions, passions and prejudices of the jurors. . . . [S]uch appeals should be avoided because they have the effect of diverting the [jurors’] attention from their duty to decide the case on the evidence. . . . When the prosecutor appeals to emotions, he invites the jury to decide the case, not according to a rational appraisal of the evidence, but on the basis of powerful and irrelevant factors [that] are likely to skew that appraisal.’’ (Citation omitted; internal quotation marks omitted.) State v. Ciullo, supra, 314 Conn. 56. ‘‘It must be acknowledged that the line between comments that risk invoking the passions and prejudices of the jurors and those that are permissible rhetorical flourishes is not always easy to draw. The more closely the com- ments are connected to relevant facts disclosed by the evidence, however, the more likely they will be deemed permissible.’’ (Internal quotation marks omitted.) State v. O’Brien-Veader, 318 Conn. 514, 526, 122 A.3d 555 (2015). By contrast, statements that have no reasonable connection to evidence offered or issues presented in a case are more likely to be deemed improper. See, e.g., State v. Albino, 312 Conn. 763, 775, 97 A.3d 478 (2014). By using the phrase ‘‘nuts and sluts,’’ the prosecutor used patently inflammatory language. Instead of using innocuous terms to describe these defenses, as she did with the general defenses and proceeded to do when explaining what ‘‘nuts and sluts’’ meant, the prosecutor 0, 0 CONNECTICUT LAW JOURNAL Page 15
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instead chose to use a crass phrase that the jurors would likely find offensive and would cause them to reflexively side with the person baselessly accused of being insane or promiscuous. Its inflammatory nature was com- pounded by the fact that the prosecutor used the phrase during her rebuttal closing argument. As a result, defense counsel had no opportunity to respond. The prosecutor’s use of the phrase was also unrelated to the evidence in this case. Although the defendant’s theory was primarily that C had a motive to lie because of K’s rent dispute with the defendant, defense counsel never argued or suggested that C was either insane or promiscuous. Although defense counsel argued that C had a motive to lie, that is quite different from claiming that C is ‘‘nuts.’’ Nor did defense counsel’s argument warrant invocation of the inflammatory and misogynis- tic term ‘‘sluts.’’ By defending C from a nonexistent allegation that she was either ‘‘nuts’’ or a ‘‘slut,’’ the prosecutor inserted highly inflammatory language that was disconnected from the evidence and ‘‘calculated solely to appeal to the jurors’ emotions.’’ State v. Albino, supra, 312 Conn. 775. The prosecutor’s use of the term ‘‘nuts and sluts’’ was, in short, gratuitous and inflamma- tory. Accordingly, we conclude that the prosecutor improperly appealed to the jurors’ emotions and ‘‘divert[ed] the [jurors’] attention from their duty to decide the case on the evidence.’’ (Internal quotation marks omitted.) State v. Ciullo, supra, 314 Conn. 56. Although the state and the Appellate Court agree that the language was distasteful; see State v. Sullivan, supra, 220 Conn. App. 420; the state argues that the Appellate Court correctly concluded that the phrase was not improper because the prosecutor’s purpose in using it was to challenge defense counsel’s claim that C had a motive to lie. See id., 418. Even if the prosecutor was directly responding to the defendant’s theory of the case, her purpose in using the phrase does not Page 16 CONNECTICUT LAW JOURNAL 0, 0
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mitigate the inflammatory nature of the phrase itself. Nor is it of any consequence that the prosecutor may not have intended to use the phrase to personally attack the defendant—its use was improper because it was highly inflammatory and unrelated to the evidence. See, e.g., State v. Michael T., 338 Conn. 705, 725, 259 A.3d 617 (2021) (‘‘[a]n improper appeal to the jurors’ emo- tions can take the form of a personal attack on the defendant’s character . . . or a plea for sympathy for the victim or her family’’ (internal quotation marks omitted)). B The defendant next claims that the prosecutor, in her rebuttal closing argument, improperly shifted the burden of proof to the defendant and distorted the state’s burden of proof by listing four defenses that she claimed defendants ‘‘usually’’ raise in all criminal cases and two additional defenses that she claimed defen- dants ‘‘generally’’ raise in sexual assault cases. Although we agree that the prosecutor’s remarks were improper, we disagree that they shifted the burden of proof to the defendant. However, we conclude that the prosecu- tor, by suggesting that the defendant’s defense was that C was ‘‘nuts,’’ distorted the state’s burden of proof both by violating the principles set forth in this court’s deci- sion in State v. Singh, 259 Conn. 693, 793 A.2d 226 (2002), and by mischaracterizing the defendant’s theory of the defense. Additionally, we conclude that the prose- cutor’s listing of four defenses that may be asserted in criminal cases was improper because it was drawn from the prosecutor’s own experience and was unrelated to the evidence. We note that the defendant argues, at times, that the prosecutor shifted the burden of proof to the defendant and, at other times, that the prosecutor distorted the state’s burden of proof. Because our case law has not 0, 0 CONNECTICUT LAW JOURNAL Page 17
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precisely articulated the differences between each claim—and has sometimes used them interchange- ably—we take the opportunity to clarify those differ- ences here. A prosecutor improperly shifts the state’s burden of proof to a defendant when the prosecutor argues that the defendant has a duty to produce evidence or other- wise bears some burden to prove their innocence or to disprove that an element of a crime can be established. See, e.g., State v. Andrews, 313 Conn. 266, 309, 96 A.3d 1199 (2014) (prosecutor did not impermissibly shift bur- den of proof to defendant by remarking that state did not have to prove moment of victim’s death because relevant statute did not require proof of that fact as element of offense); see also, e.g., United States v. Bau- tista, 23 F.3d 726, 733 (2d Cir.) (addressing defendant’s burden shifting claim and observing that ‘‘[t]he govern- ment may not . . . suggest that the defendant has the burden of producing evidence’’), cert. denied sub nom. Minier-Contreras v. United States, 513 U.S. 862, 115 S. Ct. 174, 130 L. Ed. 2d 110 (1994); United States v. Clark, 982 F.2d 965, 968–69 (6th Cir. 1993) (‘‘it would be improper for the prosecutor to suggest that the defendant had the burden of proof or any obligation to produce evidence to prove his innocence’’); United States v. Parker, 903 F.2d 91, 98 (2d Cir.) (prosecutor may not ‘‘suggest that the defendant has any burden of proof or any obligation to adduce any evidence’’), cert. denied, 498 U.S. 872, 111 S. Ct. 196, 112 L. Ed. 2d 158 (1990), and cert. denied sub nom. Moon v. United States, 498 U.S. 874, 111 S. Ct. 201, 112 L. Ed. 2d 162 (1990). With respect to a burden shifting theory of prosecutorial impropriety, the central idea is that the state shifted the burden of proof to the defendant. This is improper because ‘‘[i]t is axiomatic that the state [bears the bur- den of proving] all the essential elements of the crimes charged beyond a reasonable doubt in order to obtain Page 18 CONNECTICUT LAW JOURNAL 0, 0
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a conviction.’’ (Internal quotation marks omitted.) State v. Milardo, 224 Conn. 397, 410, 618 A.2d 1347 (1993); see also, e.g., In re Winship, 397 U.S. 358, 364, 90 S. Ct. 1068, 25 L. Ed. 2d 368 (1970) (‘‘the [d]ue [p]rocess [c]lause protects the accused against conviction except upon proof beyond a reasonable doubt of every fact necessary to constitute the crime with which he is charged’’). By contrast, criminal defendants have no burden to prove their innocence because they are pre- sumptively innocent. See, e.g., State v. Brawley, 321 Conn. 583, 587, 137 A.3d 757 (2016) (‘‘[t]he presumption of innocence, although not articulated in the [c]onstitu- tion, is a basic component of a fair trial under our system of criminal justice’’ (internal quotation marks omitted)). A prosecutor distorts the state’s burden of proof in situations in which the prosecutor argues that, to find the defendant guilty, the jury must find something other than that the state has met its burden of proving the defendant guilty beyond a reasonable doubt. See, e.g., State v. Courtney G., 339 Conn. 328, 356–61, 260 A.3d 1152 (2021) (concluding that prosecutor distorted state’s burden of proof by misstating reasonable doubt stan- dard and mischaracterizing defendant’s use of evi- dence); State v. Singh, supra, 259 Conn. 708–12 (holding that prosecutor distorted state’s burden of proof by suggesting that, to find defendant not guilty, jury must find that state’s witnesses had lied). Whereas a claim that a prosecutor shifted the state’s burden of proof to the defendant emphasizes the improper burden placed on the defendant, a claim that a prosecutor distorted the state’s burden emphasizes how the prosecutor improperly characterized or construed the burden that the state must meet. We first consider the defendant’s claim that the prose- cutor’s listing of six defenses improperly shifted the burden to the defendant by suggesting that he was obli- 0, 0 CONNECTICUT LAW JOURNAL Page 19
