[Cite as State v. Smiley, 2012-Ohio-1742.]
Court of Appeals of Ohio EIGHTH APPELLATE DISTRICT COUNTY OF CUYAHOGA
JOURNAL ENTRY AND OPINION No. 97047
STATE OF OHIO PLAINTIFF-APPELLEE
vs.
CHARLES SMILEY DEFENDANT-APPELLANT
JUDGMENT: AFFIRMED
Criminal Appeal from the Cuyahoga County Court of Common Pleas Case No. CR-545928
BEFORE: Kilbane, J., Boyle, P.J., and E. Gallagher, J.
RELEASED AND JOURNALIZED: April 19, 2012 ATTORNEY FOR APPELLANT
Joseph Vincent Pagano P.O. Box 16869 Rocky River, Ohio 44116
ATTORNEYS FOR APPELLEE
William D. Mason Cuyahoga County Prosecutor Sherrie S. Royster Assistant County Prosecutor The Justice Center - 8th Floor 1200 Ontario Street Cleveland, Ohio 44113 MARY EILEEN KILBANE, J.:
{¶1} Defendant-appellant, Charles Smiley (“Smiley”), appeals his convictions.
Finding no merit to the appeal, we affirm.
{¶2} In January 2011, Smiley was charged in a seven-count indictment. Count 1
charged him with felonious assault and carried one- and three-year firearm specifications
and a weapon forfeiture specification. Count 3 charged him with kidnapping and carried
one- and three-year firearm specifications. Count 4 charged him with having a weapon
while under disability. Count 7 charged him with resisting arrest. The matter proceeded
to a bench trial, at which the following evidence was adduced.
{¶3} In the early morning hours of January 2, 2011, Cleveland police officers
Martina Latessa (“Latessa”) and Dorothy Todd (“Todd”), responded to a dispatch call at
1415 East 110th Street in Cleveland, Ohio. When Latessa arrived on the scene, she
spoke with the victim, Deshawn Maines (“Maines”). Maines called the police after
being held at gunpoint by Smiley and hit with a baseball bat by another male.
{¶4} Maines testified that he was outside his house talking to “Juan,” whom he
later identified as Smiley, when the confrontation occurred. Smiley came over to collect
$90 from Maines for drugs that Maines bought from Smiley. Smiley was going to drive
Maines to an ATM to get the money. As they walked towards Smiley’s vehicle, a male
exited from the front of the vehicle, grabbed a baseball bat, and approached Maines.
Smiley then pointed a gun at Maines’s chest and told him “don’t move.” Two more men
jumped out of the vehicle and surrounded Maines. The male with the bat tried to hit Maines. At this point, Maines’s family came outside. The male with the bat then threw
the bat at Maines. Maines ducked, and the bat hit the front window of Maines’s home.
Smiley and the other males then left the scene.
{¶5} Maines relayed the license plate number of the vehicle to the police, who
located the vehicle shortly thereafter. Cleveland police officer Christopher Mobley
(“Mobley”) arrived on the scene and approached the vehicle. He observed Smiley
standing next to the front passenger door. Mobley, who was in uniform, asked Smiley to
show his hands. Mobley testified that Smiley made a tossing motion into the vehicle.
Mobley again asked Smiley to show his hands. Smiley began to walk away and Mobley
walked towards him. Smiley then ran away. Mobley chased after Smiley for about one
block, but lost track of him. Officers located a .9 millimeter gun in the backseat of the
vehicle.
{¶6} Cleveland police officer Orville Taylor (“Taylor”) assisted with the foot
pursuit of Smiley. Taylor testified that when he arrived on the scene, he observed Smiley
running through a front yard. He then ran after Smiley. Taylor instructed Smiley to
stop, but Smiley did not comply. Taylor eventually caught up to Smiley and grabbed
Smiley’s jacket. Smiley flung his arm back, causing Taylor to lose his grip. Taylor then
said, “stop or I’ll tase you.” He did not stop, so Taylor tased Smiley. Smiley was
handcuffed and brought back to Maines, with four other males, for a cold-stand
identification. Maines indicated that three males were involved, one of whom was
Smiley. {¶7} Smiley testified in his own defense. He testified that he went to Maines’s
house to collect money. Maines told Smiley that he had to take him to get the money.
Smiley told Maines that he could not take him because he was not driving. Maines then
got into a confrontation with another male, who had the baseball bat. This male hit
Maines with the bat. Smiley testified that he stepped away from the confrontation
because he is on federal parole.
