State v. Sims

248 S.E.2d 834, 162 W. Va. 212, 1978 W. Va. LEXIS 340
CourtWest Virginia Supreme Court
DecidedNovember 14, 1978
Docket13906
StatusPublished
Cited by114 cases

This text of 248 S.E.2d 834 (State v. Sims) is published on Counsel Stack Legal Research, covering West Virginia Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Sims, 248 S.E.2d 834, 162 W. Va. 212, 1978 W. Va. LEXIS 340 (W. Va. 1978).

Opinion

Miller, Justice:

Paul Sims, after pleading guilty to first degree murder, contends that he was coerced into the plea as a result of the trial court’s ruling in connection with the felony-murder rule.

The claimed coercion occurred when the trial court ruled preliminarily to the trial that as a matter of law Sims’ defense of an accidental discharge of his shotgun during the commission of a burglary would not permit the jury to reduce the crime below first degree murder. We refuse to overturn the guilty plea.

The operative facts are these: Around 2:00 a.m. on January 16, 1976, the defendant Paul Sims, Clay Grimmer and Arthur Burns went to the home of Mr. and Mrs. Oscar Schmidt located in Brooke County, West Virginia. After cutting the telephone wires on the outside of the house, Sims and Burns proceeded onto the front *214 porch of the home. Both men were armed. Sims carried a 20-gauge sawed-off shotgun and Burns had a pistol.

The Schmidts’ bedroom adjoined the porch. While Sims remained on the porch adj acent to the windows, his companion Burns broke the windows and stepped through them into the bedroom. Sims pointed his shotgun and a flashlight into the bedroom. Shortly after Burns had entered the bedroom, Walter Schmidt, the son of Oscar Schmidt, entered the bedroom from another portion of the house.

Apparently as a result of this distraction, Oscar Schmidt was able to seize his pistol and fire it at Sims. The bullet struck Sims’ right arm, and he claimed this caused an involuntary muscle spasm in his trigger finger which resulted in the discharge of the shotgun, killing Walter Schmidt.

In support of the defendant’s theory that the bullet wound caused an involuntary muscle reaction, his attorneys took a deposition from the neurologist who treated him for the injury. Since the doctor was not available for testimony at the trial, the prosecuting and defense attorneys stipulated that his deposition would be read at trial.

Based upon his examination and treatment of the defendant’s wound, together with his expert knowledge of the involved nerves and muscles, the doctor concluded it was possible that the bullet wound caused an involuntary muscle reflex resulting in the discharge of the shotgun.

It is to be noted that the State did not agree with the involuntary reflex theory and vigorously cross-examined the doctor, who conceded that the same type of wound might instead have caused the defendant to drop the gun.

The trial court proceeded to rule in limine that even assuming the defendant’s theory to be true, it would not present a factual defense to mitigate the first degree *215 murder verdict required under this State’s felony-murder rule.

I

Initially, we recognize that this is a direct appeal from a sentence imposed on a guilty plea and that in the second syllabus of State ex rel. Wright v. Boles, 149 W. Va. 371, 141 S.E.2d 76 (1965), we stated:

“An appeal ordinarily does not lie in a criminal case from a judgment of conviction rendered upon a plea of guilty.”

Notwithstanding this general rule, this Court has entertained direct appeals in criminal convictions based on a guilty plea. See, e.g., State v. Barnett, _ W.Va. _, 240 S.E.2d 540 (1977); State v. Cunningham, _ W.Va. _, 236 S.E.2d 459 (1977); State v. Stone, 101 W.Va. 53, 131 S.E. 872 (1926); State v. Hill, 81 W.Va. 676, 95 S.E. 21 (1918).