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gated to present one of those defenses. We disagree that the prosecutor’s remarks reasonably could have been understood by the jury to make that suggestion. It would require a leap in logic to conclude that, by merely listing available defenses, without more, the prosecutor improperly argued that the defendant had the burden to present one of those defenses. In the present case, we conclude that, for three reasons, it is unnecessary for us to address whether merely providing such a list would suffice to impermissibly suggest that the defendant was obligated to present one of the enu- merated defenses. First, the prosecutor twice used lan- guage indicating that the list of defenses was not intended to be exhaustive or exclusive. She stated that the first four listed defenses were defenses ‘‘usually’’ presented in criminal cases and that the two defenses to sexual assault offenses were ones ‘‘generally’’ made. The prosecutor thus recognized that, in some cases, the listed defenses may not be asserted. Second, at the time that the remarks were made, defense counsel had already presented to the jury the defense that C was not credible and that the alleged incident did not hap- pen. Third, at no point did the prosecutor suggest that the defendant was obligated to present one of the listed defenses or that he otherwise bore the burden to pres- ent any defense. Accordingly, we cannot conclude that the prosecutor’s remarks improperly shifted the burden to the defendant. In addition, the prosecutor noted sev- eral times, both in her initial closing argument and her rebuttal, that the state bore the burden of proving the defendant’s guilt beyond a reasonable doubt. The trial court’s instructions also made clear that the state bore the burden of proving each element of the charged offenses beyond a reasonable doubt and that the defen- dant was not obligated to testify or prove his innocence. The defendant also contends that the prosecutor dis- torted the state’s burden of proof by telling the jury Page 20 CONNECTICUT LAW JOURNAL 0, 0
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that C would ‘‘have to be nuts to make all of this up.’’ We agree. The prosecutor listed, as general background, six different defenses that can be asserted in criminal cases that involve allegations of sexual assault, one of which was that the alleged victim was ‘‘nuts . . . .’’ By telling the jury that C would ‘‘have to be nuts to make all of this up,’’ the prosecutor suggested that the defen- dant’s theory was that C was ‘‘nuts’’ and essentially argued that the jury would have to find that C was ‘‘nuts’’ to find the defendant not guilty. That is, the prosecutor substituted the defendant’s actual theory, which was that C, motivated by K’s rent dispute with the defendant, had fabricated the allegations of sexual assault, with the prosecutor’s version of the defendant’s theory, which was that C had fabricated the allegations because she was ‘‘nuts . . . .’’ By substituting the ‘‘nuts’’ theory for the defendant’s actual theory, the prosecutor distorted the state’s bur- den of proof. The prosecutor essentially argued that, unless the jury found that C was ‘‘nuts,’’ it must find the defendant guilty. This distortion is similar to that which this court held to be improper in State v. Singh, supra, 259 Conn. 693. In Singh, we held that a prosecu- tor improperly distorts the state’s burden of proof by arguing that the jury may find a defendant not guilty only if it finds that the state’s witnesses had lied. See id., 708–12; see also, e.g., State v. Dabate, supra, 351 Conn. 445 (relying on Singh for proposition that prose- cutor’s remark that jury could find defendant not guilty only if it found that other witnesses had lied ‘‘distort[ed] [the] prosecutor’s burden of proof’’). In the present case, the prosecutor made a similar argument, improp- erly implying that the jury could find the defendant not guilty only if it believed that C was ‘‘nuts . . . .’’ In addition to violating the principles that this court has set forth in Singh, the prosecutor’s remarks mis- characterized the defendant’s theory of the defense, 0, 0 CONNECTICUT LAW JOURNAL Page 21