{¶8} Smiley further testified that he was standing outside the front passenger door
of the vehicle, when he saw a police officer. Smiley then ran away from the officer
because he had an open traffic warrant. Smiley also testified that he did not have a gun
with him that night.
{¶9} At the close of the State’s case, Smiley moved for dismissal. The trial court
granted Smiley’s Crim.R. 29 motion in part, only by deleting the term “dangerous
ordnance” from Counts 1 and 4 of the indictment. Smiley renewed his Crim.R. 29
motion at the conclusion of his case. The trial court again partially granted his motion,
finding that there was no evidence that Smiley resisted or interfered with the arrest of
another as provided in Count 7. The trial court then found Smiley guilty of all charges.
For purposes of sentencing, the trial court merged Count 1 (felonious assault) into Count
3 (kidnapping) and merged the one-year firearm specification into the three-year firearm
specification. The trial court sentenced Smiley to three years in prison on the firearm
specification to be served prior to and consecutive with three years in prison on Count 3
(kidnapping). The trial court sentenced Smiley to three years in prison on Count 4 (having a weapon while under disability) to be served concurrently with Count 3. With
respect to Count 7 (resisting arrest), the trial court sentenced Smiley to 90 days in jail,
with credit for time served for an aggregate of six years in prison.
{¶10} Smiley now appeals, raising the following three assignments of error for
review, which shall be discussed together where appropriate.
ASSIGNMENT OF ERROR ONE
The trial court erred by considering the testimony of the alleged victim, DeShawn Maines, because he was not competent to testify.
ASSIGNMENT OF ERROR TWO
The trial court erred when it denied [Smiley’s] motion for acquittal under Crim.R. 29 because the State failed to present sufficient evidence to establish beyond a reasonable doubt the elements necessary to support the convictions.
ASSIGNMENT OF ERROR THREE
[Smiley’s] convictions are against the manifest weight of the evidence.
Witness Competency
{¶11} In the first assignment of error, Smiley argues that the trial court abused its
discretion when it failed to determine Maines’s competency. During cross-examination,
Maines testified that he has been diagnosed with bipolar disorder and schizophrenia.
Maines also testified that he hears voices multiple times a day. He further testified that
these voices tell him to do things, and he heard voices on the morning of trial. Smiley
contends that without Maines’s testimony, he could not have been convicted of felonious assault, kidnapping, and having a weapon while under disability.
{¶12} We note that Smiley failed to object to the testimony at trial he now
challenges. Therefore, we review the alleged error to determine whether it constitutes
plain error. State v. Grahek, 8th Dist. No. 81443, 2003-Ohio-2650, ¶ 13. Under
Crim.R. 52(B), “[p]lain errors or defects affecting substantial rights may be noticed
although they were not brought to the attention of the court.” “Notice of plain error
under Crim.R. 52(B) is to be taken with the utmost caution, under exceptional
circumstances and only to prevent a manifest miscarriage of justice.” State v. Long, 53
Ohio St.2d 91, 372 N.E.2d 804 (1978), paragraph three of the syllabus.
{¶13} In State v. Frazier, 61 Ohio St.3d 247, 251, 574 N.E.2d 483 (1991), the
Ohio Supreme Court stated that the determination of witness competency “is within the
sound discretion of the trial judge.” “‘The trial judge, who saw the [witnesses] and heard
their testimony and passed on their competency, was in a far better position to judge their
competency than is this court, which only reads their testimony from the record * * *.’”
State v. Bradley, 42 Ohio St.3d 136, 141, 538 N.E.2d 373 (1989), quoting Barnett v.
State, 104 Ohio St. 298, 301, 135 N.E. 647 (1922). Accordingly, we review the trial
court’s decision for an abuse of discretion, which “‘implies that the court’s attitude is
unreasonable, arbitrary or unconscionable.’” Blakemore v. Blakemore, 5 Ohio St.3d 217,
219, 450 N.E.2d 1140 (1983), quoting State v. Adams, 62 Ohio St.2d 151, 157, 404
N.E.2d 144 (1980).
{¶14} Evid.R. 601(A) provides in relevant part: “Every person is competent to be a witness except * * * [t]hose of unsound mind * * *, who appear incapable of receiving
just impressions of the facts and transactions respecting which they are examined, or of
relating them truly.”
{¶15} Smiley contends that Maines was incompetent because of his unsound mind.
He claims the record does not support the conclusion that Manies was able to appreciate
or understand the nature and obligations of his oath or his obligation to be truthful.
