State v. Sinagoga

918 P.2d 228, 81 Haw. 421, 1996 Haw. App. LEXIS 86
CourtHawaii Intermediate Court of Appeals
DecidedApril 30, 1996
Docket17540
StatusPublished
Cited by48 cases

This text of 918 P.2d 228 (State v. Sinagoga) is published on Counsel Stack Legal Research, covering Hawaii Intermediate Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Sinagoga, 918 P.2d 228, 81 Haw. 421, 1996 Haw. App. LEXIS 86 (hawapp 1996).

Opinions

Opinion of the court by

ACOBA, Judge,

except for Part IV.B.4, which is a dissenting opinion.

In a complaint filed on February 24, 1993, Defendant-Appellant John E. Sinagoga (Defendant) was charged with three counts of Terroristic Threatening in the First Degree. On August 9, 1993, he pleaded no contest to Count I and guilty to Counts II and III. Under the Judgment filed on September 29, 1993, Defendant was sentenced to consecutive indeterminate prison terms of five years each on Counts I, II and III. He appeals only the sentences imposed by the Judgment.

I.

On August 9, 1993, Defendant appeared with his counsel at a change of plea hearing. In preparation for the hearing, Defendant had entered into a plea agreement with the State. Under the agreement’s terms, Defendant would plead no contest to Count I, Terroristic Threatening in the First Degree as defined in Hawai'i Revised Statutes (HRS) § 707-716(l)(d) (1993)1 and guilty to Counts II and III, Terroristic Threatening in the First Degree as defined in HRS § 707-716(l)(a) (1993).2 In exchange, the State of Hawai'i (the State) would agree to Defendant’s request for probation with one year of incarceration and credit for time served. The State also agreed not to seek “enhanced” sentencing.

At the beginning of the hearing, Judge Marcia Waldorf explained to Defendant that according to the change of plea document, Defendant had agreed to plead in accordance with the agreement. Defendant expressed reservations about signing the document, responding, “I do’t [sic] know, it just doesn’t seem right.” The judge recessed the court to allow Defendant time to consult with his counsel.

Reconvening several minutes later, Judge Waldorf reiterated that by signing the change of plea document, Defendant was agreeing to plead as provided in the agreement. Defendant answered that he under[425]*425stood the document and confirmed, in responses to further questions, that he had the requisite capacity to enter the plea. In the course of accepting the plea, Judge Waldorf informed Defendant that the court could order an “extended term[,]” that is a “doubling” of the five-year ordinary sentence on each count to ten years on each count, which, if imposed consecutively, would total thirty years.3 The court also explained that neither she nor any other judge was bound by the plea agreement reached between Defendant’s attorney and the prosecutor. Defendant indicated that he understood this.

[Judge Waldorf:] All right. Do you further understand, though, [Defendant], that as a matter of fact, the court, whether it be me or any other judge, is not compelled to follow agreements that are reached by attorneys. You understand that?
[Defendant:] Yes, I do.

(Emphasis added.) Defendant then entered a plea of no contest to Count I and pleas of guilty to Counts II and III. After it accepted Defendant’s pleas, the court, through its clerk, informed the parties that sentencing would take place before “Judge Spencer” on September 29,1993.

At the sentencing hearing before Judge Leland H. Spencer, both the prosecutor and the public defender requested that the court follow the plea agreement. Instead, Judge Spencer orally reviewed Defendant’s prior criminal record, which included convictions in various jurisdictions for burglary, assault, driving under the influence, and drug and concealed weapon possession. Judge Spencer noted that the offenses Defendant was charged with in the present case were felonies involving violence, and that Defendant was not a young man. Judge Spencer then declared that Defendant would be “a danger to people, whether in Hawaii [Hawai'i] or any other state where he happens to be; and that as long as he’s free to do so, he’s going to continue to be a danger to both people and to property.” Judge Spencer, thereafter, sentenced Defendant to an indeterminate term of imprisonment of five years on each count, with the terms to run consecutively.

Defendant’s October 26, 1993 motion for reconsideration and modification was denied on January 13,1994.

Defendant raises four points on appeal. We consider them seriatim.

II.

Defendant argues that, in accepting Defendant’s plea, Judge Waldorf employed language indicating she would retain sentencing authority under the agreement. Thus, he maintains, an implied term of the plea agreement was that Judge Waldorf, not Judge Spencer, would impose the sentence. Defendant relies on People v. Arbuckle, 22 Cal.3d 749, 150 Cal.Rptr. 778, 587 P.2d 220 (Cal.1978).

In Arbuckle, the defendant entered into a plea agreement with the State of California. The first judge, who accepted the plea bargain, was transferred to another department of the Superior Court. The case was brought before a second judge for sentencing. The defendant’s request for sentencing before the first judge was denied. Id.

On appeal of the sentence, the California Supreme Court concluded that the defendant entered into the plea agreement “in expectation of and in reliance upon sentence being [426]*426imposed by the same judge.” Id. 150 Cal.Rptr. at 782, 587 P.2d at 224. The court rested its decision on “the [first] judge’s repeated use of the personal pronoun when referring to sentencing in the proceeding in which the plea bargain was accepted.” Id. The transcript of that proceeding read as follows: “[Judge:] I have agreed, ... that before I could send you to the State Prison, I would have to get that 90-day diagnostic study and I would follow the recommendation.” Id. 150 Cal.Rptr. at 782 n. 4, 587 P.2d at 224 n. 4.

Here, Judge Waldorf did not repeatedly refer to herself when discussing sentencing. The judge did “[take] note that at least by the pretrial bail report there were no prior felony convictions.” However, when the subject of sentencing arose, Judge Waldorf did not specifically refer to herself as the person who would sentence Defendant. The judge said,

[Judge Waldorf:] But just from the number of charges here presently it is possible that the court could order a sentence double, that is, extended term which is reflected on this document, double the normal sentence, and so that’s why your attorney has indicated that the.extended term could be 30 years.

(Emphasis added.) In addition, Judge Waldorf stated, “Do you further understand, though, [Defendant], that as a matter of fact, the court, whether it be me or any other judge, is not compelled to follow agreements that are reached by attorneys. You understand that?” (Emphasis added.)

Whatever language Judge Waldorf employed in accepting the plea, there was no doubt that Judge Spencer would sentence Defendant and Judge Waldorf would not. At the end of the hearing, the court said:

[Judge Waldorf:] And what that leaves remaining, [Defendant], is for the matter to be referred to the adult probation division for preparation of a presentence report. That is a report certainly in which you should cooperate, because it is in large part what the court will use, it’s not going to be I but it is what the court will use to determine whether it should follow the agreement reached by counsel and what all [sic].

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Bluebook (online)
918 P.2d 228, 81 Haw. 421, 1996 Haw. App. LEXIS 86, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-sinagoga-hawapp-1996.