State v. Sanchez

2008 NMSC 066, 198 P.3d 337, 145 N.M. 311
New Mexico Supreme Court·Decided November 24, 2008·No. 30,255·Published·Cited by 11 cases

Opinion

OPINION

MAES, Justice.

{1} This direct appeal addresses the presentment of evidence in the penalty phase of a capital appeal. The Capital Felony Sentencing Act (CFSA), NMSA 1978, §§ 31-20A-1 to -6 (1979, as amended), directs the jury to weigh aggravating and mitigating circumstances to determine the appropriate sentence. The State appeals from the district court’s pretrial ruling that evidence of Defendant’s prior convictions may be admitted during the penalty phase of the trial only if the State first establishes its relevance to the jury’s selection of the sentence. We hold that the district court must facilitate this weighing, on a case-by-case basis, according to the evidentiary rules of relevance and reliability and the CFSA’s statutory directives. Without sufficient information about facts and circumstances that will be at issue during the penalty phase of trial, the district court appropriately reserved ruling on the relevance of the evidence.

I. FACTS

{2} Defendant is charged with one count of first-degree murder, two counts of conspiracy to commit first-degree murder, one count of attempt to commit first-degree murder, two counts of possession of a deadly weapon by a prisoner, one count of tampering with evidence, and one count of unlawful assault on a jail. The State is seeking the death penalty on the following aggravating circumstances:

1. The victim, Ralph Garcia, was a peace officer who was acting in the lawful discharge of an official duty when he was murdered.
2. While incarcerated in a penal institution, the Guadalupe County Correctional Facility, in New Mexico, ... Defendant, with the intent to kill, murdered, Ralph Garcia, who was at the time lawfully on the premises of a penal institution in New Mexico, namely the Guadalupe County Correctional Facility.

See Section 31-20A-5(A), (D).

{3} This appeal concerns Defendant’s motion in limine, in which Defendant sought an order precluding the State from mentioning the name or nature of his prior felony convictions in either the guilt or penalty phase of trial. Defendant argued that his prior convictions are irrelevant to any issue relating to his guilt or potential sentence.

{4} The district court held two hearings on Defendant’s motion. At the first hearing, the court stated that the evidence would not be admissible as impeachment evidence during the guilt phase of the trial unless Defendant “opens the door, makes that an issue at trial, or [Defendant takes the stand.”

{5} At the second hearing, the State asked permission to introduce evidence of Defendant’s prior convictions, including the name and nature of the crimes during the penalty phase of the trial in three ways. First, the State sought to introduce evidence of Defendant’s prior convictions “right out of the box,” regardless of Defendant’s presentation of mitigating evidence in the sentencing phase. Second, the State sought permission to cross-examine any of Defendant’s witnesses, “no matter who that witness is,” using Defendant’s prior convictions by asking whether knowledge of the convictions “would ... change [their] opinion of Mr. Sanchez if [they] knew he had a prior conviction for murder.” Third, the State sought permission to ask its own experts on direct examination about Defendant’s prior convictions.

{6} Orally, the district court ruled that the State could not introduce evidence of Defendant’s prior convictions “right out of the box,” and the State cannot bring in the evidence unless the State first establishes its relevance. The court clarified the ruling in its written order:

New Mexico law does not automatically allow introduction of such evidence in the State’s ease[-]in[-]ehief of the “penalty phase,” of Defendant’s trial, unless the State can first establish such evidence is relevant to the sentencing of ... Defendant, once a jury is considering mitigating and aggravating circumstances.
IT IS THEREFORE ORDERED, that the State is prohibited from automatically introducing Defendant’s prior Second[-]Degree Murder conviction, in their case[-]in[-]chief, during the “penalty phase” of Defendant’s trial, unless the State can first establish that such evidence is relevant.

The State appealed the district court’s ruling directly to this Court.

II. JURISDICTION

{7} Defendant argues that this Court does not have jurisdiction over the State’s appeal because the State has no constitutional or statutory right to an appeal from the district court’s order. “Generally, the State cannot appeal proceedings from a judgment in favor of the defendant in a criminal case absent a constitutional provision or statute conferring that right.” State v. Montoya, 2008-NMSC-043, ¶ 10, 144 N.M. 458, 188 P.3d 1209 (internal quotation marks and citations omitted). NMSA 1978, Section 39-3-3(B)(2) (1972) provides the State with a statutory right of appeal from non-final orders, which are generally outside of the State’s constitutional right to appeal. State v. Alvarez, 113 N.M. 82, 85, 823 P.2d 324, 327 (Ct.App.1991).

{8} As it applies to this case, Section 39-3-3(B)(2) has two requirements: (1) the district court order is one “suppressing or excluding evidence or requiring the return of seized property”; and (2) the district attorney certifies “that the evidence is a substantial proof of a fact material in the proceeding.” Defendant argues that the district court order does not meet the first requirement because the order only precludes the State from “automatically” introducing Defendant’s prior conviction. Defendant argues that the order permits the State to introduce evidence upon a showing of relevance and, therefore, is not “suppressing or excluding evidence.”

{9} Defendant further argues that the district court’s order does not meet the second Section 39-3-3(B)(2) requirement because the prior convictions are not “substantial proof of a fact material in the proceeding.” Defendant argues that his prior convictions are neither aggravating nor mitigating circumstances under the CFSA, and that “even if the prior convictions are excluded, the State will still be able to seek the death penalty in this ease.” Therefore, Defendant argues the State does not have a right to an interlocutory appeal from the district court’s order.

{10} In contrast, the State argues that it has both a statutory and a constitutional right to appeal the district court’s order. The State asserts that evidence of Defendant’s prior convictions is material to the issue of sentence selection, and that “[t]he evidence of Defendant’s prior convictions will substantially affect the outcome of the jury’s decision and, therefore, is material to the penalty phase proceeding.” The State argues that by denying its assertion of per se relevance, the district court’s order excluded evidence of Defendant’s prior convictions for purposes of Section 39-3-3(B)(2).

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State v. Sanchez, 2008 NMSC 066, 198 P.3d 337, 145 N.M. 311 (N.M. 2008).

2008 NMSC 066 (State v. Sanchez) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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