State v. Shaw

Supreme Court of Connecticut·Decided June 10, 2014·No. SC18207·Published

Opinion

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STATE OF CONNECTICUT v. CHRISTOPHER SHAW (SC 18207)

Rogers, C. J., and Norcott, Palmer, Zarella, Eveleigh, McDonald and Espinosa, Js.* Argued May 13, 2013—officially released June 10, 2014

Alice Osedach, assistant public defender, for the appellant (defendant).

Timothy J. Sugrue, assistant state’s attorney, with whom, on the brief, were Michael Dearington, state’s attorney, and Stacey Haupt Miranda, senior assistant state’s attorney, for the appellee (state).

Opinion

ZARELLA, J. The defendant, Christopher Shaw, appeals from the judgment of conviction, rendered after a jury trial, of one count of sexual assault in the first degree in violation of General Statutes § 53a-70 (a) (2),1 and one count of risk of injury to a child in violation of General Statutes (Rev. to 2005) § 53-21 (a) (2).2 The defendant claims that the trial court improperly (1) denied him the opportunity to introduce evidence of prior sexual conduct that was admissible under General Statutes § 54-86f,3 commonly known as the rape shield statute, in violation of his constitutional rights to confrontation , to present a defense, and to due process, (2) admitted into evidence a laboratory report without the testimony of the analyst who performed the tests, in violation of the defendant’s constitutional right to confrontation, (3) admitted into evidence a hearsay statement under the hearsay exception for spontaneous utterances, (4) permitted an emergency room physician to testify as an expert witness over defense counsel’s objection, and (5) declined the defendant’s request to give a jury instruction on the credibility of child witnesses . We reverse the judgment of the trial court and remand the case for a new trial.

I

The jury reasonably could have found the following facts. On January 28, 2006, the victim, A,4 age eleven, was living with her mother, B, her fifteen year old brother, K, her eight year old sister, and the defendant in B’s apartment in New Haven. Around 11 p.m. that evening, while A’s older sister, M, was visiting the family , the defendant came home in search of his identification card (ID) so that he could go out to a club. The defendant believed that the ID was in his coat, but when B saw that he was intoxicated, she took the ID from his coat, without his knowledge, and hid it in her purse so that he would not go out.

After a minor altercation during which the defendant took B’s purse and said he would not give it back until she gave him the ID, M retrieved the coat and handed it to the defendant. He then apologized for the argument and proceeded to leave the apartment, unaware that the ID no longer was in his coat. Shortly thereafter, B also left the apartment to drive M back to her home. After she dropped M off, she called her three younger children and asked A if the defendant had returned. When A replied that the defendant had returned in search of his ID but, after failing to find it, ‘‘stormed back out’’ looking for B, B decided to stay out for a while before returning home.

At approximately 1:20 a.m., B returned to the apartment . She immediately noticed that the defendant’s boots were on the floor and his coat was on the sofa, where he normally slept. When she went to her bed-

room, she found the door closed and difficult to open because two large garbage bags filled with clothing had been pushed up against the other side. After she managed to open the door, she observed two shadows, one of which appeared to be on top of the other, near the head of the bed. Upon turning on the light, the shadows ‘‘jumped,’’ and she saw the defendant sitting toward the foot of the bed and A sitting up in the middle. The defendant was wearing a shirt and appeared to have nothing on below his waist. A was wearing a nightgown , and her underwear was around her ankles. B immediately ran to the kitchen and called 911. When the police arrived shortly thereafter, she accused the defendant of raping A, and the police arrested him.

While the police detained the defendant in the living room, Officer Nancy Jordan questioned A in the kitchen. Jordan then accompanied A and B to the emergency department at Yale-New Haven Hospital (hospital), where A was examined by Mark Cicero, a physician specializing in pediatric emergency medicine. Emergency department personnel utilized a sexual assault evidence collection kit in accordance with the state protocol prescribed for alleged sexual assaults. See General Statutes § 19a-112a. Later that day, B went to the New Haven Police Department and gave a formal statement regarding the assault.

The defendant was charged with sexual assault in the first degree in violation of § 53a-70 (a) (2) and risk of injury to a child in violation of General Statutes (Rev. to 2005) § 53-21 (a) (2). A jury found him guilty of both offenses, and the trial court rendered judgment imposing a total effective sentence of thirty years, execution suspended after twenty years, with ten years probation. This appeal followed.

II

The defendant first claims that the trial court improperly excluded evidence that was admissible under the rape shield statute in violation of his constitutional rights to confrontation, to present a defense, and to due process under the sixth and fourteenth amendments to the United States constitution, and article first, § 8, of the Connecticut constitution. He claims that his constitutional rights were violated because, in order to rebut the inference that he was the cause of vaginal injuries to A that were identified and reported by Cicero, he should have been allowed to show an alternative source of the injuries and a motivation for A and B to fabricate the assault through the introduction of evidence that the defendant had caught A and her older brother, K, engaging in sexual intercourse three days earlier.5 The state responds that the trial court properly excluded the evidence because the defendant failed to make an adequate showing of relevance. We agree with the defendant.

A

A testified that, sometime after B left the apartment on the evening of January 28, 2006, to take M back to her home, the defendant entered A’s bedroom, awakened her, and told her to go into the living room, where he directed her to remove her underwear. A then went with the defendant, while still clad in her nightgown, into B’s bedroom, where they engaged in sexual intercourse on the floor and on the bed for thirty to fortyfive minutes. A further testified that the defendant was on top of her and had put his penis in her vagina.

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