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further distorting the state’s burden of proof. As we previously explained, defense counsel argued that both C and K had lied. The defendant’s theory of the case, therefore, was that the sexual assault never happened and that C and K had fabricated the allegations. At no point in his summation did defense counsel explicitly state or even imply that C was somehow insane or ‘‘nuts.’’ He argued, rather, that C had a motive to lie because K was behind in her rent payments to the defendant. Accordingly, by suggesting that the defen- dant’s theory was that C was ‘‘nuts,’’ the prosecutor misrepresented the defendant’s theory of the case. Because no evidence or argument had been presented regarding C’s sanity, the prosecutor set an easier task for herself than rebutting the defendant’s actual theory. See, e.g., State v. Thierry, 190 Wn. App. 680, 694, 360 P.3d 940 (2015) (‘‘[t]he tactic of misrepresenting defense counsel’s argument in rebuttal, effectively cre- ating a straw man easily destroyed in the minds of the jury, does not comport with the prosecutor’s duty to seek convictions based only on probative evidence and sound reason’’ (internal quotation marks omitted)), review denied, 185 Wn. 2d 1015, 368 P.3d 171 (2016). The prosecutor’s misrepresentation of the defendant’s theory of the defense was not remedied by the prosecu- tor’s subsequent, correct statement that the jury’s pri- mary task was to determine whether C was credible. That correct statement of the law was clouded by the earlier suggestion that C would have to be ‘‘nuts’’ to fabricate the allegations of sexual assault. The state nevertheless contends that the prosecutor’s statements were not improper because the defendant’s theory of the case was unreasonable. The state argues that the defendant’s theory was unreasonable because the defense did not present direct evidence to show that C had knowledge of K’s rent dispute with the defen- dant. We are not persuaded. Whether the defendant’s Page 22 CONNECTICUT LAW JOURNAL 0, 0
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theory of the case was reasonable is of no consequence. Even if the defendant’s theory of the case was unreason- able, a prosecutor is not authorized to make any argu- ment they wish, regardless of what the parties argued and what the evidence reasonably established. Rather, the prosecutor could have argued that the defendant’s theory of the case was implausible and that the state’s theory was more likely. As an impartial minister of justice, a prosecutor has a duty to avoid straying from the evidence and the facts of the case, even when advo- cating for the state’s position during closing arguments. See, e.g., State v. Ciullo, supra, 314 Conn. 37–38. In other words, a prosecutor’s closing arguments must, within reason, be limited to the facts established and the theory the state is advancing. Statements that stray far beyond these bounds cannot simply be excused as rhetorical flourish. Nor are we persuaded by the state’s argument that the prosecutor was merely inviting the jury to take a ‘‘commonsense view of the evidence.’’ Telling the jury that C would have to be ‘‘nuts’’ to fabri- cate her story is not ‘‘common sense’’ in the context of the whole trial and defense counsel’s summation. Defense counsel never mentioned insanity or presented any evidence from which the jury could have reasonably inferred that C was insane. Claiming that C lied is not the same as claiming that she is insane. The prosecutor’s ‘‘nuts’’ remark served only to divert the jury’s attention from the real facts and issues presented in the case. Finally, we also conclude that the prosecutor’s listing of the four defenses that she claimed were ‘‘usually’’ presented in criminal cases—‘‘[i]t’s alibi; somebody else did it; I did [it], [but] I was justified; or I did it, [but] I was out of my mind’’—was improper because it was unrelated to the evidence presented at trial. In making these remarks, the prosecutor appeared to be sharing her general legal knowledge, drawn from her own expe- rience, with the jury. Such remarks have no place in a 0, 0 CONNECTICUT LAW JOURNAL Page 23
