State v. Smith

8 Ohio App. Unrep. 197
Procedural entryThis page is a short order in State v. Smith. Read the opinion of the Court — 71 Ohio App. 3d 302
Ohio Court of Appeals·Decided November 14, 1990·No. Case No. CA 1847·Published

Opinion

HARSHA, J.,

This matter is before us on appeal from the judgment of the Scioto County Court of Common Pleas revoking appellant's probation.

We affirm the trial court's judgment.

On October 16, 1984, appellant was found guilty of violating R.C. 2911.12, burglary and R.C. 2913.02, petty theft. The court sentenced appellant to a term of five to fifteen years imprisonment for the burglary and a concurrent six month term for the petty theft. Appellant filed a motion for super shock probation pursuant to R.C. 2947.061(B). The court granted the motion on June 3,1985 and placed appellant on probation for a term of five years. On August 22,1989, probation officer Rodney Honaker filed a motion to revoke appellant's probation, alleging that appellant had violated Rule No. 1 of the terms of his probation in that he was found guilty of contributing to the unruliness of a minor in municipal court on August 3, 1989, and alleging that appellant had tested positive for the use of marijuana. A probation revocation hearing was conducted on September 21, 1989. The court held that appellant did violate Rule No. 1 of his probation, not to commit other crimes:, and revoked appellant's probation remanding him into the custody of the sheriff to serve the original sentence

Appellant asserts the following in his first assignment of error:

THE TRIAL COURT COMMITTED ERROR IN ALLOWING TESTIMONY REGARDING THE RESULTS OF A URINE TEST AND USING SAID EVIDENCE AS A BASIS FOR REVOKING APPELLANT'S PROBATION.

The probation officer testified as to the results of the urinalysis conducted on appellant to determine whether appellant had ingested marijuana. Appellant objected to the introduction of such testimony on the basis that the probation officer had no personal knowledge as to who performed the test, how it was performed, the basis or type of test performed, whether the sample was contaminated, etc The probation officer was only able to testify that he took a urine sample from appellant, placed a label on the specimen and mailed it to the laboratory in California which apparently tested the specimen. The probation officer testified that he received a lab report indicating that appellant tested positive for marijuana. Appellant argues that minimum due process includes the right to confront and cross-examine the adverse witness who has direct, personal knowledge as to the urinalysis. Morrissey v. Brewer (1972), 408 U.S. 471; State v. Miller (1975), 42 Ohio St. 2d 102.

The Fourteenth Amendment guarantees a probationer a conditional right to confront and cross-examine adverse witnesses at probation revocation hearings. Gagnon v. Scarpelli (1973), 411 U.S. 778, 786. The probation revocation proceeding is not part of the formal criminal process but is instead "an informal hearing structured to assure the finding of a *** [probation] violation will be based on verified facts and that the exercise of discretion will be informed by an accurate knowledge of the *** [probationer's] behavior." Morrissey, supra, at 484. Therefore, the right to confrontation is a procedural protection guaranteed by the Fourteenth Amendment and not a substantive protection guaranteed by the Sixth Amendment. Id. at 477-480. Consequently, the process must be flexible and permit the introduction of documentary evidence to support revocation. Id. at 485-487; Gagnon, supra, at 782, fn. 5. Ultimately, the right to confrontation is not an absolute right, but is subject to a finding of good cause for denying the right. Morrissey, supra, at 489; Gagnon, supra, at 786. State v. Kinney (Dec. 8, 1989), Ross Co. App. No. 1541, unreported.

While the United States Supreme Court has not set forth a standard for showing good cause, several state and federal courts have addressed the issue. First, in order to come within the exception, there must be an explicit, specific finding of good cause, and the reasons establishing good cause should be stated in the record. U.S. v. Penn (C.A.11, 1983), 721 F.2d 762; State v. Miller, supra; Columbus v. Lacey, supra; and State in Kinney, supra. In making the required finding, the trial court must balance the probationer's right to confront witnesses against the grounds asserted by the state for not requiring confrontation. In doing so, the trial court may take guidance from the U.S. Supreme Court's characterization of the probation revocation process set forth in Morrissey, supra, and Gagnon, supra. Probation revocation is not part of the criminal trial. It arises only after conviction and deprives an individual not of the absolute liberty to which all citizens are entitled, but only conditional liberty, properly dependent upon observance of special probation [199]*199restrictions The state has an overwhelming interest in being able to revoke probation and imprison a convicted felon without the burden of a new criminal trial if, in fact, he has failed to abide by the conditions of his probation. What is needed is an informal hearing structure to assure that the finding of a violation will be based upon verified facts and that the exercise of discretion will be informed by an accurate knowledge of the probationer's behavior. This may be a narrow inquiry. The process should be flexible enough, upon a showing of good cause, to consider evidence, including letters, affidavits, and other material that would not be admissible in an adversary criminal trial. See Morrissey, supra, pgs. 480, 483, 484, 489; Gagnon, supra, fn.5.

In conducting the balancing of interest set forth above, the court may consider whether or not the live testimony would pose a danger of physical harm to an informant, or that procuring a live witness would be difficult or expensive. See U.S. v. Bell (C.A. 8, 1986), 785 F.2d 640, 643. A second factor that must be considered is the reliability of the evidence which the government offers in place of live testimony. Id. at 643. "Reliability can be inferred without more where evidence falls within a firmly rooted hearsay exception." Ohio v. Roberts (1980), 448 U.S. 56, 66. Thus, where the state demonstrates that the burden of producing live testimony would be expensive or logistically difficult and offers in its place reliable hearsay evidence, it has made a strong showing of good cause U.S. v. Bell, supra, at 643. "Specifically, good cause is shown where the record demonstrates that the state would incur difficulty and expense in procuring live witnesses and the evidence is demonstrably reliable." Columbus v. Lacy (1988), 46 Ohio App. 3d 161, 164 (citing to United States v. Penn (C.A.11, 1983), 721 F. 2d 762, 765; United States v. Bell (C.A.8, 1986), 785 F. 2d 640, 642-643; United States v. McCallum (C.A.4, 1982), 677 F. 2d 1024, 1026, cert. denied (1982), 459 U.S. 1010). where the record fails to demonstrate that presenting live testimony would be unreasonably burdensome and fails to offer hearsay evidence that bears indicia of reliability, then the probationer is entitled to confrontation. Bell, supra, at 643.

Here, the state presented only the testimony of the probation officer.

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State v. Smith, 8 Ohio App. Unrep. 197 (Ohio Ct. App. 1990).

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Related

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408 U.S. 471 (Supreme Court, 1972)
Gagnon v. Scarpelli
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Ohio v. Roberts
448 U.S. 56 (Supreme Court, 1980)
United States v. Edward Eugene Penn
721 F.2d 762 (Eleventh Circuit, 1983)
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