State v. Stacey

2009 Ohio 3816
Ohio Court of Appeals·Decided August 3, 2009·No. 13-08-44·Published·Cited by 9 cases

Opinion

IN THE COURT OF APPEALS OF OHIO THIRD APPELLATE DISTRICT

SENECA COUNTY

STATE OF OHIO, PLAINTIFF-APPELLEE, CASE NO. 13-08-44 v.

PAUL N. STACEY, OPINION DEFENDANT-APPELLANT.

Appeal from Seneca County Common Pleas Court Trial Court No. 07-CR-0207

Judgment Affirmed

Date of Decision: August 3, 2009

APPEARANCES:

Allison M. Lawrence for Appellant Rhonda L. Best for Appellee

WILLAMOWSKI, J.

{¶1} The defendant-appellant, Paul N. Stacey, appeals the judgment of the Seneca County Common Pleas Court convicting him of rape and ordering him to serve a mandatory life sentence. On appeal, Stacey contends that Senate Bill 10 violates the ex post facto clause of the United States Constitution and the retroactivity clause of the Ohio Constitution; that the trial court erred by not instructing the jury on the lesser-included-offense of gross sexual imposition; that the trial court erred by allowing the state to amend the indictment; and that he had the ineffective assistance of trial counsel. For the reasons stated herein, the judgment of the trial court is affirmed.

{¶2} On September 22, 2006, at approximately 5:30 or 5:45 a.m., Joleen L. took her five-year old daughter, T.L., to the home shared by Stacey and his wife, Kim, who babysat T.L. until she left for school. When T.L. arrived at Stacey’s home, he got out of bed to watch her so Kim could continue to sleep. On the couch in the living room, Stacey inserted his penis into her vagina and ejaculated. T.L. went to school that day, and when she came home, she disclosed the rape to her mother’s live-in boyfriend. Late that night, T.L. was taken to a hospital in Toledo, Ohio, where a sexual assault nurse examiner completed an examination. Forensic testing indicated the presence of Stacey’s DNA in T.L.’s underwear and in her vaginal opening.

{¶3} On July 31, 2007, a complaint was filed against Stacey alleging a violation of R.C. 2907.02(A)(1), (B), rape. Stacey waived a preliminary hearing, and on November 15, 2007, the Seneca County Grand Jury indicted him on one count of rape, a violation of R.C. 2907.02(A)(1)(b), (B). Also on November 15, 2007, the court granted the state’s motion to amend the indictment to indicate that the offense was a first-degree felony. On November 27, 2007, Stacey entered a plea of not guilty at arraignment. During arraignment, the state made an oral motion to amend the indictment, which had formerly indicated that the victim was the spouse of the offender, to charge that the victim was not the spouse of the offender. Defense counsel did not oppose the motion, and the court allowed the amendment. A written motion was filed by the state on November 28, 2007, which the court granted on November 29, 2007.

{¶4} The case culminated in a four-day jury trial. On November 20, 2008, the jury found Stacey guilty and found that the victim had been under the age of 10 at the time of the offense. Immediately following the verdict, the court held a joint sexual offender classification hearing and sentencing hearing. The court classified Stacey as a Tier III sex offender and ordered him to serve a mandatory term of life imprisonment. Stacey appeals the judgment of the trial court, raising seven assignments of error.

First Assignment of Error

The trial court’s retroactive application of Senate Bill 10 in classifying Appellant as a Tier III offender violates the ex post facto clause of the United States Constitution and the retroactivity clause of Section 28, Article II of the Ohio Constitution.

Second Assignment of Error

The trial court committed plain error by failing to instruct the jury on the lesser-included offense of gross sexual imposition.

Third Assignment of Error

Insofar as the second assignment of error may have been waived by trial counsel’s failure to request an instruction on the lesser- included offense of gross sexual imposition, Appellant was denied his constitutional right to effective assistance of counsel.

Fourth Assignment of Error

The trial court committed plain error when it allowed amendment of the indictment to charge an offense.

Fifth Assignment of Error

Insofar as the fourth assignment of error may have been waived by trial counsel’s failure to object in the trial court to the fact that the grand jury never charged Appellant with a crime, Appellant was denied his constitutional right to effective assistance of counsel.

Sixth Assignment of Error

Trial counsel’s failure to object to repeated instances of inadmissible hearsay denied Appellant his constitutional right to effective assistance of counsel.

Seventh Assignment of Error

Insofar as the court may deem the above errors non-prejudicial when taken alone, the cumulative effect of the errors at trial deprived Appellant of his constitutional right to a fair trial.

{¶5} For ease of analysis, we elect to consider the assignments of error out of order. In the fourth assignment of error, Stacey contends he was prejudiced by the state’s amendment of the indictment, which effectively converted a non- offense to the offense of rape. Stacey argues that such amendment violates R.C. 2901.03(A), which states that conduct does not constitute a criminal offense unless it is defined as an offense by the General Assembly, and Crim.R. 7(D) because the amendment effectively changed the name or identity of the crime charged. Essentially, Stacey argues that the prosecutor usurped the power of the grand jury in amending the indictment to charge him with a criminal offense. In response, the state contends that the error in the original indictment was a clerical error, and its correction thereof did not change the name or identity of the offense charged.

{¶6} The original indictment stated as follows:

On or about the 22nd day of September 2006, in Seneca County, Ohio, PAUL N. STACEY did engage in sexual conduct with another, namely Jane Doe, who is his spouse, when the said Jane Doe was less than thirteen (13) years of age, namely five (5) years of age, whether or not the said Paul N. Stacey knew the age of the said Jane Doe.

SPECIFICATION: The Grand Jury do further find and specify that the victim, Jane Doe, under division (A)(1)(b) of this section was less than ten (10) years of age at the time of the commission of the offense, namely five (5) years of age.

This being in violation of Section 2907.02(A)(1)(b), (B) of the Ohio Revised Code and against the peace and dignity of the State of Ohio.

PENALTY: The penalty for this offense is a sentence of life imprisonment with parole eligibility as stated in R.C. Section 2967.13(A)(5) and/or a fine of up to $20,000.00.

(Emphasis added). Indictment, Nov. 15, 2007. The indictment was amended on November 15, 2007 to identify the offense as a first-degree felony. At Stacey’s arraignment on November 27, 2007, the court indicated that “there was an oral motion to amend the indictment.” Hearing Tr., Mar. 5, 2009, at 4:14-15. Defense counsel stated that there was no objection to the amendment, and the court granted the motion. Id. at 4:16-18. The state filed a written motion to amend the indictment on November 28, 2007, and in its journal entry of November 29, 2007, the court amended the language of the indictment from “who is his spouse” to “not his spouse.”

{¶7} Since an objection was not raised in the trial court, and since any alleged error in this case did not “result in multiple errors that [were] inextricably linked to the flawed indictment[,]” we must use the plain-error standard. State v. Colon, 119 Ohio St.3d 204, 2008-Ohio-3749, 893 N.E.2d 169, at ¶ 7, citing State v. Colon, 118 Ohio St.3d 26, 2008-Ohio-1624, 885 N.E.2d 917, at ¶ 23. Plain error will be recognized “‘with the utmost caution, under exceptional circumstances and only to prevent a manifest miscarriage of justice.’” State v. Landrum (1990), 53 Ohio St.3d 107, 110, 559 N.E.2d 710, quoting State v. Long (1978), 53 Ohio St.2d 91, 372 N.E.2d 804, at paragraph three of the syllabus.

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