State v. Steele

CourtCourt of Appeals of North Carolina
DecidedJanuary 18, 2022
Docket20-894
StatusPublished

This text of State v. Steele (State v. Steele) is published on Counsel Stack Legal Research, covering Court of Appeals of North Carolina primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Steele, (N.C. Ct. App. 2022).

Opinion

IN THE COURT OF APPEALS OF NORTH CAROLINA

2022-NCCOA-39

No. COA20-894

Filed 18 January 2022

Pamlico County, Nos. 19 CRS 66–67

STATE OF NORTH CAROLINA

v.

THOMAS WAYNE STEELE

Appeal by defendant from judgments entered 31 January 2020 by Judge John

E. Nobles, Jr., in Pamlico County Superior Court. Heard in the Court of Appeals 19

October 2021.

Attorney General Joshua H. Stein, by Special Deputy Attorney General Amy Kunstling Irene, for the State.

Tin Fulton Walker & Owen, PLLC, by Noell P. Tin, for defendant-appellant.

ZACHARY, Judge.

¶1 Defendant Thomas Wayne Steele appeals from judgments entered upon a

jury’s verdicts finding him guilty of one count of embezzlement and four counts of

exploitation of an older adult. On appeal, Defendant contends that the trial court

erred by (1) denying his motion to dismiss the embezzlement charge for insufficient

evidence, and (2) declining to give Defendant’s proposed special jury instruction. After

careful review, we conclude that Defendant received a fair trial, free from prejudicial

error. STATE V. STEELE

Opinion of the Court

Background

¶2 Defendant first met Lillie Monk and her late husband, Pastor Mike Monk, Jr.,

in 1985. They became very close, eventually considering themselves family;

Defendant called Mrs. Monk and Pastor Monk “Mom” and “Dad,” and the Monks

referred to Defendant as their “son.” On 28 March 2015, Pastor Monk passed away

unexpectedly. Defendant, who was also a pastor, delivered the eulogy at Pastor

Monk’s funeral.

¶3 Mrs. Monk struggled to return to her daily life. She testified that her husband’s

death “almost took [her] out[,]” and she felt like she “couldn’t make it without him[.]”

Mrs. Monk’s family was concerned about her because she was so “grief-stricken” and

“distraught.”

¶4 Following the funeral, Mrs. Monk visited Defendant and his wife for a week in

their home in Concord, North Carolina, against her family’s advice. Over the next few

months, she stayed with Defendant and his wife periodically. Defendant told Mrs.

Monk that “he was there to help” her. Mrs. Monk testified at trial that she “thought

[Defendant] was a man of God” who “loved [her]” and was “going to take care of [her.]”

Mrs. Monk had little experience managing the household finances, as that had been

her husband’s responsibility throughout their marriage. Because she trusted

Defendant and thought of him as family, Mrs. Monk “just turned everything”— STATE V. STEELE

including the keys to her home and post office box—over to Defendant after Pastor

Monk’s death.

¶5 On 16 April 2015, less than a month after her husband’s death, Mrs. Monk

added Defendant as joint holder on her State Employees’ Credit Union (SECU)

savings and money-market accounts. She also redeemed over $146,000 in savings

bonds and deposited that money into the joint money-market account. That same day,

Mrs. Monk added Defendant as a joint holder on her First Citizens Bank accounts as

well. In addition, at some point, Defendant linked his personal SECU accounts to

Mrs. Monk’s SECU accounts, with the effect that any overdrafts on Defendant’s

personal SECU account would be paid from the joint SECU accounts funded with

Mrs. Monk’s money.

¶6 Shortly thereafter, on 12 June 2015, Defendant drove Mrs. Monk to an

attorney’s office. Mrs. Monk testified that at Defendant’s behest, she executed a

power of attorney naming Defendant as her attorney-in-fact. She also executed a will,

naming Defendant to serve as her executor and leaving the majority of her estate to

him.

¶7 A few months later, on 4 September 2015, funds were withdrawn from the joint

First Citizens accounts and used to fund two bank accounts at Wells Fargo Bank.

Mrs. Monk and Defendant were named as joint holders of the new Wells Fargo

accounts. There was conflicting evidence as to who opened the Wells Fargo accounts. STATE V. STEELE

Defendant testified that Mrs. Monk agreed to open these joint accounts. Mrs. Monk

testified that the signatures on the applications for the two Wells Fargo accounts did

not look like her handwriting; that she did not give Defendant permission to open the

Wells Fargo accounts; and that she “didn’t know what was going on” with the Wells

Fargo accounts because Defendant “took over.”

¶8 Concerned that Defendant was committing financial crimes against Mrs.

Monk, her brother contacted the Pamlico County Sheriff’s Office, which transferred

the case to Agent Kevin Snead at the State Bureau of Investigation. On 22 April 2019,

a Pamlico County grand jury returned indictments charging Defendant with four

counts of exploitation of an older adult and one count of embezzlement of $100,000 or

more. On 21 October 2019, a Pamlico County grand jury returned a superseding

indictment amending the range of dates alleged for one of the charges of exploitation

of an older adult.

¶9 On 28 January 2020, this matter was called for trial in Pamlico County

Superior Court, the Honorable John E. Nobles, Jr., presiding. At trial, SBI Agent

Snead testified that Defendant obtained a total of $123,367.09 from the accounts that

he held with Mrs. Monk.

¶ 10 Agent Snead explained that, because Defendant linked his personal SECU

checking account to Mrs. Monk’s now jointly held SECU accounts, SECU transferred

$21,350 from the joint money-market account to Defendant’s personal checking STATE V. STEELE

account to cover his overdrafts between 11 August 2015 and 11 May 2016. He also

testified that Defendant used $102,017 of Mrs. Monk’s money from the jointly-held

SECU, Wells Fargo, and First Citizens accounts for his benefit, including $15,000 for

a down payment on a Ford truck titled to Defendant; $6,000 in contributions to his

IRA; $4,850 for repairs to his Mercedes; $8,000 in payments on his credit card

account; and $25,250 in cash withdrawals.

¶ 11 Defendant testified that the money in the joint accounts belonged to Mrs.

Monk, stating, “it was her money—her accounts, her money. I was there to help her.

It wasn’t about me.” He maintained that he had “no idea” that SECU was transferring

money from the SECU accounts that he held with Mrs. Monk to cover overdrafts from

his personal checking account, because he had not reviewed the SECU statements

and instead “just stuck them in a drawer.” Defendant also testified that Mrs. Monk

asked him to recruit a new pastor for Pastor Monk’s church and agreed to fund that

project, and that he withdrew money from the accounts as she requested. However,

Defendant conceded that he suffered from financial difficulties. Although his annual

salary was $80,000, he had to pay the IRS “a bunch of money back” at one time and

had struggled with his finances and bookkeeping.

¶ 12 Mrs. Monk testified that, although she “just turned everything over” to

Defendant after her husband’s death, she never authorized Defendant to link his

personal SECU checking account to any joint account in order to cover his overdrafts, STATE V. STEELE

never gave Defendant permission to withdraw money from the joint accounts for his

personal use, and never requested that Defendant find a new pastor for the church.

She also stated that she never gave Defendant permission to use her money to

purchase a new truck or to fix his Mercedes.

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State v. Steele, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-steele-ncctapp-2022.