State v. Smith

894 So. 2d 564, 2005 WL 233947
CourtLouisiana Court of Appeal
DecidedFebruary 2, 2005
Docket2004-1442, 2004-1470
StatusPublished
Cited by2 cases

This text of 894 So. 2d 564 (State v. Smith) is published on Counsel Stack Legal Research, covering Louisiana Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Smith, 894 So. 2d 564, 2005 WL 233947 (La. Ct. App. 2005).

Opinion

894 So.2d 564 (2005)

STATE of Louisiana
v.
Edley W. SMITH.

Nos. 2004-1442, 2004-1470.

Court of Appeal of Louisiana, Third Circuit.

February 2, 2005.

*565 David W. Burton, District Attorney, Richard Alan Morton, Assistant District Attorney, DeRidder, LA, for Plaintiff/Respondent, State of Louisiana.

Charles A. Sam Jones, III, DeRidder, LA, for Defendant/Applicant, Edley W. Smith.

Court composed of OSWALD A. DECUIR, GLENN B. GREMILLION, and ELIZABETH A. PICKETT, Judges.

GREMILLION, Judge.

In this case, both the State and the defendant, Edley W. Smith, filed writ applications in this court seeking review of those portions of the trial court's ruling following a pre-trial hearing which were adverse to both their interests. For the following reasons, we deny Smith's writ and grant the State's writ in part and deny it in part.

FACTS

The State alleges that the minor child in this case, hereinafter referred to as K.N.,[1] was sexually molested by Defendant, her stepfather, from March 28, 2002 to May 31, 2003. During this period, Defendant allegedly raped K.N. on two occasions. The child is now nine years old; she was *566 seven and eight years old at the time of the alleged offenses.

The State filed several pre-trial motions, including a "State's Motion in Limine," seeking to preclude the presentation of evidence regarding the previous sexual abuse of K.N. by her paternal grandfather, which occurred in April 2001. Defendant also filed pretrial motions, one of which was a "Motion to Prevent the Office of the District Attorney from Switching Horses in Mid-Stream," by which he sought to preclude the State from contesting the admissibility of certain medical records and related testimony pertaining to the prior abuse.

At the hearing conducted by the trial court regarding both motions, the only witness presented was Dr. Thomas E. Griffin, III, a pediatrician from DeRidder, Louisiana, who testified that he examined K.N. on July 1, 2003. Dr. Griffin gave his opinion regarding the nature of the injuries he observed while examining the victim.

Other records were introduced at the hearing, including the reports of a sex abuse nurse examiner, who worked with K.N. after the 2001 abuse by her grandfather; therapy records from another examiner, Penelope Butler, from 2002; Memorial Herman Baptist Hospital records from 2001; and conviction records pertaining to the prior abuse by K.N.'s grandfather. As we shall discuss hereafter, the trial court ruled that certain anticipated testimony regarding the records and portions thereof were admissible, while other potential testimony and evidence was inadmissible.

DEFENDANT'S WRIT APPLICATION (KW04-1442)

Defendant contends that the trial court erred in prohibiting introduction of evidence regarding a prior sexual assault against the victim in this case, by her grandfather, and other alleged, unspecified assaults. He claims that he may call a forensic medical expert to rebut the opinion of the State's expert (Dr. Griffin), but that without the excluded evidence he could not question the expert as to the reasons for his alleged erroneous opinion or conclusions. Defendant further alleges that the disallowed evidence "not only contradicts evidence which the State offers against him, but also proves his innocence as to these baseless charges." Finally, in brief to this court, Defendant claims that La.Code Evid. art. 412 is unconstitutional.

There is no disagreement that the victim in this case was sexually abused by her grandfather in 2001. Dr. Griffin testified that some symptoms noted on the child, including vaginal redness, could only have been caused by a relatively recent assault, while others could have been caused by the prior abuse.

Defendant sought to introduce detailed testimony from Butler, a counselor who examined the victim, regarding "a sexual abuse history of at least three incidents when the client was one, two and five," and her notes, indicating that "Sergeant Philpot videotaped the questioning of the client. She said granddad used his finger and another big thing out of his britches." According to Defendant, this testimony is intended to show that the injuries currently observed on the victim were caused by another assailant and not by him.

There was little discussion and no testimony regarding the specific portions of the medical records sought to be introduced at trial. As stated, several of these records were introduced at the hearing, primarily for the benefit of this court. However, there was no page-by-page analysis, or ruling on the admissibility thereof, regarding these documents. Additionally, there is no way for us to determine, de novo, the admissibility of the individual documents, *567 absent factual testimony regarding their relevance to the issues presented in this case. Further, Defendant does not elaborate on which specific items he desires to be introduced and why.

We have reviewed the documents submitted from Memorial Herman Baptist Hospital in Beaumont, Texas, and note that many of these documents include both observations and notations regarding the physical condition of the victim in this case, as well as comments pertaining to allegations and reports of prior physical or sexual abuse. Presumably, it is these documents and the comments contained therein to which the State objects. As we have noted, the State has also objected to the counseling records.

In denying Defendant the right to introduce evidence including details of these incidents, the trial court said, "I'm not going to allow evidence of any prior specific sexual assault that this child may have been subject to," and:

I am trying to allow the defense some leeway in allowing nurse Butler to testify at all. And I am doing so only from the standpoint of the time frame within which she was serving as counselor, and I'm limiting that to whether or not this was reported to nurse Butler. I think it's necessary, at least, to allow her to testify generally as to the — how she became a counselor to this child and the general nature of the counseling. But I'm going to apply the rape-shield law not to allow her complete medical records or reference to any specific prior sexual assault that the child may be subject to.

When Defendant inquired as to whether he could ask Dr. Griffin about the validity of his opinion, in light of the past sexual abuse, the trial court stated, "You can ask him that as long as you do not specify any particular prior incident." Then when Defendant asked if the trial court would allow him to prove to the jury that a prior incident of sexual abuse had occurred, the trial court said:

I'm allowing you to show that a prior physical condition existed. That's what I'm allowing you to show. That (sic) the only part that's relevant. Whether there was a prior physical condition that existed. And I'm allowing you to use the medical records to do that, not to show what some person may have done to this child and getting into all the details of that. But you're allowed to use medical records to show that a prior condition existed in the vaginal area of this child. And I'm limiting it to that.

We hold that the trial court's ruling was correct for two reasons. First, Defendant argues that the physical injuries to the victim could have been caused by a previous assault and that this testimony supporting his hypothesis is critical to his defense.

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Cite This Page — Counsel Stack

Bluebook (online)
894 So. 2d 564, 2005 WL 233947, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-smith-lactapp-2005.