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criminal trial and are improper. See, e.g., State v. Daniel G., 147 Conn. App. 523, 560–61, 84 A.3d 9 (prosecutor improperly injected personal knowledge into case by describing how he would have reacted in defendant’s situation), cert. denied, 311 Conn. 931, 87 A.3d 579 (2014); State v. Houle, 105 Conn. App. 813, 823–24, 940 A.2d 836 (2008) (it was improper for prosecutor to dis- cuss personal experiences with alcohol in closing argu- ment); State v. McCarthy, 105 Conn. App. 596, 631, 939 A.2d 1195 (prosecutor improperly discussed personal disappointment with automatic focus camera when there was lack of evidence adduced at trial regarding disappointing results produced by type of camera used by defendant’s private investigators), cert. denied, 286 Conn. 913, 944 A.2d 983 (2008). These remarks, by refer- encing theories unrelated to the evidence presented at trial, risked distracting the jury from its primary task of determining whether C was credible. We agree with the dissenting opinion that the prosecutor’s list of stan- dard defense theories also risked distracting the jury for another, related reason: the list suggested to the jury that the prosecutor had knowledge of evidence that the jury had not seen and that supported the state’s position. II Having concluded that the prosecutor’s remarks were improper, we must now determine whether they deprived the defendant of a fair trial. ‘‘To prove prosecutorial [impropriety], the defendant must demonstrate sub- stantial prejudice. . . . In order to demonstrate this, the defendant must establish that the trial as a whole was fundamentally unfair and that the [impropriety] so infected the trial with unfairness as to make the conviction a denial of due process. . . . In weighing the significance of an instance of prosecutorial impro- priety, a reviewing court must consider the entire con- text of the trial, and [t]he question of whether the Page 24 CONNECTICUT LAW JOURNAL 0, 0
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defendant has been prejudiced by prosecutorial [impro- priety] . . . depends on whether there is a reasonable likelihood that the jury’s verdict would have been differ- ent [in the absence of] the sum total of the improprie- ties.’’ (Internal quotation marks omitted.) State v. Hinds, 344 Conn. 541, 563, 280 A.3d 446 (2022). To aid this court in determining whether a prosecu- torial impropriety so infected the proceedings with unfairness as to deprive a defendant of a fair trial, this court applies the factors set forth in State v. Williams, supra, 204 Conn. 540. These factors include (1) ‘‘the extent to which the [impropriety] was invited by defense conduct or argument,’’ (2) ‘‘the severity of the [impropriety],’’ (3) ‘‘the frequency of the [impropriety],’’ (4) ‘‘the centrality of the [impropriety] to the critical issues in the case,’’ (5) ‘‘the strength of the curative measures adopted,’’ and (6) ‘‘the strength of the state’s case.’’ (Internal quotation marks omitted.) State v. Hinds, supra, 344 Conn. 563–64; accord State v. Wil- liams, supra, 540. Applying these factors, we conclude that the prosecu- tor’s improprieties did not deprive the defendant of a fair trial. As to the first Williams factor, although defense counsel argued that C had fabricated the sexual assault allegations, the prosecutor’s list of defenses and use of the ‘‘nuts and sluts’’ phrase were unrelated to these allegations and the evidence. Accordingly, we conclude that the prosecutor’s improprieties were not invited by defense conduct or argument. As to the second Williams factor, we conclude that the prosecutor’s statements were not severe when viewed in light of the entire trial. In determining whether prosecutorial impropriety is severe, this court ‘‘consider[s] it highly significant [if] defense counsel failed to object to . . . the improper remarks, [to] request curative instructions, or [to] move for a mis- 0, 0 CONNECTICUT LAW JOURNAL Page 25
