State v. Shaffer

2010 UT App 240, 239 P.3d 285, 663 Utah Adv. Rep. 37, 2010 Utah App. LEXIS 238, 2010 WL 3340563
CourtCourt of Appeals of Utah
DecidedAugust 26, 2010
Docket20090274-CA
StatusPublished
Cited by4 cases

This text of 2010 UT App 240 (State v. Shaffer) is published on Counsel Stack Legal Research, covering Court of Appeals of Utah primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Shaffer, 2010 UT App 240, 239 P.3d 285, 663 Utah Adv. Rep. 37, 2010 Utah App. LEXIS 238, 2010 WL 3340563 (Utah Ct. App. 2010).

Opinion

AMENDED OPINION 1

McHUGH, Associate Presiding Judge:

T1 Abraham Mario Shaffer appeals his sentence for aggravated robbery, a first degree felony, see Utah Code Ann. § 76-6-302 (2008). 2 Shaffer contends that the State breached the plea agreement and that the trial court's failure to recognize the breach constituted plain error. He also argues that defense counsel's failure to object at sentencing constituted ineffective assistance of counsel. We affirm.

BACKGROUND

T2 On January 30, 2008, Shaffer, along with two other men, entered a mobile phone store. Shaffer used a gun to assault an employee, threatening to "blow [his] head off," and Shaffer and the other two men proceeded to rob the store of some mobile phones and $35 from a cash register. The three men were arrested, and Shaffer was subsequently charged with aggravated robbery. The State notified Shaffer that it would seek both a dangerous weapon enhancement for the use of a gun, see id. § 76-3-208.8(2)(a) (providing for a weapons enhancement of one year in addition to the minimum term of the sentence), and a group or gang enhancement, see id. § 76-3-203.1(8)(e) (providing for a gang enhancement on a first degree felony of an additional indeterminate term of nine years to life) (current version at id. § 76-3-208.1(8)(e) (Supp.2009)), 3 to the aggravated robbery charge.

3 Shaffer agreed to enter a guilty plea to aggravated robbery in exchange for the State agreeing to three conditions: (1) the State agreed not to pursue gang and gun enhancements; (2) the State agreed to join in a motion to reduce Shaffer's conviction from a first to a second degree felony if he successfully completed probation; and (8) the State agreed to recommend that Shaffer be sentenced to a suspended prison sentence and two years in jail with credit for time served.

4 At a December 15, 2008 change of plea hearing, defense counsel recited the terms of the plea agreement to the trial court. The trial court then instructed Shaffer that the statutory sentence for aggravated robbery *288 was "five years to life in prison," that the court was not bound by the plea agreement, and that Shaffer would waive certain rights by pleading guilty. The trial court specifically stated, "I want to make it clear that I could give you the five-year-to-life sentence and there's no promise, no guarantee of any kind that you won't get that." Shaffer confirmed that he understood and verbally entered a guilty plea to the charge of aggravated robbery. The plea agreement was signed by Shaffer, defense counsel, and the prosecutor.

15 On March 9, 2009, the trial court conducted sentencing proceedings, by which time Shaffer had already served one year and thirty-nine days (or just over thirteen months) in jail. Prior to the sentencing hearing, Adult Probation and Parole (AP & P) prepared a pre-sentence investigation report (PSI) for the court, in which it determined that Shaffer had a high risk of recidivism and recommended that he be sentenced to five years to life in prison. AP & P identified several specific concerns with respect to Shaffer: his history of aleohol and drug use, his involvement with gang members and his lack of candor in denying that he was a gang member, his use of a gun and threatening statements in committing the crime, his multiple disciplinary write-ups while in jail, his numerous past offenses, and his involvement in other documented incidents of violence.

16 At the sentencing hearing, defense counsel set forth the terms of the plea agreement, representing to the court that the State had agreed to "recommend a year in jail beyond the time that [Shaffer] had already served and at the conclusion of that year, [the State] would recommend [Shaffer] be placed on probation." Defense counsel also provided the court with information tending to mitigate the potentially adverse elements discussed in the PSI, including information indicating that Shaffer had significant family and community support. After defense counsel presented the recommendations and mitigating factors, the trial court gave Shaffer an opportunity to comment. Shaffer apologized for his actions but did not comment on defense counsel's explanation of the recommended sentence.

T7 Next, the prosecutor confirmed the agreement as set forth by defense counsel and recommended that Shaffer serve an additional year in jail, with no credit for time served, and that he be placed on probation, with gang conditions, for three years. However, in response to defense counsel's statements regarding the benefits of Shaffer's family support, the prosecutor identified some dishonest behavior by Shaffer's relatives during the proceedings and suggested that their statements regarding Shaffer were likely unreliable. In response to a question from the trial court, the State also indicated that the victim of the robbery "felt that Shaffer should be incarcerated for as long as possible [but] was fine with the resolution." Finally, in reiterating her recommendation, the prosecutor expressed her opinion that Shaffer's behavior "warrants, at minimum, another year in jail followed by 36-months probation."

T8 The trial court rejected the State's recommendation in favor of that advanced by AP & P, noting that the seriousness of the crime "warrants the sentence of imprisonment." Shaffer was, therefore, sentenced to the indeterminate term of five years to life in prison.

ISSUES AND STANDARDS OF REVIEW

T 9 Shaffer alleges that the State breached the plea agreement in three respects: (1) by recommending that Shaffer serve one year with no credit for time served rather than the agreed upon two years with credit for time served, (2) by not informing the pre-sentence investigator of the State's recommendation, and (8) by making statements at the sentencing hearing that impermissibly undermined the sentencing recommendation. None of these alleged breaches were raised at the sentencing hearing and were thus not preserved on appeal. Shaffer concedes that his claim is not preserved but challenges his sentence on the grounds of plain error and ineffective assistance of counsel. See generally State v. Weaver, 2005 UT 49, ¶18, 122 P.3d 566 (recognizing three cireumstances where an issue may be addressed for the *289 first time on appeal: plain error, exceptional cireumstances, and ineffective assistance of counsel).

T 10 To establish plain error, Shaffer must show that "(G) [aln error exists; (i) the error should have been obvious to the trial court; and (iii) the error is harmful, ie., absent the error, there is a reasonable likelihood of a more favorable outcome for the [defendant]." State v. Cruz, 2005 UT 45, ¶ 16, 122 P.8d 543 (first alteration in original) (internal quotation marks omitted). "If any one of these requirements is not met, plain error is not established." State v. Dean, 2004 UT 63, ¶15, 95 P.3d 276 (internal quotation marks omitted). For purposes of plain error review, the United States Supreme Court has recently clarified, "[The question with regard to prejudice is not whether [the defendant] would have entered the plea had he known about the future violation.

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Cite This Page — Counsel Stack

Bluebook (online)
2010 UT App 240, 239 P.3d 285, 663 Utah Adv. Rep. 37, 2010 Utah App. LEXIS 238, 2010 WL 3340563, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-shaffer-utahctapp-2010.