State v. Shumate

650 S.E.2d 676, 186 N.C. App. 307, 2007 N.C. App. LEXIS 2129
CourtCourt of Appeals of North Carolina
DecidedOctober 2, 2007
DocketCOA06-1450
StatusPublished

This text of 650 S.E.2d 676 (State v. Shumate) is published on Counsel Stack Legal Research, covering Court of Appeals of North Carolina primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Shumate, 650 S.E.2d 676, 186 N.C. App. 307, 2007 N.C. App. LEXIS 2129 (N.C. Ct. App. 2007).

Opinion

STATE OF NORTH CAROLINA
v.
TONY ROBERT SHUMATE, Defendant.

No. COA06-1450

Court of Appeals of North Carolina.

Filed October 2, 2007
This case not for publication

Attorney General Roy Cooper, by Assistant Attorney General Kathleen U. Baldwin, for the State.

William D. Auman for defendant-appellant.

GEER, Judge.

Defendant Tony Robert Shumate appeals from his conviction for taking indecent liberties with a child. On appeal, defendant primarily argues that the trial court violated his constitutional right to remain silent by permitting testimony regarding his failure to provide police with a statement. Because the testimony related to a time frame before defendant had been read his Miranda rights and prior to any arrest, we hold there was no violation of defendant's constitutional rights.

Facts

The State's evidence at trial tended to show the following facts. Rebecca Taylor was dating defendant (born in 1961) throughout 2005. Defendant stayed with Rebecca and her daughter, "`Beth" (born in 1993),[1] over Easter weekend. At around 5:00 a.m. on Easter morning, 27 March 2005, Rebecca went to her great aunt's house to help prepare Easter dinner.

Beth awoke a short time later to find defendant kissing her neck. Although Beth tried to get up, defendant put one arm around her waist and pulled her back down, touched her breast, put a hand in her pants, and rubbed her "private." Defendant then told Beth to keep quiet and began unbuttoning his pants. Defendant took Beth's hand as if to "try to make [her] touch his penis" but, before she did, the phone rang and Beth leapt from her bed to answer it. The phone call was from Beth's mother, who was returning home. Defendant did not touch Beth again.

Beth eventually told her parents what happened, and they reported the matter to the police on 3 June 2005. Following an investigation, defendant was indicted for taking indecent liberties with a child on 12 September 2005. A jury found defendant guilty on 31 May 2006, and the trial court sentenced defendant to 21 to 26 months imprisonment. Defendant now appeals to this Court.

I

Defendant first argues that the trial court erred by permitting the State to question Detective Linda Nichols of the Wilkes County Sheriff's Department regarding her unsuccessful efforts to locate defendant in order to obtain his statement. Specifically, defendant points to the following exchange between the prosecutor and Detective Nichols:

Q. [Prosecutor] . . . . How long did you try to track down the Defendant to get a statement from him?
A. [By Detective Nichols] Quite some time. I tried to — every place I knew to go to find him without any luck.
Q. Okay. How many days or weeks did you spend?
[Defense Counsel]: Objection, Your Honor, as to this whole line of questioning. He has a right not to give a statement.
COURT: Well, overruled.

Detective Nichols went on to testify that defendant failed to appear at two appointments with her and that she was, in fact, never able to speak with defendant. According to defendant, this testimony violated his constitutional rights by introducing evidence of his election to "remain silent" and to decline to provide Detective Nichols with a statement.

The United States Supreme Court first held in Doyle v. Ohio, 426 U.S. 610, 618, 49 L. Ed. 2d 91, 98, 96 S. Ct. 2240, 2245 (1976), that Miranda warnings contain an implicit assurance to a person who is given them that he will not be penalized for his post-arrest silence. "In such circumstances, it would be fundamentally unfair and a deprivation of due process to allow the arrested person's silence to be used to impeach an explanation subsequently offered at trial." Id. Based on Doyle, our Supreme Court has held that "a defendant's exercise of his constitutionally protected rights to remain silent and to request counsel during interrogation may not be used against him at trial." State v. Elmore, 337 N.C. 789, 792, 448 S.E.2d 501, 502 (1994).