However, being of unsound mind does not automatically render a witness incompetent to
testify. Bradley, 42 Ohio St.3d at 140, 538 N.E.2d 373.
{¶16} “‘A person, who is able to correctly state matters which have come within
his perception with respect to the issues involved and appreciates and understands the
nature and obligation of an oath, is a competent witness notwithstanding some
unsoundness of mind.’” Id. at 140-141, quoting State v. Wildman, 145 Ohio St. 379, 61
N.E.2d 790 (1945), paragraph three of the syllabus.
{¶17} Moreover, “competency under Evid.R. 601(A) contemplates several
characteristics, which can be broken down into three elements: first, the individual must
have the ability to receive accurate impressions of fact; second, the individual must be
able to accurately recollect those impressions; third, the individual must be able to relate
those impressions truthfully.” Grahek, 8th Dist. No. 81443, 2003-Ohio-2650, at ¶ 25,
citing State v. Said, 71 Ohio St.3d 473, 1994-Ohio-402, 644 N.E.2d 337.
{¶18} Here, Maines testified that the voices he hears did not interfere with his
ability to recall the events in question. Throughout his testimony, Maines did not waiver on the fact that Smiley came to collect money from him, and that Smiley held a gun to his
chest, instructing him not to move. Moreover, Smiley’s testimony eventually confirmed
Maines’s recount of the events. Smiley’s testimony confirmed that: (1) he came over to
Maines’s house to collect money for a previous drug transaction; (2) Maines needed to go
to an ATM to get the money; (3) Maines was hit with a baseball bat by one of the men
with Smiley; and (4) Smiley and the group of men left in the same vehicle.
{¶19} Smiley now asks this court to find that Maines demonstrated an inability to
be truthful due to incompetency. We decline to do so. The trial court was in a much
better position to gauge Maines’s understanding of the events and his capacity to testify,
and the record supports its determination. Thus, we find that the trial court did not abuse
its discretion in allowing Maines to testify. As we find no error, we do not reach a plain
error analysis.
{¶20} Accordingly, the first assignment of error is overruled
Sufficiency and Manifest Weight of the Evidence
{¶21} In the second assignment of error, Smiley argues that the State failed to
present sufficient evidence to sustain each of his convictions. In the third assignment of
error, he further argues that his convictions are against the manifest weight of the
evidence. {¶22} The Ohio Supreme Court in State v. Diar, 120 Ohio St.3d 460,
2008-Ohio-6266, 900 N.E.2d 565, ¶ 113, explained the standard for sufficiency of the
evidence as follows:
Raising the question of whether the evidence is legally sufficient to support the jury verdict as a matter of law invokes a due process concern. State v. Thompkins (1997), 78 Ohio St.3d 380, 386, 678 N.E.2d 541. In reviewing such a challenge, “[t]he relevant inquiry is whether, after viewing the evidence in a light most favorable to the prosecution, any rational trier of fact could have found the essential elements of the crime proven beyond a reasonable doubt. State v. Jenks (1991), 61 Ohio St.3d 259, 574 N.E.2d 492, paragraph two of the syllabus, following Jackson v. Virginia (1979), 443 U.S. 307, 99 S.Ct. 2781, 61 L.Ed.2d 560.”
{¶23} With regard to a manifest weight challenge, the Ohio Supreme Court in
State v. Wilson, 113 Ohio St.3d 382, 2007-Ohio-2202, 865 N.E.2d 1264, ¶ 25, has stated
that the
reviewing court asks whose evidence is more persuasive — the state’s or the defendant’s? * * * “When a court of appeals reverses a judgment of a trial court on the basis that the verdict is against the weight of the evidence, the appellate court sits as a ‘thirteenth juror’ and disagrees with the factfinder’s resolution of the conflicting testimony.” [Thompkins at 387], citing Tibbs v. Florida (1982), 457 U.S. 31, 42, 102 S.Ct. 2211, 72 L.Ed.2d 652.
{¶24} Moreover, an appellate court may not merely substitute its view for that of
the jury, but must find that “‘in resolving conflicts in the evidence, the jury clearly lost its
way and created such a manifest miscarriage of justice that the conviction must be
reversed and a new trial ordered.’” Thompkins at 387, quoting State v. Martin, 20 Ohio
App.3d 172, 485 N.E.2d 717 (1st Dist. 1983). Accordingly, reversal on manifest weight
grounds is reserved for “‘the exceptional case in which the evidence weighs heavily against the conviction.’” Id., quoting Martin.
