State v. Shanahan

457 P.2d 755, 10 Ariz. App. 215, 1969 Ariz. App. LEXIS 559
CourtCourt of Appeals of Arizona
DecidedAugust 11, 1969
DocketNo. 1 CA-CR 200
StatusPublished
Cited by3 cases

This text of 457 P.2d 755 (State v. Shanahan) is published on Counsel Stack Legal Research, covering Court of Appeals of Arizona primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Shanahan, 457 P.2d 755, 10 Ariz. App. 215, 1969 Ariz. App. LEXIS 559 (Ark. Ct. App. 1969).

Opinion

DONOFRIO, Presiding Judge.

Defendant was charged with three counts arising out of an attack on a sixteen-year-[216]*216old girl, (1) Burglary, (2) Rape, and (3) Aggravated Assault. He entered pleas of not guilty, and not guilty by reason of insanity on each count. Pursuant to A.R. S. § 13-1621.01 (Added Laws 1968, Ch. 105, Sec. 2) two trials were set. The first was to consider the issue of guilt, the second the issue of insanity. At the close of the evidence at the first trial, a motion to dismiss the burglary charge was granted. The jury returned a verdict of not guilty as to the crime of rape, and a verdict of guilty as to the crime of aggravated assault. The following day the case proceeded to trial before the same jury on the defense of not guilty by reason of insanity. The jury found the defendant was not insane at the time he committed the offense. A judgment of guilty of aggravated assault was entered October 1, 1968, and the defendant was sentenced to serve not less than two years nor more than three years in the State Prison. Defendant has appealed from the judgment and this is the first case to come before us after the enactment of the new law providing for bifurcated trials where a plea of not guilty by reason of insanity is asserted.

At the trial of the insanity issue the order of proof was simple and without objection. Opening arguments were waived and defendant proceeded by introducing the testimony of Dr. David Steinem, a psychiatrist who had examined defendant three times prior to trial. On direct examination he testified in response to a hypothetical question that in his opinion on the night of the assault the defendant “did not know what he was doing” and “could not distinguish between right and wrong”. The State then presented testimony of the police officer who had seen defendant for the first time approximately two hours after the assault. He said that after observing defendant over a three or four-hour period that night he did not observe any unusual conduct on the part of the defendant and that in his lay opinion the defendant acted sane. No other witnesses were called.

The defendant argues that under the law once insanity has been brought into issue the State must prove beyond a reasonable doubt that the defendant was sane at the time of committing the act, and that in the instant case the State has failed, as a matter of law, to meet this burden. Defendant bases this contention of the insufficiency of the evidence on three premises. He first urges that under State v. Schantz, 98 Ariz. 200, 403 P.2d 521 (1965), cert. denied, 382 U.S. 1015, 86 S.Ct. 628, 15 L.Ed.2d 530 (1965), there is an inference arising out of the failure of the State to call expert medical witnesses in rebuttal that the defendant’s psychiatric evidence as to insanity is true because uncontradicted. Next he cites Buatte v. United States, 9th Cir., 330 F.2d 342 (1964), in which case it was held by the Court of Appeals that the government’s evidence, which consisted essentially of lay testimony, was insufficient as against expert testimony presented by the defendant on the issue of insanity, and that that holding should be controlling in this case. Third, he contends that under the new bifurcated trial procedure it was the State’s duty to prove beyond a reasonable doubt by evidence presented solely at the second trial that he was sane at the time of the commission of the offense and that it has failed in this respect.

Because this is a case of first impression under a new statute, we are compelled to delve a little into the history of this type of legislation. In the light of this history and our law we shall endeavor to answer, not necessarily in order, the issues raised by defendant.

The bifurcated trial concept is not novel. For example, it has been used in California since 1927,1 2in Colorado since 1927,2 in Texas since 1937,3 and in Louisiana since [217]*2171928.4 In the federal system it is a matter of procedural discretion on the part of the trial judge. Holmes v. United States, 124 U.S.App.D.C. 152, 363 F.2d 281 (1966). The attempt to divorce the issue of insanity from that of guilt has presented a procedural and evidentiary hydra, particularly upon the California courts.

As the defendant argues, the heart of the bifurcated trial concept is to isolate the issue of insanity, holding it in abeyance until after the determination of guilt so as to avoid confusion in the minds of the jury, to give notice to the State that the issue will be raised, and also to save time if the jury should find the defendant not guilty. The problem arises by the fact that the new statute on bifurcation specifically states that “The multiple trial concept shall not affect * * * the applicability of § 13-131 * * which section provides that a person can neither be found guilty of a crime without the union or joint operation of act and intent, nor if he is without sound mind to form the requisite intent. The statute provides that all persons are of sound mind who are neither idiots nor lunatics nor affected with insanity. The situation which presents a problem is that in the first trial the jury must determine “guilt” as well as the degree of the “crime”, yet under A.R.S. § 13-131 there can be no crime and thus no guilt unless the defendant be of sound mind. This is an issue which cannot be answered theoretically until the second trial. In addition, assuming that the test for specific intent (basically a capacity test) is different from the test of insanity (a cognitive test under the M’Naghten rule), where is the line to be drawn between evidence to be admitted and considered at the first trial weighing on the defendant’s mental state in forming a specific intent, and evidence to be admitted and considered at the second trial on the defense of insanity? California, carrying the isolation of issues to an extreme, originally held that no evidence of the defendant’s mental state could be admitted at the first trial even if it was presented to prove specific intent. (See Louisell and Hazard, Insanity as a Defense: The Bifurcated Trial, 49 Cal. L.R. 805, for a learned discussion of the California cases). Later, in People v. Wells, 33 Cal.2d 330, 202 P.2d 53 (1949), the rule was established that evidence of mental condition weighing on intent could be admitted at the first trial, but not if it weighed on insanity. Finally, in People v. Gorshen, 51 Cal.2d 716, 336 P.2d 492 (1959), the rule was broadened to the point where any evidence negating capacity to form the requisite intent was admissible even if cotextual to proof of insanity under M’Naghten.

The problem appears in the instant case when the defendant argues that the State’s burden of proof on the sanity issue must be satisfied solely by evidence presented at the second trial. We feel defendant misconstrues the nature of the bifurcated trial.

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Bluebook (online)
457 P.2d 755, 10 Ariz. App. 215, 1969 Ariz. App. LEXIS 559, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-shanahan-arizctapp-1969.