State v. Silverson

939 P.2d 859, 130 Idaho 283, 1997 Ida. App. LEXIS 68
CourtIdaho Court of Appeals
DecidedJune 6, 1997
Docket22569
StatusPublished
Cited by4 cases

This text of 939 P.2d 859 (State v. Silverson) is published on Counsel Stack Legal Research, covering Idaho Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Silverson, 939 P.2d 859, 130 Idaho 283, 1997 Ida. App. LEXIS 68 (Idaho Ct. App. 1997).

Opinion

LANSING, Judge.

Following a jury trial, Daniel W. Silverson was found guilty of nine counts of provider fraud, I.C. § 56-227A(e). Silverson appeals from his judgment of conviction, contending that the trial court erred by admitting into evidence exhibits that were not properly authenticated under I.R.E. 901. Silverson also contends that the trial court abused its discretion in imposing a unified sentence of ten years with a four-year minimum term of incarceration. For the following reasons, we affirm.

FACTS

The State of Idaho Department of Health and Welfare (the Department) offers a personal care provider program for elderly and disabled residents who receive Medicaid. Under this program, clients receive assistance with daily living needs such as meal preparation, house cleaning, and exercise. Silverson contracted with the Department as a personal care provider for his niece, Jennifer Jackson, and his sixty-year-old mother, Dorothy Silverson. Jennifer, who lived in Kamiah, suffered from cerebral palsy, cortical blindness, and a seizure disorder. Dorothy, who lived in Lewiston, suffered from diabetes and had undergone an amputation of her right leg and the toes on her left foot.

As part of his duties as a personal care provider, Silverson was obligated to maintain daily progress notes on forms provided by the Department. These were records of the hours he worked and the services he performed for Jennifer and Dorothy. To receive payment for the services he provided, Silverson was required to submit a “physician’s invoice” indicating the amount of hours worked during a particular period. Using an electronic system, the Department reviews such invoices and issues checks for the amounts claimed.

Through witness Mond Warren, a Medicaid fraud investigator, the State introduced as trial exhibits several sets of progress notes and physician invoices allegedly prepared by Silverson. According to the State, a comparison of the progress notes and the invoices for the same periods showed that Silverson had billed the Department for more hours than he actually worked. They also showed that Silverson had submitted false claims for services he could not have performed, either because Jennifer was not at home during those times or because the notes indicated that he performed service for Jennifer in Kamiah and Dorothy in Lewiston at the same time. Defense counsel objected to the introduction of these exhibits on the basis that they were hearsay and that the documents had not been authenticated by a showing that they were, in fact, completed or signed by Silverson. The district court overruled the objections, and the jury returned a guilty verdict. On appeal, Silverson contends that the trial court erred in admitting the exhibits without proper authentication under I.R.E. 901. Silverson does not continue to advance the hearsay objection on appeal. Silverson also asserts that he received an excessive sentence.

ANALYSIS

A. Authentication of the Exhibits under I.R.E. 901

Idaho Rule of Evidence 901 addresses the authentication of evidence as a condition precedent to admission. It provides that the authentication requirement is satisfied by “evidence sufficient to support a finding that the matter in question is what its proponent claims.” I.R.E 901(a). Subpart (b) of the rule gives a number of examples of methods by which an exhibit may be authenticated. These examples are provided “[b]y way of illustration only, and not by way of limitation.” I.R.E. 901(b).

Silverson contends that the admissibility of the progress notes and physician invoices at issue is governed by I.R.E. 901(b)(2) and (3). Under these subparts, handwriting or a signature may be authenticated by “[n]on-ex *285 pert opinion as to the genuineness of handwriting, based upon familiarity not acquired for purposes of the litigation,” I.R.E. 901(b)(2), or through “[c]omparison by the trier of fact or by expert witnesses with specimens that have been authenticated.” I.R.E. 901(b)(3). Silverson is correct in asserting that the State’s authentication evidence did not satisfy either of these subparts of Rule 901. Although the State presented testimony from its investigator that he recognized Silverson’s signature on some of the documents, the State offered no evidence that the investigator’s familiarity with Silver-son’s signature had been acquired for purposes other than the litigation. The State offered no expert testimony regarding the handwriting on the exhibits and did not ask that the jury be instructed to compare signatures on the documents with authenticated specimens.

However, contrary to Silverson’s assumption, subparts (b)(2) and (3) of the rule do not provide the only means by which Silverson’s progress notes and physician invoices could be authenticated. As noted above, the examples given in Rule 901(b) are illustrative and not exclusive. Thus, written and signed documents, like any other type of evidence, may be authenticated through any means which is “sufficient to support a finding that the matter in question is what its proponent claims.” I.R.E. 901(a). This may include authentication through circumstantial evidence. We therefore must determine whether the authenticity of the documents in question was shown by methods other than those described in I.R.E. 901(b)(2) and (3).

The exhibits to which Silverson objected at trial can be divided into three categories. The first consists of progress notes that were discussed in an interview of Silver-son by State investigator Howard Elliott. Elliott testified that during the interview Sil-verson admitted that he had signed these documents and that they accurately reflected the hours he had worked. These unrefuted admissions by the defendant adequately authenticated the documents as his progress notes under terms of I.R.E. 901(a).

The second group of exhibits at issue are progress notes that Mond Warren received in response to a letter that he sent to Silverson requesting that Silverson provide his progress notes. We conclude that these notes were sufficiently authenticated by analogy to the widely-accepted rule applicable to reply letters. Under that common law rule, a prima fade showing of authenticity is made by evidence that an offered letter purports to be from the addressee of a prior letter and to be in reply thereto and was received in the mail without unusual delay. Under these circumstances, it may be inferred that the reply letter is genuine and written by the purported author. See Winel v. United States, 365 F.2d 646 (8th Cir.1966); Purer & Co. v. Aktiebolaget Addo, 410 F.2d 871 (9th Cir.1969), cert. denied, 396 U.S. 834, 90 S.Ct. 90, 24 L.Ed.2d 84 (1969); Conner v. Zanuzoski, 36 Wash.2d 458, 218 P.2d 879, 883 (1950); 2 Kenneth S. Broun et al., MoCormick on Evidence § 225 (John W. Strong, ed., 4th ed. 1992) [hereinafter McCormick]; Annotation, Proof of Authenticity of Letters Other Than by Proof of Handwriting or Typewriting, 9 A.L.R. 984, 989-993 (1920).

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Bluebook (online)
939 P.2d 859, 130 Idaho 283, 1997 Ida. App. LEXIS 68, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-silverson-idahoctapp-1997.