State v. State

CourtSuperior Court of Rhode Island
DecidedJanuary 22, 2008
DocketC.A. No. PC 07-1269
StatusPublished

This text of State v. State (State v. State) is published on Counsel Stack Legal Research, covering Superior Court of Rhode Island primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. State, (R.I. Ct. App. 2008).

Opinion

DECISION
Before this Court is an appeal by the State of Rhode Island Division of Personnel (Division or Appellant) from a decision of the Rhode Island Personnel Appeal Board (PAB) that ordered the Personnel Administrator to execute his statutory duties and responsibilities to allocate or reallocate, then properly classify appellee's current position. Simultaneously, the PAB decision affirmed a lower agency decision made by the Office of Personnel Administration (OPA) that denied Keith Fransson's request for reclassification.1 Jurisdiction is pursuant to G.L. 1956 § 42-35-15 of the Rhode Island Administrative Procedures Act.

I
Facts and Travel
Keith Fransson (Fransson) is an employee in the Community Confinement Division of the Department of Corrections (DOC). In March 2005, he filed a classification questionnaire (or desk audit) seeking reclassification of his current position *Page 2 as a Correctional Officer (Pay Grade 21A).2 Specifically, Fransson asserted that his job takes him into the community; requires him to monitor inmates in home confinement, not in a walled correctional facility; troubleshoot monitoring equipment; manage situations in which equipment has failed and inmates may need to be returned to jail; train other officers to perform his functions; facilitate the collection of urine samples; and work on call.3 After conducting a January 11, 2006 field audit, the Office of Personnel Administration (OPA), through the conclusions of a Deputy Personnel Administrator, found that Fransson was properly classified as a Correctional Officer.4 Pursuant to G.L. 1956 § 36-4-40, Fransson timely appealed the OPA decision to the Administrator of Adjudication (Administrator).

Catherine Warren, the Administrator, conducted a hearing on April 25, 2006. Sitting as the Hearing Officer, she entertained testimony from three individuals: Fransson; Richard Petronio (Petronio), an OPA representative; and Kenneth Rivard (Rivard), a representative from the Rhode Island Brotherhood of Correctional Officers, Fransson's union. At this hearing, Fransson, for the first time, stated that he sought reclassification to the Community Correctional Specialist I (Pay Grade 24A) position.5 *Page 3 He commented that this classification represents "the closest thing" to his current responsibilities.6 Tr. at 4, lines 19-20.

During the hearing, Petronio discussed the considerations underlying the prior OPA decision. Before concluding that Fransson was properly classified as a Correctional Officer, the OPA examined three other positions — Correctional Specialist I, Community Correctional Specialist I, and Correctional Investigator I — only to determine that each strayed too far from Fransson's activities.7 Although the OPA drew these conclusions, Petronio testified that the Correctional Officer title also failed to encompass Fransson's functions. In fact, Petronio commented that "we really do not have a class that addresses his . . . title."Tr. at 9, lines 23-24. Furthermore, Petronio stated that the OPA made a recommendation to the agency that it should revise the Correctional Officer classification or create a new class. Tr. at 10, lines 1-3. This recommendation, however, had not been included in the OPA decision.Tr. at 11, lines 1-3.

Armed with this information, the Administrator rendered a decision on May 8, 2006 which affirmed the OPA decision.8 She found that Fransson indeed performed the duties about which he and Rivard testified as well as those described in the OPA decision *Page 4 and Petronio's testimony. The Administrator also recognized that the OPA had considered various other positions in evaluating Fransson's classification request prior to rendering its own decision. As a result, she found that Fransson was "not substantially performing work out of class as a Community Correctional Specialist I, Correctional Investigator I, or Correctional Specialist I."

Aggrieved by this decision, Fransson appealed the Administrator's decision to the PAB pursuant to G.L. 1956 § 36-4-41.9 A series of correspondence ensued among parties involved in this administrative process. A letter dated June 14, 2006 from the PAB to Fransson indicated that Fransson would be required to fill out a "jurisdictional questionnaire" for their review. The form was returned by Fransson and stamped as received on July 5, 2006, per the PAB's deadline. Through this form, Fransson requested a review, rather than a public hearing, to assess the Administrator's determination.

In addition, Anthony Cofone (Cofone), Chairman of the Personnel Appeal Board, sent a July 6, 2006 letter to the Administrator's office notifying the department that Fransson was instructed to obtain the transcripts from his hearing. In another letter sharing the same date, Cofone wrote to Ashbel T. Wall, Director, DOC, seeking documentation related to the agency's denial of Fransson's desk audit. In response via letter dated July 20, 2006, Ellen Evans Alexander, Assistant Director, DOC, notified the PAB that the Office of Personnel Administration, not the Department of Corrections, conducted Fransson's desk audit.

On February 7, 2007, the PAB rendered its decision. The PAB specifically found that Fransson should not be reclassified as a Community Correctional Specialist I, for he does not counsel, but instead monitors, individuals in home confinement. See PAB *Page 5 Decision, ¶ 16. Thus, it affirmed the Administrator's decision.Id. at ¶ 20. In addition, the PAB found that Fransson's primary job duties and responsibilities are not set forth in his classification description. Id. As such, it ordered the Personnel Administrator "to appropriately allocate or reallocate Mr. Fransson's position and to classify his position in the classified service according to the actual duties and responsibilities of his position."10 Id. at ¶ 24.

The appellant Division, of which the personnel administrator is the head,11 subsequently filed a complaint in the Superior Court pursuant to G.L. 1956 § 42-35-15 seeking judicial review of the PAB's decision. The Division contends that the PAB erred in considering issues that were not properly before it on appeal; violated the Division's due process rights while undertaking its review of Fransson's case; and exceeded its jurisdiction and statutory authority when crafting its remedy. Finally, the Division contends that a previous arbitration decision, relating to proceedings in which Fransson's union was a party, is dispositive, and thereby precludes any review of the instant matter.

The PAB challenges the Division's suit, most notably contending that the Division lacks standing under the Administrative Procedures Act to bring this appeal. The PAB further counters that it properly considered issues before it and awarded a remedy grounded in its statutory authority and jurisdiction.

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Bluebook (online)
State v. State, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-state-risuperct-2008.