{¶25} In the instant case, Smiley was convicted of felonious assault under
R.C. 2903.11(A)(2), kidnapping under R.C. 2905.01(B)(2), having a weapon while under
disability under R.C. 2923.13(A)(3), and resisting arrest under R.C. 2921.33(A).
Felonious Assault
{¶26} Smiley was convicted of felonious assualt under R.C. 2903.11(A)(2), which
provides in pertinent part that: “[n]o person shall knowingly * * * [c]ause or attempt to
cause physical harm to another * * * by means of a deadly weapon * * *.” Smiley,
relying on State v. Brooks, 44 Ohio St.3d 185, 542 N.E.2d 636 (1989), argues that there is
no evidence that Smiley intended to cause physical harm with the gun.
{¶27} The Ohio Supreme Court in Brooks addressed “whether the pointing of a
deadly weapon is an ‘attempt to cause physical harm’ to another by means of a deadly
weapon as encompassed in the definition of ‘felonious assault.’” Id. at 189. In Brooks,
the defendant was involved in a “heated conversation” with a barmaid, which resulted in
the defendant pointing a handgun at the woman’s face and stating, “Bitch, I will kill you.”
Id. at 187. The Ohio Supreme Court upheld Brooks’s felonious assault conviction
based upon the totality of the circumstances. However, they went on to hold that, “[t]he
act of pointing a deadly weapon at another, without additional evidence regarding the
actor’s intention, is insufficient to convict a defendant of the offense of ‘felonious
assault’ as defined by R.C. 2903.11(A)(2).” Id. at syllabus.
{¶28} In State v. Green, 58 Ohio St.3d 239, 569 N.E.2d 1038 (1991), the Ohio Supreme Court reviewed its decision in Brooks and explained:
It can be readily gleaned from our holding in Brooks * * * that the additional evidence needed to uphold a felonious assault charge could include verbal threats as perceived by a reasonable person under the circumstances. Thus, the act of pointing a deadly weapon at another coupled with a threat, which indicates an intention to use such weapon, is sufficient evidence to convict a defendant of the offense of “felonious assault” as defined by R.C. 2903.11(A)(2).
See also the syllabus.
{¶29} Moreover, this court, relying on Green and Brooks, has found the act of
pointing a gun at the victim and instructing them “not to run or try to move and to be
quiet” demonstrates the “intent to cause physical harm by means of a deadly weapon.”
State v. McCauley, 8th Dist. No. 73892 (Apr. 22, 1999), appeal not allowed, 86 Ohio
St.3d 1467, 715 N.E.2d 569 (1999). Here, Maines testified that Smiley pointed a gun at
his chest and told him “don’t move.” When viewed in a light most favorable to the State,
we find that Smiley’s act of pointing the gun at Maines’s chest, coupled with his threat,
“don’t move,” constitutes sufficient evidence to convict Smiley of felonious assault.
{¶30} Smiley further argues that there was no evidence to support the firearm
specification convictions. Smiley maintains there was no evidence linking Smiley to the
gun found in the vehicle, and there was no evidence that the gun was operable or a
“firearm” as defined by R.C. 2923.11(B).
{¶31} R.C. 2923.11 defines “deadly weapon” and “firearm” as follows:
(A) “Deadly weapon” means any instrument, device, or thing capable of inflicting death, and designed or specially adapted for use as a weapon, or possessed, carried, or used as a weapon. (B)(1) “Firearm” means any deadly weapon capable of expelling or propelling one or more projectiles by the action of an explosive or combustible propellant. “Firearm” includes an unloaded firearm, and any firearm that is inoperable but that can readily be rendered operable.
(2) When determining whether a firearm is capable of expelling or propelling one or more projectiles by the action of an explosive or combustible propellant, the trier of fact may rely upon circumstantial evidence, including, but not limited to, the representations and actions of the individual exercising control over the firearm.
{¶32} The Ohio Supreme Court in addressing whether a firearm specification can
be proven beyond a reasonable doubt without presenting evidence as to the operability of
the firearm, held:
In determining whether an individual was in possession of a firearm and whether the firearm was operable or capable of being readily rendered operable at the time of the offense, the trier of fact may consider all relevant facts and circumstances surrounding the crime, which include any implicit threat made by the individual in control of the firearm. Thompkins, 78 Ohio St.3d 380, 678 N.E.2d 541, at paragraph one of the syllabus.
