State v. Savastano

309 P.3d 1083, 354 Or. 64, 2013 WL 4858761, 2013 Ore. LEXIS 720
CourtOregon Supreme Court
DecidedSeptember 12, 2013
DocketCC C081586CR; CA A141053; SC S059973
StatusPublished
Cited by22 cases

This text of 309 P.3d 1083 (State v. Savastano) is published on Counsel Stack Legal Research, covering Oregon Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Savastano, 309 P.3d 1083, 354 Or. 64, 2013 WL 4858761, 2013 Ore. LEXIS 720 (Or. 2013).

Opinion

*66 BALMER, C. J.

This case requires us to examine Article I, section 20, of the Oregon Constitution — the privileges or immunities provision — in the context of prosecutorial discretion. Specifically, we must determine whether Article I, section 20, applies to prosecutors’ charging decisions and, if so, whether a prosecutor must consistently adhere to a coherent, systematic policy in making charging decisions.

Defendant was accused of embezzling money from her employer in numerous transactions over a period of 16 months, and the prosecutor aggregated those transactions to indict defendant on 16 counts of theft — one count for each month. Although the prosecutor’s office did not have a “policy” for aggregating theft transactions, the prosecutor aggregated the transactions by month to create “a clear organizational outline for the jury.” Defendant moved to dismiss the indictment, arguing that it violated Article I, section 20, because this court’s decision in State v. Freeland, 295 Or 367, 375, 667 P2d 509 (1983), required the prosecutor to apply a “coherent, systematic policy” when aggregating theft transactions. The trial court denied that motion, and defendant entered a conditional guilty plea. On appeal, the Court of Appeals reversed, holding that the state had violated Article I, section 20, because the prosecutor’s office had no policy providing consistent guidance for prosecutors regarding whether and how to aggregate multiple theft transactions. State v. Savastano, 243 Or App 584, 589-90, 260 P3d 529 (2011). 1 For the reasons set out below, we reverse the decision of the Court of Appeals and affirm defendant’s conviction. In doing so, we overrule Freeland and reaffirm this court’s decision in State v. Clark, 291 Or 231, 630 P2d 810, cert den, 454 US 1084 (1981).

I. FACTS AND PROCEEDINGS BELOW

Defendant was accused of embezzling more than $200,000 from her employer over a period of 16 months in numerous theft transactions. The prosecutor relied on an *67 aggregation statute to aggregate those theft transactions: “The value of single theft transactions may be added together if the thefts were committed * * * [a] gainst the same victim, or two or more persons who are joint owners, within a 180-day period.” Former ORS 164.115(5) (2007), renumbered as ORS 164.115(6) (2011). The prosecutor aggregated the individual theft transactions by month and charged defendant with 16 counts of theft, including 10 counts of first-degree aggravated theft and six counts of first-degree theft. 2

Defendant filed a motion to dismiss the indictment, arguing that her rights under Article I, section 20, of the Oregon Constitution 3 had been violated, because there was no “coherent, systematic policy” guiding the prosecutor’s exercise of his discretion to aggregate multiple theft transactions. During the hearing on defendant’s motion, the prosecutor explained how the aggregation decision had been made:

“We don’t have a policy for the way that these theft cases are aggregated. What we look at is a number of factors that are as unique as defendants are unique and as particular criminal acts are unique. *** [I]n this particular case, as a side note, it was a decision based on clarity for a jury. It made a lot of sense. There are a number of acts in any of the — in every one of those months we’re talking about. * * * We could have charged every, single one of those acts and we could have had an indictment with several hundred charges, I imagine. But what made sense in this particular case was to lump everything together by month and have a clear organizational outline for the jury when they’re looking at the case.”

The trial court denied defendant’s motion, stating that the prosecutor was “well within [his] discretionary authority in charging the case in the way that [he] did.” Defendant entered *68 a conditional guilty plea and appealed the trial court’s denial of her motion.

The Court of Appeals reversed. The court began by reviewing this court’s Article I, section 20, case law. The court noted that Article I, section 20, protects both individuals and classes of individuals. Savastano, 243 Or App at 588; see also Clark, 291 Or at 237 (noting that Article I, section 20, “forbids inequality of privileges or immunities not available ‘upon the same terms,’ first, to any citizen, and second, to any class of citizens”). This court’s cases have analyzed separately individual-based claims — those focused on whether the government has granted or denied privileges or immunities “without legitimate reasons related to [a] person’s individual situation” — and class-based claims — those focused on whether the government has granted or denied privileges or immunities to a class of citizens based on “unjustified differentiation.” Clark, 291 Or at 239. Because defendant raised an individual-based claim, rather than a class-based claim, the Court of Appeals relied on the case law involving those claims and concluded that Article I, section 20, applies to prosecutorial discretion, including prosecutorial charging decisions. Savastano, 243 Or App at 588 (citing Oregon cases applying Article I, section 20, analysis to decisions of prosecutors). The court then set out a two-part test for analyzing individual-based claims under Article I, section 20, drawing, in part, from this court’s decision in Freeland:

“First, has a state actor made a decision that confers a privilege or imposes an immunity of constitutional magnitude? Second, if so, has the person claiming a constitutional violation shown that the decision did not result from the application of ‘sufficiently consistent standards to represent a coherent, systematic policy!’]?”

Id. (quoting Freeland, 295 Or at 375). 4

*69 Applying that two-part test, the Court of Appeals first concluded that the way in which multiple theft transactions are aggregated into a smaller number of criminal charges is of constitutional magnitude because of a defendant’s possible burden to defend against “a multitude of minor charges” and because of the range of possible penalties that could accompany different charging decisions. Id. at 589. Addressing the second inquiry, the court determined that, although defendant did not provide evidence showing that a coherent, systematic policy was lacking in this case, the prosecutor conceded that the charging decision was unsystematic. Id. (“Although the prosecutor cited a criterion — clarity for the jury — he did not argue that the criterion was a department-wide or consistent policy[.]”).

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Bluebook (online)
309 P.3d 1083, 354 Or. 64, 2013 WL 4858761, 2013 Ore. LEXIS 720, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-savastano-or-2013.