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trial.’’ State v. Thompson, 266 Conn. 440, 479, 832 A.2d 626 (2003). Defense counsel’s failure to do these things is ‘‘a strong indication that [the improper remarks] did not carry substantial weight in the course of the trial as a whole and were not so egregious that they caused the defendant harm.’’ State v. Weatherspoon, 332 Conn. 531, 558, 212 A.3d 208 (2019). In the present case, defense counsel did not object to the improper list of defenses and use of the ‘‘nuts and sluts’’ phrase, request a curative instruction, or move for a mistrial. Because defense counsel failed to do these things, ‘‘only instances of grossly egregious [prosecutorial impropriety] will be severe enough to mandate reversal.’’ State v. Thompson, supra, 480. Although we think it is a close call, we conclude that the prosecutor’s mention of the four general defenses and use of the phrase ‘‘nuts and sluts’’ were not grossly egregious improprieties. We reiterate that the use of that phrase was gratuitous and inflammatory and has no place in our courts. It is surprising that such language would needlessly be used by any attorney, let alone by a seasoned state’s attorney. Nevertheless, we cannot conclude that this isolated incident, when viewed within the context of the entire trial, was sufficiently egregious so as to deprive the defendant of a fair trial. Next, with respect to the third Williams factor, we observe that the prosecutor’s listing of defenses and use of the ‘‘nuts and sluts’’ phrase occurred only once and within a brief time frame. See, e.g., State v. Hinds, supra, 344 Conn. 564. Even though the trial was short in length, the statements at issue were still infrequent. The prosecutor’s statements occupied a brief paragraph in the transcript, and the prosecutor did not repeat any of the improper statements. Accordingly, we conclude that the third factor weighs in favor of the state. As to the fourth Williams factor, the jury’s resolution of the issues in the case largely depended on weighing C’s credibility. Thus, the prosecutor’s statement that Page 26 CONNECTICUT LAW JOURNAL 0, 0
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the jury must find that C was ‘‘nuts’’ to disbelieve her testimony implicated the central issue in the case, as the state concedes. As to the fifth Williams factor, the state rightly con- cedes that the trial court did not implement any curative measures. We agree with the state, however, that, although the trial court gave no specific curative instruc- tions, the defendant ‘‘bears much of the responsibility for the fact that [the] claimed improprieties went uncured’’ because defense counsel did not object to the prosecutor’s statements at trial. (Internal quotation marks omitted.) State v. Angel T., 292 Conn. 262, 291, 973 A.2d 1207 (2009); see also, e.g., id. (emphasizing this court’s ‘‘continue[d] . . . adhere[nce] to the well established maxim that defense counsel’s failure to object to the prosecutor’s argument . . . when [it is] made suggests that defense counsel did not believe that [it was] unfair in light of the record of the case at the time’’ (internal quotation marks omitted)). Moreover, the trial court properly instructed the jury on the appli- cable law, including the presumption of innocence, the definition of ‘‘reasonable doubt,’’ and the state’s burden of proving each element of the charged offenses beyond a reasonable doubt. Accordingly, we conclude that the fifth Williams factor militates against the defendant’s argument. Finally, with respect to the sixth Williams factor, we agree with the state that its case was relatively strong. As the state notes, whereas some sexual assault cases rest entirely on a complainant’s credibility, in this case, the state presented physical and documentary evidence to support C’s testimony. See, e.g., State v. Ritrovato, 280 Conn. 36, 57, 905 A.2d 1079 (2006) (noting that ‘‘a sexual assault case lacking physical evidence is not particularly strong’’). The state presented DNA evi- dence that indicated the presence of the defendant’s DNA profile on C’s neck, in the place that she alleged 0, 0 CONNECTICUT LAW JOURNAL Page 27
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he had kissed and licked her; text messages that C had sent to K during the sexual assault, pleading for help; C’s statement to Cormier; and photographs that Cor- mier took in the defendant’s house. This evidence cor- roborated C’s account of what had happened, when the incident occurred, and where it occurred in the house. Although we agree with the Appellate Court and the dissenting opinion that the evidence was not over- whelming; see State v. Sullivan, supra, 220 Conn. App. 423; we conclude that the direct and circumstantial evidence was nonetheless sufficient evidence of the defendant’s guilt. See, e.g., State v. Courtney G., supra, 339 Conn. 365–66 (this court has ‘‘never stated that the state’s evidence must have been overwhelming in order to support a conclusion that [a] prosecutorial [impropri- ety] did not deprive the defendant of a fair trial’’ (inter- nal quotation marks omitted)).