{¶33} Moreover, in State v. Woodson, 8th Dist. No. 96538, 2012-Ohio-172, ¶ 24,
this court recently upheld defendant’s firearm specification convictions, finding that the
operability of the weapon may be inferred from the facts and circumstances. In
Woodson, the firearm was never recovered, but the victims testified that the defendant
pointed a black, metal gun at them and told them that “this isn’t a joke, [t]his is a
robbery.” The defendant continued to say, “I’m not joking * * * I’ll kill you.”
{¶34} Likewise, based on the totality of the circumstances in the instant case, we
find that the firearm was operable. Maines clearly testified to Smiley’s use of a gun. He
testified that Smiley pointed an automatic gun at his chest and told him “don’t move.” Maines feared for his life. Thus, it was reasonable for the trier of fact to conclude that
Smiley’s words and actions were meant to imply that his gun was, in fact, operable.
Having a Weapon While Under Disability
{¶35} Smiley was also convicted of having a weapon while under disability in
violation of R.C. 2929.13(A)(3), which provides that: “no person shall knowingly
acquire, have, carry, or use any firearm * * *, if * * *[t]he person * * * has been
convicted of any felony offense involving the illegal possession, use, sale, administration,
distribution, or trafficking in any drug of abuse * * *.”
{¶36} Smiley argues that Maines’s testimony was insufficient evidence to support
his conviction. However, having found that Smiley pointed a gun at Maines and the
record demonstrates that Smiley was convicted of drug possession in December 2009, any
rational trier of fact could have found the essential elements of this crime proven beyond
a reasonable doubt.
Kidnapping
{¶37} Smiley next argues that there is insufficient evidence to sustain his
kidnapping conviction under R.C. 2905.01(B)(2), which provides in pertinent part:
No person, by force, threat, or deception * * * shall knowingly do any of the following, under circumstances that create a substantial risk of serious physical harm to the victim * * * [r]estrain another of the other person’s liberty.
{¶38} Smiley contends that there is no evidence that he knowingly placed Maines
in a substantial risk of “serious physical harm.” We disagree.
{¶39} Here, Maines testified that Smiley pointed a gun at his chest and told him “don’t move.” Maines further testified that he did not feel free to move and that he
feared for his life. Based on this evidence, any rational trier of fact could have found
Smiley guilty of kidnapping.
Resisting Arrest
{¶40} Lastly, Smiley was convicted of resisting arrest in violation of
R.C. 2921.33(A), which provides in pertinent part that: “[n]o person, recklessly or by
force, shall resist or interfere with a lawful arrest of the person * * *.”
{¶41} Smiley argues that there is no evidence of him resisting a lawful arrest.
Specifically, he argues that when Officer Taylor stopped him, Officer Taylor was not
arresting him. The State, however, presented evidence that when the police encountered
Smiley, he ran away. Officer Mobley asked Smiley twice to show his hands, but instead,
Smiley ran away. Officer Mobley chased after Smiley for about one block, but lost track
of him. Officer Taylor heard the radio assignment for the male who was held at gunpoint
and struck with a bat. He initially went to respond to the call, but received another call
that the officers were in foot pursuit. When he arrived on the scene, he observed Smiley
running through a front yard. He then ran after Smiley. Taylor instructed Smiley to
stop, but Smiley did not comply. Taylor eventually caught up to Smiley and grabbed
Smiley’s jacket. Smiley flung his arm back, causing Taylor to lose his grip. Taylor
said, “stop or I’ll tase you.” Smiley did not comply with Taylor’s orders, so Taylor tased
Smiley. Taylor then handcuffed Smiley.
{¶42} This evidence, coupled with Smiley’s own testimony that he ran away from Officer Mobley because he had an open traffic warrant, was sufficient evidence that
Smiley resisted arrest.
{¶43} Based on the foregoing, we find that the State presented sufficient evidence
to sustain Smiley’s convictions. Furthermore, we cannot say that the trial court clearly
lost its way and created such a manifest miscarriage of justice that his convictions must be
reversed and a new trial ordered. Martin, 20 Ohio App.3d at 175, 485 N.E.2d 717.
{¶44} Accordingly, the second and third assignments of error are overruled.
{¶45} Judgment is affirmed.
It is ordered that appellee recover from appellant costs herein taxed.
The court finds there were reasonable grounds for this appeal.
It is ordered that a special mandate issue out of this court directing the common
pleas court to carry this judgment into execution. The defendant’s conviction having
been affirmed, any bail pending appeal is terminated.
A certified copy of this entry shall constitute the mandate pursuant to Rule 27 of
the Rules of Appellate Procedure.
MARY EILEEN KILBANE, JUDGE
MARY J. BOYLE, P.J., and EILEEN A. GALLAGHER, J., CONCUR