State v. Sergent (Slip Opinion)

2016 Ohio 2696, 69 N.E.3d 627, 148 Ohio St. 3d 94
CourtOhio Supreme Court
DecidedApril 27, 2016
Docket2015-1093
StatusPublished
Cited by151 cases

This text of 2016 Ohio 2696 (State v. Sergent (Slip Opinion)) is published on Counsel Stack Legal Research, covering Ohio Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Sergent (Slip Opinion), 2016 Ohio 2696, 69 N.E.3d 627, 148 Ohio St. 3d 94 (Ohio 2016).

Opinion

Kennedy, J.

I. Introduction

{¶ 1} In this appeal, we address a certified conflict between a decision of the Eleventh Appellate District and decisions of the Second and Fourth Appellate Districts regarding the following certified question: “In the context of a jointly-recommended sentence, is the trial court required to make consecutive-sentence findings under R.C. 2929.14(C) in order for its sentence to be authorized by law and thus not appealable?” Relying on our holding in State v. Porterfield, 106 Ohio St.3d 5, 2005-Ohio-3095, 829 N.E.2d 690, we answer the certified question in the negative and find that such a sentence is “authorized by law” and not appealable. Consequently, we reverse the judgment of the court of appeals on this issue and reinstate the sentence of defendant-appellee, William D. Sergent.

II. Facts and Procedural History

{¶ 2} Appellant, the state of Ohio, charged Sergent with three counts of raping his minor biological daughter in violation of R.C. 2907.02(A)(2). Sergent pleaded guilty to all three counts that occurred over three distinct time periods between June 1, 2009, and August 31, 2010. The written plea agreement, signed by Sergent, stated that he understood that a three- to ten-year prison term was mandatory for each count of rape and that the court may order that some or all of the prison terms be served consecutively to each other. The court held a Crim.R. 11 hearing and in a judgment entry incorporating the agreement, accepted the plea, stating that Sergent understood the consequences of waiving his constitutional rights and that his plea was voluntary.

{¶ 3} At the sentencing hearing, Sergent’s counsel stated: “We do have a joint sentencing recommendation, which I think is to be broken down 8 years for each *95 count to be run consecutive for a total of 24 years.” Sergent’s counsel further stated:

We believe that adopting the joint recommendation certainly would not demean the seriousness of the offense, and it would adequately protect the public, particularly in light of the fact that [Sergent] is 53 years of age at this point in time and a 24 year prison term is a significant — I mean he will be an elderly man upon completion of that sentence.

{¶ 4} The prosecutor then spoke, stressing to the court that Sergent was charged with three counts of rape that were “continuing courses of criminal conduct.” She further asserted that Sergent used his relationship with his daughter to force her to have sex, causing her both physical and psychological harm. Finally, the prosecutor stated: “So based on the victim’s age, fiscal [sic, physical] and psychological harm, the relationship used to facilitate — -the fact this is a parent — with his daughter who lives in the home with him, we did join in on a joint recommendation of 24 years.”

{¶ 5} The trial judge then stated:

The Court has considered * * * the overriding purposes of felony sentencing pursuant to Revised Code 2929.11 which are to protect the public from future crime by this offender and others similarly minded, and to punish this offender using the minimum sanctions that the court determines accomplish the purposes, without imposing an unnecessary burden on state or local government resources. I have considered the need for incapacitation, deterrence, rehabilitation, and restitution. I’ve considered the joint recommendation of the parties. I have reasonably calculated this sentence to achieve the two overriding purposes of felony sentencing, and to be commensurate with and not demeaning to the seriousness of this offender’s conduct and its impact not only on the victim, but on society, and to be consistent with sentences imposed for similar crimes committed by similar offenders.

{¶ 6} The judge also stated that he considered the seriousness and recidivism factors set forth in R.C. 2929.12. The judge imposed the jointly recommended sentence of three eight-year prison terms, one for each count of rape, to be served consecutively to each other for an aggregate prison term of 24 years.

{¶ 7} The sentencing entry cited R.C. 2929.14(C)(4) and set out the statutorily enumerated findings supporting the imposition of consecutive sentences. Ser- *96 gent, acting pro se, filed a postsentencing motion to withdraw his plea, which the court denied.

{¶ 8} Sergent filed a pro se motion for leave to file a delayed appeal, which the court of appeals granted. The court of appeals appointed counsel to represent Sergent. After Sergent’s counsel filed an Anders brief, 1 the court of appeals reviewed the record and found that an arguable issue existed to support Sergent’s appeal under State v. Bonnell, 140 Ohio St.3d 209, 2014-Ohio-3177, 16 N.E.3d 659. The arguable issue concerned Sergent’s sentencing, specifically, whether the trial court, in imposing consecutive sentences, complied with Bonnell by making the findings required by R.C. 2929.14(C) at the sentencing hearing and incorporating those findings in the sentencing entry. The court also appointed new counsel to represent Sergent.

{¶ 9} Sergent’s new counsel filed a brief asserting two assignments of error: (1) Sergent’s guilty plea was not knowingly and voluntarily entered and (2) the trial court erred in failing to make the required findings under R.C. 2929.14(C)(4) at Sergent’s sentencing hearing prior to imposing consecutive sentences of imprisonment.

{¶ 10} The court of appeals overruled Sergent’s first assignment of error and held that Sergent’s guilty plea was entered knowingly and voluntarily. 2015-Ohio-2603, 38 N.E.3d 461, ¶ 48-55.

{¶ 11} In addressing Sergent’s second assignment of error, the court of appeals recognized that a jointly recommended sentence that is “authorized by law” is not subject to review under R.C. 2953.08(D)(1). Id. at ¶ 26. However, relying on its decision in State v. Bell, 11th Dist. Portage No. 2014-P-0017, 2015-Ohio-218, 2015 WL 317136, ¶ 12, the court of appeals held that “an agreed sentence between the state and the defendant does not relieve the trial court of its obligation to make the statutorily required findings to impose consecutive sentences.” 2015-Ohio-2603, 38 N.E.3d 461, at ¶ 22, citing State v. McFarland, 11th Dist. Lake No. 2013-L-061, 2014-Ohio-2883, 2014 WL 2958327, ¶ 13-14, and State v. Underwood, 124 Ohio St.3d 365, 2010-Ohio-1, 922 N.E.2d 923, ¶ 19-22. The court found that while the trial court included the findings required by R.C. 2929.14(C)(4) for imposing consecutive sentences in its sentencing entry, it did not make those findings at the sentencing hearing, as required by Bonnell. 2015-Ohio-2603, 38 N.E.3d 461, at ¶ 21. Therefore, the court held that Sergent’s sentence was appealable and that it must be vacated and the cause remanded for resentencing.

*97 {¶ 12} The Eleventh District sua sponte certified that its judgment, and its prior judgment in State v. Bell,

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Bluebook (online)
2016 Ohio 2696, 69 N.E.3d 627, 148 Ohio St. 3d 94, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-sergent-slip-opinion-ohio-2016.