We recognize that some of the Williams factors weigh in the defendant’s favor. Nevertheless, we conclude that, when viewed in light of the entire trial, the prosecu- tor’s improprieties were insufficient to establish that the defendant was deprived of a fair trial. See, e.g., State v. Wilson, 308 Conn. 412, 450, 454, 64 A.3d 91 (2013) (noting that one Williams factor was ‘‘ultimately dispositive of the issue of harmfulness’’); see also, e.g., State v. Pereira, 72 Conn. App. 545, 563, 805 A.2d 787 (2002) (recognizing that Williams ‘‘factors are nonex- haustive, and do not serve as an arithmetic test for the level of prejudice flowing from [the prosecutorial improprieties]’’), cert. denied, 262 Conn. 931, 815 A.2d 135 (2003). Defense counsel’s failure to object, to request curative instructions, or to move for a mistrial, com- bined with the fact that the improprieties were isolated, demonstrates that the prosecutor’s comments did not substantially prejudice the defendant. See, e.g., State v. Hinds, supra, 344 Conn. 564. Page 28 CONNECTICUT LAW JOURNAL 0, 0
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The fact that we conclude that the improprieties did not result in an unfair trial for the defendant does not mean that we in any way condone the prosecutor’s conduct or that we believe that the use of inflammatory language is befitting of ‘‘ministers of justice,’’ such as prosecutors, who occupy ‘‘a quasi-judicial position’’ and who are ‘‘not only representatives of the state but are also the state and represent the societal interests of its people.’’ (Emphasis in original.) State v. Dabate, supra, 351 Conn. 472. The residents of Connecticut rightly expect their prosecutors to be held to a very high stan- dard and that ‘‘[c]ases brought on behalf of the [state] should be conducted with a dignity worthy of the cli- ent.’’ (Internal quotation marks omitted.) State v. Cou- ture, 194 Conn. 530, 567, 482 A.2d 300 (1984) (Healey, J., dissenting), cert. denied, 469 U.S. 1192, 105 S. Ct. 967, 83 L. Ed. 2d 971 (1985); see also, e.g., Division of Criminal Justice, supra, Foreword, p. i (referencing ‘‘the Division of Criminal Justice’s unwavering commitment to the highest standards of ethical and professional conduct’’). We agree with the North Carolina Supreme Court’s observation that the safety of a state’s citizens ‘‘lies in the prosecutor who tempers zeal with human kindness, who seeks truth and not victims, who serves the law . . . and who approaches his task with humil- ity.’’ (Internal quotation marks omitted.) State v. Wil- liams, 362 N.C. 628, 635, 669 S.E.2d 290 (2008), quoting R. Jackson, The Federal Prosecutor, Address at the Second Annual Conference of United States Attorneys (April 1, 1940).
Notwithstanding the fact that the prosecutor some- times fell short of those high standards in the trial of this case, we cannot conclude that ‘‘the trial as a whole was fundamentally unfair and that the [prosecutorial impropriety] so infected the trial with unfairness’’ as to deny the defendant his right to due process. (Internal 0, 0 CONNECTICUT LAW JOURNAL Page 29
0 Conn. 1 ,0 31 State v. Sullivan
quotation marks omitted.) State v. Hinds, supra, 344 Conn. 563. The judgment of the Appellate Court is affirmed. In this opinion MULLINS, C. J., and ECKER, ALEXAN- DER and DANNEHY, Js., concurred.
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