Assuming, without deciding, that defendant's objection was sufficient to preserve this issue for appellate review, we hold that Doyle and Elmore do not apply to the facts of this case. As our Supreme Court has explained, "[a]lthough the rule set forth in Doyle is well established, certain limitations to Doyle have developed in the case law of the United States Supreme Court and have been applied by this Court." State v. Westbrooks, 345 N.C. 43, 63, 478 S.E.2d 483, 495 (1996).

Thus, in Jenkins v. Anderson, 447 U.S. 231, 240, 65 L. Ed. 2d 86, 96, 100 S. Ct. 2124, 2130 (1980), the United States Supreme Court held that Doyle did not apply when "no governmental action induced petitioner to remain silent before arrest." The Court explained: "The failure to speak occurred before the petitioner was taken into custody and given Miranda warnings. Consequently, the fundamental unfairness present in Doyle is not present in this case. We hold that impeachment by use of prearrest silence does not violate the Fourteenth Amendment." Id. Our Supreme Court has since applied Jenkins to hold that no constitutional violation occurred when the silence at issue occurred prior to arrest and invocation of or reliance on the defendant's right to remain silent. See, e.g., State v. Bishop, 346 N.C. 365, 386, 488 S.E.2d 769, 780 (1997) ("The use of prearrest silence to impeach a defendant's credibility on cross-examination does not violate the Fifth or Fourteenth Amendment to the United States Constitution. In the present case defendant was not induced to remain silent prior to her arrest by any government assurances that her silence would not be used against her. Defendant did not invoke or rely upon her right to remain silent." (internal citations omitted)); Westbrooks, 345 N.C. at 63, 478 S.E.2d at 495 (holding that Doyle did not apply because "defendant was not induced to remain silent before her arrest, and use of her prearrest silence does not violate defendant's Fifth Amendment rights").

As is apparent from Detective Nichols' testimony, defendant had not yet been arrested or otherwise taken into custody at the time of her efforts to obtain a statement from him. Defendant had not been read his Miranda rights or in any other manner been induced to remain silent. Further, defendant had not, at that time, invoked or relied upon his right to remain silent. Under these circumstances, admission of Detective Nichols' testimony regarding defendant's failure to provide a statement did not violate defendant's rights under the Fifth and Fourteenth Amendments to the United States Constitution. Since defendant does not challenge this testimony on any other basis, this assignment of error is overruled. See also State v. Washington, 141 N.C. App. 354, 372, 540 S.E.2d 388, 400 (2000) (concluding testimony regarding defendant's pre-arrest silence did not implicate concerns embodied in Miranda because defendant had not yet received Miranda warnings), disc. review denied, 353 N.C.

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Related

Doyle v. Ohio
426 U.S. 610 (Supreme Court, 1976)
Jenkins v. Anderson
447 U.S. 231 (Supreme Court, 1980)
State v. Bishop
488 S.E.2d 769 (Supreme Court of North Carolina, 1997)
State v. Whitman
635 S.E.2d 906 (Court of Appeals of North Carolina, 2006)
State v. Slone
334 S.E.2d 78 (Court of Appeals of North Carolina, 1985)
State v. Begley
323 S.E.2d 56 (Court of Appeals of North Carolina, 1984)
State v. Rhodes
361 S.E.2d 578 (Supreme Court of North Carolina, 1987)
State v. Washington
540 S.E.2d 388 (Court of Appeals of North Carolina, 2000)
State v. Westbrooks
478 S.E.2d 483 (Supreme Court of North Carolina, 1996)
State v. Lester
240 S.E.2d 391 (Supreme Court of North Carolina, 1978)
State v. Bruce
369 S.E.2d 95 (Court of Appeals of North Carolina, 1988)
State v. Scott
573 S.E.2d 866 (Supreme Court of North Carolina, 2002)
State v. Elmore
448 S.E.2d 501 (Supreme Court of North Carolina, 1994)
State v. Washington
547 S.E.2d 427 (Supreme Court of North Carolina, 2001)
State v. Washington
540 S.E.2d 388 (Court of Appeals of North Carolina, 2000)

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Bluebook (online)
650 S.E.2d 676, 186 N.C. App. 307, 2007 N.C. App. LEXIS 2129, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-shumate-ncctapp-2007.