In none of the foregoing cases has there been any attempt to formulate a rule as to when a direct appeal would be appropriate. However, it is clear that in each of these cases there was a claim made relating to the voluntariness of the guilty plea. In other jurisdictions it has been rather uniformly recognized that there are limited grounds which will warrant the direct appeal of a criminal conviction based on a guilty plea. The Pennsylvania court has expressed this principal in Commonwealth v. Bunch, 351 A.2d 284 (Pa. 1976):

“We have in the past repeatedly held that the only grounds for appeal following a guilty plea which has resulted in a judgment of murder in the second degree are the voluntariness of the plea and the legality of the sentence (including in the latter category the jurisdiction of the sentencing court).” [Pa. 351 A.2d at 286]

See, e.g., McKinnon v. State, 526 P.2d 18 (Alaska 1974); State v. Lerner, 113 Ariz. 284, 551 P.2d 553 (1976) (by implication); People v. Laudermilk, 67 Cal. 2d 272, 61 Cal. Rptr. 644, 431 P.2d 228 (1967), cert. denied, 393 U.S. 861, *216 21 L. Ed. 2d 128, 89 S.Ct. 139; People v. Rondeau, 8 Ill. App. 3d 286, 291 N.E.2d 666 (1972); Henderson v. State, 198 Kan. 655, 426 P.2d 92 (1967) (by implication); State v. Torres, 281 So.2d 451 (La. 1973); English v. State, 16 Md. App. 439, 298 A.2d 464 (1973); People v. Francabandera, 354 N.Y.S. 2d 609, 33 N.Y. 2d 429, 310 N.E.2d 292 (1974); State v. Saylors, 70 Wash. 2d 7, 422 P.2d 477 (1966).

We conclude that a direct appeal from a criminal conviction based on a guilty plea will lie where an issue is raised as to the voluntariness of the guilty plea or the legality of the sentence. However, there remains the question of the scope of review available.

There is an obvious parallelism between a direct appeal attacking the voluntariness of a guilty plea and utilizing a writ of habeas corpus to attack the guilty plea. In Call v. McKenzie, _ W.Va. _, 220 S.E.2d 665 (1975), we discussed to some degree the scope of review available in habeas corpus where a guilty plea had been made. There, we relied upon the Brady Trilogy, where the United States Supreme Court held that where a guilty plea is sought to be set aside in habeas corpus on the basis that it was induced by an unconstitutional confession, the controlling test is the competency of the advice given by the defendant’s counsel. 1 Brady v. United States, 397 U.S. 742, 25 L. Ed. 2d 747, 90 S.Ct. 1463 (1970); McMann v. Richardson, 397 U.S. 759, 25 L. Ed. 2d 763, 90 S.Ct. 1441 (1970); Parker v. North Carolina, 397 U.S. 790, 25 L. Ed. 2d 785, 90 S.Ct. 1458 (1970).

In Tollett v. Henderson, 411 U.S. 258, 36 L. Ed. 2d 235, 93 S.Ct. 1602 (1973), this standard was extended to cover other legal or factual defenses which may exist and upon which counsel may be expected to reflect and advise the defendant. Tollett

Free access — add to your briefcase to read the full text and ask questions with AI

Related

State of West Virginia v. Richard Austin
West Virginia Supreme Court, 2025
State of West Virginia v. Heather L. Hewitt
West Virginia Supreme Court, 2025
State of West Virginia v. Collins Brandon Murphy
West Virginia Supreme Court, 2024
State of West Virginia v. Jay Folse
West Virginia Supreme Court, 2023
State of West Virginia v. Charles Wesley Wild
West Virginia Supreme Court, 2023
Shrader v. United States
S.D. West Virginia, 2019
Jasman Montgomery v. David Ballard, Warden
827 S.E.2d 403 (West Virginia Supreme Court, 2019)
State of West Virginia v. Marcus Stephen Sanders
West Virginia Supreme Court, 2019
State of West Virginia v. Michael S. Sites
West Virginia Supreme Court, 2019
State of West Virginia v. John Michael Howell
West Virginia Supreme Court, 2018
State of West Virginia v.Kenneth Bookheimer
West Virginia Supreme Court, 2018
State of West Virginia v. Jordan Bennett
West Virginia Supreme Court, 2018
Ray P. v. David Ballard, Warden
West Virginia Supreme Court, 2017
Tracy W. v. David Ballard, Warden
West Virginia Supreme Court, 2017
Roger Dewayne Smith v. David Ballard, Warden
West Virginia Supreme Court, 2017

Cite This Page — Counsel Stack

Bluebook (online)
248 S.E.2d 834, 162 W. Va. 212, 1978 W. Va. LEXIS 340, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-sims-wva-1978.